0001209191-22-004855.txt : 20220125
0001209191-22-004855.hdr.sgml : 20220125
20220125181144
ACCESSION NUMBER: 0001209191-22-004855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220121
FILED AS OF DATE: 20220125
DATE AS OF CHANGE: 20220125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH THOMAS E
CENTRAL INDEX KEY: 0001244666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 22555038
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III, L.P.
CENTRAL INDEX KEY: 0001767199
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 22555040
BUSINESS ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III GP LLC
CENTRAL INDEX KEY: 0001767178
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 22555039
BUSINESS ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUPERIOR INDUSTRIES INTERNATIONAL INC
CENTRAL INDEX KEY: 0000095552
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 952594729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26600 TELEGRAPH ROAD
CITY: SOUTHFIELD
STATE: MI
ZIP: 48033
BUSINESS PHONE: 248-352-7300
MAIL ADDRESS:
STREET 1: 26600 TELEGRAPH ROAD
CITY: SOUTHFIELD
STATE: MI
ZIP: 48033
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-21
0
0000095552
SUPERIOR INDUSTRIES INTERNATIONAL INC
SUP
0001767199
Mill Road Capital III, L.P.
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001767178
Mill Road Capital III GP LLC
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001244666
LYNCH THOMAS E
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
Common Stock, $0.01 par value
2022-01-21
4
P
0
32200
5.00
A
3294550
D
Common Stock, $0.01 par value
2022-01-21
4
P
0
35800
7.50
A
3330350
D
Common Stock, $0.01 par value
2022-01-21
4
P
0
7100
10.00
A
3337450
D
Common Stock, $0.01 par value
2022-01-21
4
P
0
39100
12.50
A
3376550
D
Common Stock, $0.01 par value
2022-01-24
4
P
0
9135
4.0745
A
3385685
D
Common Stock, $0.01 par value
2022-01-25
4
P
0
2301
4.1461
A
3387986
D
Put options (obligation to buy)
5.00
2022-01-21
4
X
0
322
0.00
D
2022-01-21
Common Stock
32200
0
D
Put options (obligation to buy)
7.50
2022-01-21
4
X
0
358
0.00
D
2022-01-21
Common Stock
35800
0
D
Put options (obligation to buy)
12.50
2022-01-21
4
X
0
391
0.00
D
2022-01-21
Common Stock
39100
0
D
Put options (obligation to buy)
10.00
2022-01-21
4
X
0
71
0.00
D
2022-01-21
Common Stock
7100
0
D
The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Each put option became exercisable on the date purchased, which dates range from 12/22/2021 to 12/31/2021.
Each put option became exercisable on the date purchased, which dates range from 9/20/2021 to 9/30/2021.
Each put option became exercisable on the date purchased, which dates range from 6/8/2021 to 7/6/2021.
Each put option became exercisable on the date purchased, which dates range from 8/25/2021 to 8/26/2021.
/s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
2022-01-25
/s/ Justin C. Jacobs, Management Committee Director on behalf of Mill Road Capital III GP LLC
2022-01-25
/s/ Justin C. Jacobs on behalf of Thomas E. Lynch by power of attorney
2022-01-25