EX-FILING FEES 5 ex99-s.htm CALCULATION OF FILING FEE TABLE
 

Bancroft Fund Ltd. N-2/A

Exhibit (s)

 

Calculation of Filing Fee Tables

 

FORM N-2

(Form Type)

 

BANCROFT FUND LTD.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

                                                                                                 
    Security
Type		     Security
Class
Title		     Fee
Calculation
or Carry
Forward
Rule		     Amount
Registered		     Proposed
Maximum
Offering
Price Per
Unit		     Maximum
Aggregate
Offering Price(1)		     Fee
Rate		     Amount of
Registration
Fee		     Carry
Forward
Form
Type		   Carry
Forward
File
Number		     Carry
Forward
Initial
effective
date		     Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward		  
   
Carry Forward Securities    
Carry Forward Securities     Equity       Common Shares(2)       Rule 415(a)(6)                       (1)                     N-2       333-259267 December 20, 2021     (1)    
Carry Forward Securities     Equity       Preferred Shares(2)       Rule 415(a)(6)                       (1)                     N-2       333-259267     December 20, 2021     (1)    
Carry Forward Securities     Debt       Debt Securities (3)       Rule 415(a)(6)                       (1)                     N-2       333-259267   December 20, 2021     (1)    
Carry Forward Securities     Other       Subscription Rights(4)       Rule 415(a)(6)                       (1)                     N-2       333-259267     December 20, 2021     (1)    
Carry Forward Securities     Other       Unallocated (Universal) Shelf       Rule 415(a)(6)                       $100,000,000(1)                     N-2       333-259267     December 20, 2021     $9,270  
Total Offering Amounts               $100,000,000               —                                  
Total Fees Previously Paid                               —                                  
Total Fee Offsets                               —                                  
Net Fee Due                               $0                                  

 

  (1) Included as part of Unallocated (Universal) Shelf. Pursuant to Rule 415(a)(6) under the Securities Act of 1933, the Registrant is carrying forward $100,000,000 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement on Form N-2 (File No. 333-259267) initially filed On September 2, 2021, as amended on December 14, 2021, declared effective on December 20, 2021, and further amended on January 7, 2022 and August 25, 2022 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $9,270 relating to the securities registered on the Prior Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.

  (2) There is being registered hereunder an indeterminate number of common shares and preferred shares as may be sold, from time to time.
  (3) There is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. Debt securities may be issued at an original issue discount or at a premium.
  (4) There is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common shares and/or preferred shares.