XML 72 R61.htm IDEA: XBRL DOCUMENT v3.5.0.2
Fair Value Disclosures (Schedule Of Assets And Liabilities Measured On Recurring Basis At Fair Value) (Details) - USD ($)
$ in Thousands
Sep. 30, 2016
Dec. 31, 2015
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Investments at fair value based on NAV $ 29,500 $ 36,700
Derivatives 355,400 262,799
Counterparty/cash-collateral netting, Assets (5,887,874) (4,165,446)
Total trading assets, excluding Investments at fair value based on NAV 15,567,743 18,256,356
Total available for sale securities 350,666 207,355
Cash and cash equivalents 3,278,975 3,638,648
Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations 1,026,865 751,084
Derivatives 390,769 218,243
Counterparty/cash-collateral netting, Liabilities (5,970,029) (4,257,998)
Total trading liabilities 7,999,156 6,840,430
Other secured financings 53,586 68,345
Debt-structured notes 204,422  
Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 1,777,506 1,464,604
Corporate debt securities 1,705,150 1,556,941
U.S. government and federal agency securities 1,213,672 1,488,121
Sovereign obligations 2,373,031 1,342,996
Loans 539,028 769,408
Derivatives 390,769 218,243
Counterparty/cash-collateral netting, Liabilities (5,970,029) (4,257,998)
US Treasury Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations 99,900  
Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 2,971,112 2,977,881
Corporate debt securities 2,529,310 2,893,041
CDOs and CLOs 143,864 174,236
U.S. government and federal agency securities 3,143,852 2,645,651
Municipal securities 577,467 487,141
Sovereign obligations 2,035,035 2,659,441
Loans and other receivables 1,401,549 1,312,333
Derivatives 355,400 262,799
Counterparty/cash-collateral netting, Assets (5,887,874) (4,165,446)
Investments at fair value 300,909 226,018
Investment in FXCM, Fair value of senior secured term loan receivable 207,400  
Investment in FXCM, Fair value of senior secured term loan receivable and rights to future distributions   625,689
Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 77,372 73,579
Corporate debt securities 1,519 4,744
U.S. government and federal agency securities 226,093 63,945
Level 1 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total trading assets, excluding Investments at fair value based on NAV 6,774,924 6,611,880
Total available for sale securities 303,465 137,524
Cash and cash equivalents 3,278,975 3,638,648
Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations 1,026,865 751,084
Total trading liabilities 3,873,130 3,754,147
Other secured financings 0 0
Debt-structured notes 0  
Level 1 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 1,718,634 1,428,048
Corporate debt securities 0 0
U.S. government and federal agency securities 1,213,672 1,488,121
Sovereign obligations 940,451 837,614
Loans 0 0
Derivatives 373 364
Level 1 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 2,837,849 2,803,243
Corporate debt securities 0 0
CDOs and CLOs 0 0
U.S. government and federal agency securities 3,029,251 2,555,018
Municipal securities 0 0
Sovereign obligations 904,592 1,251,366
Loans and other receivables 0 0
Derivatives 3,232 2,253
Investments at fair value 0 0
Investment in FXCM, Fair value of senior secured term loan receivable 0  
Investment in FXCM, Fair value of senior secured term loan receivable and rights to future distributions   0
Level 1 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 77,372 73,579
Corporate debt securities 0 0
U.S. government and federal agency securities 226,093 63,945
Level 2 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total trading assets, excluding Investments at fair value based on NAV 13,823,252 14,495,857
Total available for sale securities 47,201 69,831
Cash and cash equivalents 0 0
Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations 0 0
Total trading liabilities 10,074,039 7,314,231
Other secured financings 53,318 67,801
Debt-structured notes 204,422  
Level 2 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 58,834 36,518
Corporate debt securities 1,704,627 1,556,941
U.S. government and federal agency securities 0 0
Sovereign obligations 1,432,580 505,382
Loans 538,180 758,939
Derivatives 6,339,818 4,456,334
Level 2 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 111,068 133,732
Corporate debt securities 2,494,303 2,867,165
CDOs and CLOs 99,794 89,144
U.S. government and federal agency securities 114,601 90,633
Municipal securities 550,210 487,141
Sovereign obligations 1,130,443 1,407,955
Loans and other receivables 1,323,092 1,123,044
Derivatives 6,230,482 4,406,207
Investments at fair value 0 26,224
Investment in FXCM, Fair value of senior secured term loan receivable 0  
Investment in FXCM, Fair value of senior secured term loan receivable and rights to future distributions   0
Level 2 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 0 0
Corporate debt securities 1,519 4,744
U.S. government and federal agency securities 0 0
Level 3 [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total trading assets, excluding Investments at fair value based on NAV 857,441 1,314,065
Total available for sale securities 0 0
Cash and cash equivalents 0 0
Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations 0 0
Total trading liabilities 22,016 30,050
Other secured financings 268 544
Debt-structured notes 0  
Level 3 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 38 38
Corporate debt securities 523 0
U.S. government and federal agency securities 0 0
Sovereign obligations 0 0
Loans 848 10,469
Derivatives 20,607 19,543
Level 3 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 22,195 40,906
Corporate debt securities 35,007 25,876
CDOs and CLOs 44,070 85,092
U.S. government and federal agency securities 0 0
Municipal securities 27,257 0
Sovereign obligations 0 120
Loans and other receivables 78,457 189,289
Derivatives 9,560 19,785
Investments at fair value 300,909 199,794
Investment in FXCM, Fair value of senior secured term loan receivable 207,400  
Investment in FXCM, Fair value of senior secured term loan receivable and rights to future distributions   625,689
Level 3 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Corporate equity securities 0 0
Corporate debt securities 0 0
U.S. government and federal agency securities 0 0
Residential Mortgage-Backed Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total available for sale securities 21,868 23,240
Residential Mortgage-Backed Securities [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Residential mortgage-backed securities (4)   117
Residential Mortgage-Backed Securities [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 1,378,840 2,801,333
Residential Mortgage-Backed Securities [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 21,868 23,240
Residential Mortgage-Backed Securities [Member] | Level 1 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Residential mortgage-backed securities (4)   0
Residential Mortgage-Backed Securities [Member] | Level 1 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Residential Mortgage-Backed Securities [Member] | Level 1 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Residential Mortgage-Backed Securities [Member] | Level 2 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Residential mortgage-backed securities (4)   117
Residential Mortgage-Backed Securities [Member] | Level 2 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 1,331,959 2,731,070
Residential Mortgage-Backed Securities [Member] | Level 2 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 21,868 23,240
Residential Mortgage-Backed Securities [Member] | Level 3 [Member] | Trading Liabilities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Residential mortgage-backed securities (4)   0
Residential Mortgage-Backed Securities [Member] | Level 3 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 46,881 70,263
Residential Mortgage-Backed Securities [Member] | Level 3 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Commercial Mortgage-Backed Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total available for sale securities 4,687 2,374
Commercial Mortgage-Backed Securities [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 345,505 1,029,239
Commercial Mortgage-Backed Securities [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 4,687 2,374
Commercial Mortgage-Backed Securities [Member] | Level 1 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Commercial Mortgage-Backed Securities [Member] | Level 1 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Commercial Mortgage-Backed Securities [Member] | Level 2 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 320,912 1,014,913
Commercial Mortgage-Backed Securities [Member] | Level 2 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 4,687 2,374
Commercial Mortgage-Backed Securities [Member] | Level 3 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 24,593 14,326
Commercial Mortgage-Backed Securities [Member] | Level 3 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Other Asset-Backed Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Total available for sale securities 19,127 39,473
Other Asset-Backed Securities [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 177,500 161,554
Other Asset-Backed Securities [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 19,127 39,473
Other Asset-Backed Securities [Member] | Level 1 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Other Asset-Backed Securities [Member] | Level 1 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 0 0
Other Asset-Backed Securities [Member] | Level 2 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 116,388 118,629
Other Asset-Backed Securities [Member] | Level 2 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 19,127 39,473
Other Asset-Backed Securities [Member] | Level 3 [Member] | Trading Assets [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets 61,112 42,925
Other Asset-Backed Securities [Member] | Level 3 [Member] | Available For Sale Securities [Member]    
Fair Value, Assets and Liabilities Measured on Recurring and Nonrecurring Basis [Line Items]    
Mortgage- and asset-backed securities, assets $ 0 $ 0