-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/LAzY1p4HHmpLuoYBT/6RhhHpxHTJ3/Abpa/HQ5yrgAq+Q/NDJqF4T3kkFNVuTH WKbbz7dsNLUhEdKBF6vi/w== 0000914062-99-000299.txt : 19991117 0000914062-99-000299.hdr.sgml : 19991117 ACCESSION NUMBER: 0000914062-99-000299 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991105 FILED AS OF DATE: 19991115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYSCO CORP CENTRAL INDEX KEY: 0000096021 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 741648137 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-06544 FILM NUMBER: 99756571 BUSINESS ADDRESS: STREET 1: 1390 ENCLAVE PKWY CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 2815841390 COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS MICHAEL C CENTRAL INDEX KEY: 0001098933 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O SYSCO CORP STREET 2: 1390 ENCLAVE PARKWAY CITY: HOUSTON STATE: TX ZIP: 77077-2099 BUSINESS PHONE: 2815841390 MAIL ADDRESS: STREET 1: C/O SYSCO CORP STREET 2: 1390 ENCLAVE PARKWAY CITY: HOUSTON STATE: TX ZIP: 77077-2099 3 1 FORM 3 - NOVEMBER 5, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person NICHOLS, MICHAEL C. c/o SYSCO Corporation 1390 Enclave Parkway Houston, TX 77077-2099 2. Date of Event Requiring Statement (Month/Day/Year) November 5, 1999 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol SYSCO Corporation SYY 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, General Counsel and Secretary 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock, $1.00 par value |14,076.0020 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $1,00 par value |55.0000 |I |Brokerage Account | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Incentive Stock Option (|(1) |09/02/03 |Common Stock |3,700.00 |14.4375 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/01/04 |Common Stock |8,000.00 |12.75 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/31/05 |Common Stock |8,000.00 |14.3750 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/04/06 |Common Stock |8,000.00 |15.9375 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/03/07 |Common Stock |6,000.00 |17.50 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/03/08 |Common Stock |6,000.00 |21.875 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option (|(1) |09/03/09 |Common Stock |6,500.00 |32.5625 |D | | Right to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Grants are made annually with exercises not permitted prior to the first anniversary of grant. If certain performance criteria are met, 1/3 of the shares covered by the grant vest on the first, second and third anniversaries of the grant. SIGNATURE OF REPORTING PERSON MICHAEL C. NICHOLS DATE November 15, 1999 -----END PRIVACY-ENHANCED MESSAGE-----