0001140361-21-023617.txt : 20210707 0001140361-21-023617.hdr.sgml : 20210707 20210707171005 ACCESSION NUMBER: 0001140361-21-023617 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20210628 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Financial Group Inc. CENTRAL INDEX KEY: 0000096223 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132615557 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05721 FILM NUMBER: 211078065 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124601900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LEUCADIA NATIONAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TALCOTT NATIONAL CORP DATE OF NAME CHANGE: 19800603 8-K/A 1 brhc10026653_8ka.htm 8-K/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


 
FORM 8-K/A
(Amendment No. 1)



CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): June 28, 2021
 


Jefferies Financial Group Inc.
 (Exact name of registrant as specified in charter)
 


New York
(State or Other Jurisdiction of Incorporation)
001-05721
(Commission File Number)
13-2615557
(IRS Employer Identification No.)

520 Madison Ave., New York, New York
 
10022
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant's telephone number, including area code: 212-460-1900
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, Par Value $1.00 Per Share
JEF
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 28, 2021, Jefferies Financial Group Inc. (the “Company”) filed a Current Report on Form 8-K (the “Initial 8-K”) disclosing that the Board of Directors (the “Board”) of the Company had elected Melissa V. Weiler and Matrice Ellis Kirk to the Board. Committee assignments for Mses. Weiler and Ellis Kirk had not been determined as of the filing of the Initial 8-K.

The Company is filing this Amendment No. 1 to the Initial 8-K to report that on July 2, 2021, effective as of the same date, the Board appointed Ms. Weiler to serve as a member of its Audit Committee and its Compensation Committee, and Ms. Ellis Kirk to serve as a member of its ESG, Diversity, Equity and Inclusion Committee and its Risk and Liquidity Oversight Committee, having previously determined that each of them is an independent director under applicable Securities and Exchange Commission and New York Stock Exchange rules.

All other information in the Initial 8-K remains unchanged.
 
2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
JEFFERIES FINANCIAL GROUP INC.
     
 
By:
/s/ Michael J. Sharp
   
Name:
Michael J. Sharp
   
Title:
Executive Vice President and General Counsel

Date: July 7, 2021


3

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