EX-FILING FEES 15 ny20009069x1_ex107.htm FILING FEES TABLE

Exhibit 107.1

Calculation of Filing Fee Tables

Form S-3
(Form Type)

Jefferies Financial Group Inc.
(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

   
Security Type
 
Security Class Title
 
Fee Calculation or Carry Forward Rule
 
Amount Registered
 
Proposed Maximum Offering Price Per Unit
 
Maximum Aggregate Offering Price
 
Fee Rate
 
Amount of Registration Fee
 
Carry Forward Form Type
 
Carry Forward File Number
 
Carry Forward Initial Effective Date
 
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward
Newly Registered Securities
Fees to Be Paid
 
Equity
 
Common Shares, par value $1.00 per share
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Equity
 
Preferred Shares, par value $1.00 per share
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Debt
 
Debt Securities
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Other
 
Warrants
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Other
 
Purchase Contracts
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Other
 
Units
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
   
Other
 
Debt securities of Jefferies Financial Group Inc.’s corporate predecessors
 
Rule 456(b) and Rule 457(r)
 
(1)(2)
 
(1)(2)
 
(1)(2)
 
(3)
 
(3)
               
Fees Previously Paid
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
     
N/A
               
Carry Forward Securities
Carry Forward Securities
 
Equity
 
Common Shares, par value $1.00 per share
 
Rule 415(a)(6) and 457(p)
 
25,000,000
     
$828,500,000
         
S-3
 
333-238931
 
June 4, 2020
 
$91,300.70
   
Total Offering Amounts
     
N/A
     
N/A
               
   
Total Fees Previously Paid
             
N/A
               
   
Total Fee Offsets
             
$91,300.70
               
   
Net Fee Due
             
N/A
               

Table 2: Fee Offset Claims and Sources

   
Registrant or Filer Name
 
Form or Filing Type
 
File Number
 
Initial Filing Date
 
Filing Date
 
Fee Offset Claimed
 
Security Type Associated with Fee Offset Claimed
 
Security Title Associated with Fee Offset Claimed
 
Unsold Securities Associated with Fee Offset Claimed
 
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed
 
Fee Paid with Fee Offset Source
Rules 457(b) and 0-11(a)(2)
Fees Offset Claims
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
Fees Offset Sources
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
 
N/A
Rule 457(p)
Fees Offset Claims
 
Jefferies Financial Group Inc.
 
S-3
 
333-238931
 
June 4, 2020
     
$91,300.70(4)
 
Equity
 
Common Shares, par value $1.00 per share
 
25,000,000
 
$828,500,000
 
(1)
Fees Offset Sources
 
Jefferies Financial Group Inc.
 
424(b)(5)
 
333-238931
     
November 1, 2022
                     
(1)

(1)
An unspecified aggregate initial offering price and number or amount of the securities of each identified class is being registered as may from time to time be offered at unspecified prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities or that are issued in units. In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the issuer is deferring payment of all of the registration fee, except for $91,300.70 that may be offset pursuant to Rule 457(p) as described in footnote 4 below. In connection with the securities offered hereby, the issuer will pay “pay-as-you-go registration fees” in accordance with Rule 456(b) under the Securities Act, except with respect to the offset pursuant to Rule 457(p) as described in footnote 4.

(2)
Includes an unspecified number of securities that may be offered or sold by direct or indirect subsidiaries of the issuer in market-making transactions. These securities consist of an indeterminate amount of such securities that are initially being registered, and will initially be offered and sold, under this Registration Statement and an indeterminate number or amount of such securities that were initially registered, and were initially offered and sold, under registration statements previously filed by Jefferies Financial Group Inc. and/or its corporate predecessors. All such market-making transactions with respect to these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement.

(3)
Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is required for the registration of an indeterminate amount of securities to be offered solely for market-making purposes by direct or indirect subsidiaries of the issuer.

(4)
The Registrant previously registered 25,000,000 of its Common Shares, par value $1.00 per share, having an aggregate offering price of up to $828,500,000 pursuant to a Registration Statement on Form S-3 No. 333-238931, filed on June 4, 2020 (the “Prior Registration Statement”), as supplemented by a Prospectus Supplement dated November 1, 2022, and paid a total registration fee of $91,300.70. Pursuant to Rule 457(p), $91,300.70 of the registration fees paid in connection with these unsold securities registered on the Prior Registration Statement is being applied to this Registration Statement. The offering of such unsold securities from the Prior Registration Statement has been terminated.