-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WOzzprLOJ8N6Nlcnl0eC7mATgPbR0mXoUr/hcUWI9kZmiycj+iIlqt/y++xGZzC1 79t/y7tKoq0jh4a1ulp8Zg== 0000914317-01-500070.txt : 20010514 0000914317-01-500070.hdr.sgml : 20010514 ACCESSION NUMBER: 0000914317-01-500070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010510 FILED AS OF DATE: 20010510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERIDIAN MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000095676 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 520898764 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-05958 FILM NUMBER: 1629119 BUSINESS ADDRESS: STREET 1: 10240 OLD COLUMBIA RD STREET 2: STE 100 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 4103096830 MAIL ADDRESS: STREET 1: 10240 OLD COLUMBIA ROAD CITY: COLUMBIA STATE: DE ZIP: 21046- FORMER COMPANY: FORMER CONFORMED NAME: SURVIVAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH BIOVENTURES INC CENTRAL INDEX KEY: 0000900884 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 042984136 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4 MILK ST CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 2077800904 MAIL ADDRESS: STREET 1: 4 MILK ST CITY: PORTLAND STATE: ME ZIP: 04101 4 1 form4-39051_combiov.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Commonwealth Bioventures, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4 Milk Street - -------------------------------------------------------------------------------- (Street) Portland ME 04101 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker of Trading Symbol Meridian Medical Technologies, Inc. MTEC ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year April 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ================================================================================ 7. Individual or Joint/Group filing (Check Appropriate Line) [X] Form filed by One Reporting Person [ ] Form filed by More Than One Reporting Person ================================================================================ *If the form is filed by more than one person, see Instruction 4(b)(v) ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ---------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 X(1) 17 A $8.33 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 S(1) 12 D $12.375 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 X(1) 36 A $8.33 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 S(1) 24 D $12.375 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 X(1) 230 A $8.33 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 S(1) 155 D $12.375 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 X(1) 36 A $8.33 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/08/01 S(1) 24 D $12.375 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/29/01 S 14 D $9.5336 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/30/01 S 65 D $9.0749 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/02/01 S 1 D $9.00 772 I (2) ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to $8.33 3/08/01 X(1) D 2/28/97 3/14/01 Common 17 I (2) Purchase Common Stock Stock - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to $8.33 3/08/01 X(1) D 2/28/97 3/14/01 Common 36 I (2) Purchase Common Stock Stock - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to $8.33 3/08/01 X(1) D 2/28/97 3/14/01 Common 230 I (2) Purchase Common Stock Stock - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to $8.33 3/08/01 X(1) D 2/28/97 3/14/01 Common 36 230 I (2) Purchase Common Stock Stock ====================================================================================================================================
Explanation of Responses: (1) Transaction relates to the cashless exercise of warrants by the three third-party affiliates of the reporting person described in note 2 below. (2) As General Partner and 30% owner of BioVenture Partners Limited Partnership, which is General Partner and 1% owner of Commonwealth BioVentures IV Limited Partnership and Commonwealth BioVentures V Limited Partnership. /s/ Commonwealth Bioventures, Inc. /s/ Robert G. Foster, President 5/10/2001 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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