0001209191-21-068417.txt : 20211207
0001209191-21-068417.hdr.sgml : 20211207
20211207184818
ACCESSION NUMBER: 0001209191-21-068417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211203
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH THOMAS E
CENTRAL INDEX KEY: 0001244666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 211477205
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III, L.P.
CENTRAL INDEX KEY: 0001767199
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 211477207
BUSINESS ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III GP LLC
CENTRAL INDEX KEY: 0001767178
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06615
FILM NUMBER: 211477206
BUSINESS ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 382 GREENWICH AVENUE, SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUPERIOR INDUSTRIES INTERNATIONAL INC
CENTRAL INDEX KEY: 0000095552
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 952594729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26600 TELEGRAPH ROAD
CITY: SOUTHFIELD
STATE: MI
ZIP: 48033
BUSINESS PHONE: 248-352-7300
MAIL ADDRESS:
STREET 1: 26600 TELEGRAPH ROAD
CITY: SOUTHFIELD
STATE: MI
ZIP: 48033
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-03
0
0000095552
SUPERIOR INDUSTRIES INTERNATIONAL INC
SUP
0001767199
Mill Road Capital III, L.P.
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001767178
Mill Road Capital III GP LLC
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001244666
LYNCH THOMAS E
382 GREENWICH AVENUE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
Common Stock, $0.01 par value
2021-12-03
4
P
0
8498
4.3111
A
2788503
D
Common Stock, $0.01 par value
2021-12-03
4
P
0
10719
4.3886
A
2799222
D
Common Stock, $0.01 par value
2021-12-06
4
P
0
1500
4.3847
A
2800722
D
Put options (obligation to buy)
5.00
2021-12-03
4
S
0
140
65.00
D
2021-12-03
2021-12-17
Common Stock
14000
140
D
Put options (obligation to buy)
5.00
2021-12-07
4
S
0
100
47.05
D
2021-12-07
2021-12-17
Common Stock
10000
100
D
The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general
partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the
Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct
the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the
extent of his or its pecuniary interest therein, if any.
/s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
2021-12-07
/s/ Justin C. Jacobs, Management Committee Director on behalf of Mill Road Capital III GP LLC
2021-12-07
/s/ Justin C. Jacobs on behalf of Thomas E. Lynch by power of attorney
2021-12-07