0001209191-21-062126.txt : 20211029 0001209191-21-062126.hdr.sgml : 20211029 20211029184652 ACCESSION NUMBER: 0001209191-21-062126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211019 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS E CENTRAL INDEX KEY: 0001244666 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 211364747 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III, L.P. CENTRAL INDEX KEY: 0001767199 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 211364749 BUSINESS ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 382 GREENWICH AVENUE, SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 382 GREENWICH AVENUE, SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III GP LLC CENTRAL INDEX KEY: 0001767178 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06615 FILM NUMBER: 211364748 BUSINESS ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 382 GREENWICH AVENUE, SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 382 GREENWICH AVENUE, SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR INDUSTRIES INTERNATIONAL INC CENTRAL INDEX KEY: 0000095552 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 952594729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26600 TELEGRAPH ROAD CITY: SOUTHFIELD STATE: MI ZIP: 48033 BUSINESS PHONE: 248-352-7300 MAIL ADDRESS: STREET 1: 26600 TELEGRAPH ROAD CITY: SOUTHFIELD STATE: MI ZIP: 48033 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-10-19 0 0000095552 SUPERIOR INDUSTRIES INTERNATIONAL INC SUP 0001767199 Mill Road Capital III, L.P. 382 GREENWICH AVENUE SUITE ONE GREENWICH CT 06830 0 0 1 0 0001767178 Mill Road Capital III GP LLC 382 GREENWICH AVENUE SUITE ONE GREENWICH CT 06830 0 0 1 0 0001244666 LYNCH THOMAS E 382 GREENWICH AVENUE SUITE ONE GREENWICH CT 06830 0 0 1 0 Common Stock, $0.01 par value 2611666 D Put options (obligation to buy) 12.50 2022-01-21 Common Stock 111800 D Put options (obligation to buy) 10.00 2022-01-21 Common Stock 36000 D Put options (obligation to buy) 7.50 2022-01-21 Common Stock 45500 D Put options (obligation to buy) 7.50 2021-11-19 Common Stock 48600 D The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Each put option became exercisable on the date purchased, which dates range from 6/8/2021 to 7/6/2021. Each put option became exercisable on the date purchased, which dates range from 8/25/2021 to 8/26/2021. Each put option became exercisable on the date purchased, which dates range from 9/20/2021 to 9/30/2021. /s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P. 2021-10-29 /s/ Justin C. Jacobs, Management Committee Director on behalf of Mill Road Capital III GP LLC 2021-10-29 /s/ Justin C. Jacobs on behalf of Thomas E. Lynch by power of attorney 2021-10-29