0001214659-23-016529.txt : 20231215 0001214659-23-016529.hdr.sgml : 20231215 20231215213552 ACCESSION NUMBER: 0001214659-23-016529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLER RICHARD B CENTRAL INDEX KEY: 0001211677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05721 FILM NUMBER: 231492081 MAIL ADDRESS: STREET 1: C/O JEFFERIES LLC STREET 2: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Financial Group Inc. CENTRAL INDEX KEY: 0000096223 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132615557 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124601900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LEUCADIA NATIONAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TALCOTT NATIONAL CORP DATE OF NAME CHANGE: 19800603 4 1 marketforms-63878.xml PRIMARY DOCUMENT X0508 4 2023-12-13 0000096223 Jefferies Financial Group Inc. JEF 0001211677 HANDLER RICHARD B C/O JEFFERIES FINANCIAL GROUP INC. 520 MADISON AVE. NEW YORK NY 10022 true true false false CEO 0 Common Stock 2023-12-13 4 A false 119968 37.51 A 16076031 D Common Stock 2023-12-13 4 A false 159957 37.51 A 16235988 D Common Stock 41918 I By Reporting Person's 2021-A LLC Common Stock 234148 I By Reporting Person's 2021 LLC Common Stock 271906 I By Reporting Person's 2012 Trust Common Stock 279504 I By Spouse of Reporting Person's Trust Common Stock 195987 I By Reporting Person's 2022-A Trust Common Stock 637065 I By Reporting Person's 2022 LLC Common Stock 122386 I By Trustee of Profit Sharing Plan Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781. /s/ Joanna Jia, by power of attorney 2023-12-15