-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEy1bFTMnjTfuk9/ejNaEOhEZU/E+nDqUtcs5khFGb91uwXPzA+PKncB8E43Snsa jI7dklPf8lzD10afedx7/Q== 0001230295-07-000673.txt : 20071107 0001230295-07-000673.hdr.sgml : 20071107 20071107114923 ACCESSION NUMBER: 0001230295-07-000673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20071107 DATE AS OF CHANGE: 20071107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR INDUSTRIES INTERNATIONAL INC CENTRAL INDEX KEY: 0000095552 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 952594729 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 WOODLEY AVE CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-781-4973 MAIL ADDRESS: STREET 1: 7800 WOODLEY AVENUE CITY: VAN NUYS STATE: CA ZIP: 91406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERGUSON JAMES M CENTRAL INDEX KEY: 0001243222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 071220276 BUSINESS ADDRESS: STREET 1: 7800 WOODLEY AVE CITY: NORTHRIDGE STATE: CA ZIP: 91324 BUSINESS PHONE: 8188866506 MAIL ADDRESS: STREET 1: 7800 WOODLEY AVE CITY: VAN NUYS STATE: CA ZIP: 91406 4 1 fer161.xml X0202 4 2006-12-29 1 0000095552 SUPERIOR INDUSTRIES INTERNATIONAL INC SUP 0001243222 FERGUSON JAMES M 7800 WOODLEY AVE VAN NUYS CA 91406 0 1 0 0 SVP, Global Sales & Marketing Stock Option (Right to Buy) 29.4000 2006-12-29 4 D 0 2499 D 2011-09-20 Common Stock 2499.00 0.00 D Stock Option (Right to Buy) 36.8700 2006-12-29 4 A 0 2499 A 2011-09-20 Common Stock 2499.00 2499.00 D Stock Option (Right to Buy) 36.2000 2006-12-29 4 D 0 5000 D 2012-10-09 Common Stock 5000.00 0.00 D Stock Option (Right to Buy) 42.7500 2006-12-29 4 A 0 5000 A 2012-10-09 Common Stock 5000.00 5000.00 D Stock Option (Right to Buy) 42.8700 2006-12-29 4 D 0 11249 D 2013-12-19 Common Stock 11249.00 0.00 D Stock Option (Right to Buy) 43.2200 2006-12-29 4 A 0 11249 A 2013-12-19 Common Stock 11249.00 11249.00 D Stock Option (Right to Buy) 17.1500 2006-12-29 4 D 0 30000 D 2016-08-09 Common Stock 30000.00 0.00 D Stock Option (Right to Buy) 17.5600 2006-12-29 4 A 0 30000 A 2016-08-09 Common Stock 30000.00 30000.00 D The reporting person has entered into an agreement, dated December 29, 2006 (the "Agreement"), with Superior Industries International, Inc. ("the Company") to have the exercise prices of certain options granted to the reporting person reset to be equal to, and in no event less than, the fair market value of a share of the Company's common stock on the applicable accounting measurement date for the grant. (Continued to footnote 2.) See the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2006 filed April 10, 2007, exhibits 10.45 and 10.46 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged. By: /s/ Stephen H. Gamble as Attorney-in-Fact 2007-11-07 -----END PRIVACY-ENHANCED MESSAGE-----