-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkqwBKYHb8H6M+JCrBo3d8uGzPkRn8lI8sJahToesjg3A0uZHGaauRDdwOB/dpQC FjmWHCHEs7VZfKmsQwJVCA== 0000095395-99-000004.txt : 19990309 0000095395-99-000004.hdr.sgml : 19990309 ACCESSION NUMBER: 0000095395-99-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNDSTRAND CORP /DE/ CENTRAL INDEX KEY: 0000095395 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 361840610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05358 FILM NUMBER: 99559534 BUSINESS ADDRESS: STREET 1: 4949 HARRISON AVE STREET 2: P O BOX 7003 CITY: ROCKFORD STATE: IL ZIP: 61125 BUSINESS PHONE: 8152266000 MAIL ADDRESS: STREET 1: PO BOX 7003 CITY: ROCKFORD STATE: IL ZIP: 61125-7003 COMPANY DATA: COMPANY CONFORMED NAME: SUNDSTRAND CORP /DE/ CENTRAL INDEX KEY: 0000095395 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] DIRECTOR IRS NUMBER: 361840610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4949 HARRISON AVE STREET 2: P O BOX 7003 CITY: ROCKFORD STATE: IL ZIP: 61125 BUSINESS PHONE: 8152266000 MAIL ADDRESS: STREET 1: PO BOX 7003 CITY: ROCKFORD STATE: IL ZIP: 61125-7003 4 1 FORM 4 - 02/28/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Murmann, Klaus H Sauer, Inc. Krokamp 35 D24539 Neumunster, Germany 2. Issuer Name and Ticker or Trading Symbol Sundstrand Corporation SNS 3. IRS or Social Security Number of Reporting Person (Voluntary) N/A 4. Statement for Month/Year 02/28/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/4/98|P | |600 |A |$53.25 |--- |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/5/98|P | |600 |A |$50.75 |--- |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/10/9|P | |600 |A |$49.25 |--- |D |--- | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/2/98|P | |2,000 |A |$45.13 |--- |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/2/98|P | |2,000 |A |$45.00 |--- |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/3/98|P | |2,000 |A |$45.56 |--- |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/3/98|P | |500 |A |$45.00 |25,220 |D |--- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/28/|P | |400 |A |$43.13 |400 |I |Owned by Spouse | |94 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Qualified Stock Option|(1) |(1) | |V| | |(1) |(1) |Common Stock| | |10,000(1) |D |--- | (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1)Previous awards to Reporting Person of options to buy under the Company's Nonemployee Director Stock Option Plan. Of the 10,000 stock options held by the Reporting Person, 500 first became exercisable on each of August 1, 1996, August 1, 1997, and August 1, 1998, and 500 will become exercisable on August 1, 1999, all with an exercise price of $23.78125 and an expiration date of August 1, 2004; 500 first became exercisable on each of April 18, 1997, and April 18, 1998, and 500 will become exercisable on each of April 18, 1999, and April 18, 2000, all with an exercise price of $26.65625 and an expiration date of April 18, 2005; 500 first became exercisable on April 16, 1998, and 500 will become exercisable on each of April 16, 1999, April 16, 2000, and April 16, 2001, all with an exercise price of $35.6875 and an expiration date of April 16, 2006; 500 will become exercisable on each of April 15, 1999, April 15, 2000, April 15, 2001, and April 15, 2002, all with an exercise price of $45.125 and an expiration date of April 15, 2007; and 500 will become exercisable on each of April 16, 2000, April 16, 2001, April 16, 2002, and April 16, 2003, all with an exercise price of $64.375 and an expiration date of 2008. All of the nonexercisable stock options, in the event of a "Change of Control" as defined in the Plan, may become immediately exercisable unless specifically prohibited by the terms of applicable law. -----END PRIVACY-ENHANCED MESSAGE-----