SBSE-C: Filer Information

Filer CIK

0000009631

Filer CCC

**********

Is this a LIVE or TEST Filing?

LIVE

TEST

Would you like a Return Copy?

Submission Contact Information

Name

Phone

E-Mail Address

Notify via Filing Website only?

Notification E-mail Address

SBSE-C: Certification 1

FORM SBSE-C

Certification

Applicant Name: BANK OF NOVA SCOTIA

Date: SEC Filer No:

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

Instructions:

This Certification 1 must be signed by a senior officer of the applicant.

I certify that -

(1) after due inquiry, I have reasonably determined that the applicant has developed and implemented written policies and procedures reasonably designed to prevent violation of federal securities laws and the rules thereunder, and
(2) I have documented the process by which I reached such determination.

Applicant Name:

BANK OF NOVA SCOTIA

Date:

10-29-2021

Signature of Senior Officer:

Jake Lawrence

Name of Senior Officer:

Jake Lawrence

Title of Senior Officer

CEO and Group Head, Global Banking and Markets

SBSE-C: Certification 2

FORM SBSE-C

Certification

Applicant Name: BANK OF NOVA SCOTIA

Date: SEC Filer No:

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

Instructions:

This certification must be signed by the applicant's Chief Compliance Officer designated pursuant to Exchange Act Section 15F(k) or by his or her designee.
For purposes of this Form, the term associated person shall have the meaning as specified in Section 3(a)(70) of the Exchange Act [15 U.S.C. 78c(a)(70)].

The applicant certifies that it -

(a) has performed background checks on all of its associated persons who are natural persons and who effect or are involved in effecting security-based swaps on its behalf, and
(b) neither knows, nor in the exercise of reasonable care should have known, that any associated person who effects or is involved in effecting security-based swaps on its behalf is subject to a statutory disqualification, as described in Sections 3(a)(39)(A) through (F) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(39)(A) – (F)), unless otherwise specifically provided by rule, regulation or order of the Commission.

Applicant Name:

BANK OF NOVA SCOTIA

Date:

10-29-2021

Signature of Chief Compliance Officer or Designee:

Sean Dusseau

Name of Chief Compliance Officer or Designee:

Sean Dusseau

If Designee, Title of Designee: