-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jlngj/pHFjqLCwvdv8xpmJUUsJ9RPHzokjRVlfzbE3oiw6QbAOqGGSxr2PAa3FmS rKNBWA/xqVCNIdY+SO01rQ== 0000009548-03-000012.txt : 20031215 0000009548-03-000012.hdr.sgml : 20031215 20031215134229 ACCESSION NUMBER: 0000009548-03-000012 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031215 EFFECTIVENESS DATE: 20031215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANGOR HYDRO ELECTRIC CO CENTRAL INDEX KEY: 0000009548 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 010024370 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00570 FILM NUMBER: 031053899 BUSINESS ADDRESS: STREET 1: 33 STATE ST CITY: BANGOR STATE: ME ZIP: 04401 BUSINESS PHONE: 2079455621 MAIL ADDRESS: STREET 1: 33 STATE STREET CITY: BANGOR STATE: ME ZIP: 04401 U-6B-2 1 u6b21203.txt BANGOR HYDRO-ELECTRIC CO. U-6B-2 REPORT 12/15/03 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-6B-2 Certificate of Notification Certificate is filed by: Bangor Hydro-Electric Company This certificate is notice that the above-named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a)of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. 1. Type of the security or securities: Promissory Notes 2. Issue, renewal or guaranty: Issue 3. Principal amount of each security: 11 separate notes as follows: $10,000,000.00 $6,300,000.00 $1,000,000.00 $700,000.00 $500,000.00 $250,000.00 $250,000.00 $250,000.00 $100,000.00 $150,000.00 $500,000.00 4. Rate of interest per annum of each security: 5.31% 5. Date of issue, renewal or guaranty of each security: December 12, 2003 6. If renewal of security, give date of original issue: N/A 7. Date of maturity of each security: August 7, 2018. The principal of each note shall be paid in eleven equal installments beginning on August 7, 2008 and concluding on August 7, 2018. 8. Name of the person to whom each security was issued, renewed or guaranteed: Canada Life Insurance Company of America Principal Life Insurance Company (8 Notes) Scottish Annuity & Life Holdings Cayman, Ltd. Scottish RE (US)/Nationwide Life Insurance Co 5 YR Trust (Nominee Name: CALHOUN & CO.) 9. Collateral given with each security, if any: None 10. Consideration received for each security: 98.612% (The consideration was discounted to generate an effective interest rate on the notes of 5.76% to reflect increases in the interest rate on US Treasury securities with similar matuties since the initial tranche of this offering on August 7, 2003). 11. Application of proceeds of each security: To refinance existing debt: $19,662,938.81 To pay Placement Agent fee associated with the Issue: $50,000 To pay Purchaser's Outside Counsel Fee: $9,500 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a. the provisions contained in the first sentence of Section 6(b): b. the provisions contained in the fourth sentence of Section 6(b): c. the provisions contained in any rule of the Commission other than Rule U-48: X 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b).) N/A 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued: N/A 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed: Rule 52 BANGOR HYDRO-ELECTRIC COMPANY By /s/ David R. Black Treasurer Date: December 15, 2003 -----END PRIVACY-ENHANCED MESSAGE-----