-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Htzr4MwH8tHnirioX1I4NDJ3WiN+kUPzcws+qZkZ40Fh7NTAqZYjsthYJ/kOOVGx eeuvxhMpOPgPnPInWPapZQ== 0000899078-95-000168.txt : 19960209 0000899078-95-000168.hdr.sgml : 19960209 ACCESSION NUMBER: 0000899078-95-000168 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951031 FILED AS OF DATE: 19951218 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASPEN OIL INC CENTRAL INDEX KEY: 0000095254 STANDARD INDUSTRIAL CLASSIFICATION: 1311 IRS NUMBER: 751325831 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-05270 FILM NUMBER: 95602463 BUSINESS ADDRESS: STREET 1: 777 S WADSWORTH BLVD STREET 2: IRONGATE 3 STE 201 CITY: LAKEWOOD STATE: CO ZIP: 80226 BUSINESS PHONE: 3039870925 MAIL ADDRESS: STREET 1: IRONGATE 3 STE 201 STREET 2: 777 S WADSWORTH BLVD CITY: LAKEWOOD STATE: CO ZIP: 80226 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT ENERGY INC DATE OF NAME CHANGE: 19880907 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN OIL FIELDS INC DATE OF NAME CHANGE: 19701207 NT 10-Q 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 1-7965 (Check One): CUSIP NUMBER 147621 10 6 [ ] Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-QSB [ ] Form N-SAR For Period Ended: October 31, 1995 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ______________ Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A Part I Registration Information Full Name of Registrant: Caspen Oil, Inc. Former Name if Applicable: N/A Address of Principal Executive Office (Street and Number) Irongate 3, Suite 201 777 South Wadsworth Boulevard Lakewood, Colorado 80226 (City, State and Zip Code) Part II Rules 12b-25 (b) and (c) DCC1356B 21165-1 If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K, 10-Q or N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and [X] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. Part III Narrative State below in reasonable detail the reasons why annual report, quarterly report, transition report on Form 10-K, 20-F, 11-K, 10-Q or N-SAR or portion thereof could not be filed within the prescribed period. The Registrant is unable to meet the prescribed deadline. Filing should be completed by early next week. Part IV Other Information (1) Name and telephone number of person to contact in regard to this notification Gary N. Davis (303) 987-0925 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No DCC1356B 21165-1 (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [X] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. [The Rest of this Page is Intentionally Blank] DCC1356B 21165-1 Caspen Oil, Inc. (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: December 15, 1995 By: /s/ Gary N. Davis Gary N. Davis, Treasurer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be field with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). DCC1356B 21165-1 -----END PRIVACY-ENHANCED MESSAGE-----