0001209191-23-049122.txt : 20230912 0001209191-23-049122.hdr.sgml : 20230912 20230912170730 ACCESSION NUMBER: 0001209191-23-049122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230908 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS E CENTRAL INDEX KEY: 0001244666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 231250888 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III, L.P. CENTRAL INDEX KEY: 0001767199 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 231250890 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III GP LLC CENTRAL INDEX KEY: 0001767178 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 231250889 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR INDUSTRIES INTERNATIONAL INC CENTRAL INDEX KEY: 0000095552 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 952594729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26600 TELEGRAPH ROAD CITY: SOUTHFIELD STATE: MI ZIP: 48033 BUSINESS PHONE: 248-352-7300 MAIL ADDRESS: STREET 1: 26600 TELEGRAPH ROAD CITY: SOUTHFIELD STATE: MI ZIP: 48033 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-08 0 0000095552 SUPERIOR INDUSTRIES INTERNATIONAL INC SUP 0001767199 Mill Road Capital III, L.P. 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0001767178 Mill Road Capital III GP LLC 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0001244666 LYNCH THOMAS E 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0 Common Stock, $0.01 par value 2023-09-08 4 X 0 15000 5.00 A 4348640 D Put Option (obligation to buy) 5.00 2023-09-08 4 X 0 150 0.00 D 2023-03-30 2023-10-20 Common Stock 15000 323 D The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. /s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P. 2023-09-12 /s/ Justin C. Jacobs, Management Committee Director on behalf of Mill Road Capital III GP LLC 2023-09-12 /s/ Justin C. Jacobs on behalf of Thomas E. Lynch by power of attorney 2023-09-12