0001752724-23-273472.txt : 20231129 0001752724-23-273472.hdr.sgml : 20231129 20231129120956 ACCESSION NUMBER: 0001752724-23-273472 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANCROFT FUND LTD CENTRAL INDEX KEY: 0000009521 IRS NUMBER: 042476994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-02151 FILM NUMBER: 231450193 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: BANCROFT CONVERTIBLE FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000009521 XXXXXXXX Bancroft Fund Ltd 811-02151 0000009521 5493000X4Y1FB4G26P45 One Corporate Center Rye 10580-1422 1-800-422-3554 Bancroft Fund Ltd 5493000X4Y1FB4G26P45 2023-09-30 2023-09-29 N 137128212.02 30121036.39 107007175.63 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 29910325.00000000 1800.08000000 USD N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 30063PAD7 1000000.00000000 PA USD 1105000.00000000 1.032641029439 Long DBT CORP US Y 2 2030-03-01 Fixed 2.00000000 N N N N Y Exact Sciences Corp USD XXXX N N N I3 VERTICALS LLC 549300VET627YPCK1T69 44933TAB2 2605000.00000000 PA USD 2421021.88000000 2.262485544307 Long DBT CORP US N 2 2025-02-15 Fixed 1.00000000 N N N N Y I3 Verticals Inc USD XXXX N N N STEM INC 549300GVWIYFILN5V546 85859NAC6 1500000.00000000 PA USD 1218000.00000000 1.138241424305 Long DBT CORP US Y 2 2030-04-01 Fixed 4.25000000 N N N N Y Stem Inc USD XXXX N N N POST HOLDINGS INC JM1I5YUAURL6DC8N1468 737446AT1 1150000.00000000 PA USD 1145975.00000000 1.070932854038 Long DBT CORP US N 2 2027-08-15 Fixed 2.50000000 N N N N N Post Holdings Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912797FJ1 100000.00000000 PA USD 99441.98000000 0.092930197825 Long DBT UST US N 2 2023-11-09 None 0.00000000 N N N N N N AIR TRANSPORT SERVICES G 5493000F3MSFGIXTQE27 00922RAC9 1600000.00000000 PA USD 1578400.00000000 1.475041267753 Long DBT CORP US Y 2 2029-08-15 Fixed 3.87500000 N N N N N Air Transport Services Group I USD XXXX N N N FLUOR CORP CQ7WZ4NOFWT7FAE6Q943 343412AH5 1000000.00000000 PA USD 1037250.00000000 0.969327518358 Long DBT CORP US Y 2 2029-08-15 Fixed 1.12500000 N N N N N Fluor Corp USD XXXX N N N BANDWIDTH INC 549300QC70JB7MUGXM66 05988JAB9 3000000.00000000 PA USD 2421000.00000000 2.262465097080 Long DBT CORP US N 2 2026-03-01 Fixed 0.25000000 N N N N Y Bandwidth Inc USD XXXX N N N SUMMIT HOTEL PROPERTIES 254900OBQWJK6X20LS71 866082AA8 1710000.00000000 PA USD 1444950.00000000 1.350330004967 Long DBT CORP US N 2 2026-02-15 Fixed 1.50000000 N N N N N Summit Hotel Properties Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912797FL6 1095000.00000000 PA USD 1086468.04000000 1.015322602062 Long DBT UST US N 2 2023-11-24 None 0.00000000 N N N N N N CUTERA INC 529900NPKPEWJWR21Z42 232109AB4 1000000.00000000 PA USD 715000.00000000 0.668179489637 Long DBT CORP US N 2 2026-03-15 Fixed 2.25000000 N N N N Y Cutera Inc USD XXXX N N N 2U INC 5493008RVTXVR43PYF84 90214JAB7 3000000.00000000 PA USD 1821000.00000000 1.701755035845 Long DBT CORP US N 2 2025-05-01 Fixed 2.25000000 N N N N Y 2U Inc USD XXXX N N N NextEra Energy Inc N/A 65339F101 16994.00000000 NS USD 973586.26000000 0.909832685769 Long EC CORP US N 1 N N N BREAD FINANCIAL HLDGS 549300G8S4PO686J7H97 018581AM0 1500000.00000000 PA USD 1632150.00000000 1.525271544072 Long DBT CORP US Y 2 2028-06-15 Fixed 4.25000000 N N N N Y Bread Financial Holdings Inc USD XXXX N N N REDWOOD TRUST INC DRBV4N1ERQLEMIF11G78 758075AF2 1000000.00000000 PA USD 899375.00000000 0.840481018870 Long DBT CORP US N 2 2027-06-15 Fixed 7.75000000 N N N N Y Redwood Trust Inc USD XXXX N N N NEXTERA ENERGY INC N/A 65339F713 30000.00000000 NS USD 1134900.00000000 1.060583080824 Long EP CORP US N 1 N N N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 30063PAC9 1000000.00000000 PA USD 868100.00000000 0.811254006929 Long DBT CORP US N 2 2028-03-01 Fixed 0.37500000 N N N N Y Exact Sciences Corp USD XXXX N N N NY COMMUNITY CAP TRUST V N/A 64944P307 32000.00000000 NS USD 1167040.00000000 1.090618449771 Long EP CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 912796ZN2 430000.00000000 PA USD 424487.22000000 0.396690425198 Long DBT UST US N 2 2023-12-28 None 0.00000000 N N N N N N ON SEMICONDUCTOR CORP ZV20P4CNJVT8V1ZGJ064 682189AT2 1050000.00000000 PA USD 1158150.00000000 1.082310595697 Long DBT CORP US Y 2 2029-03-01 Fixed 0.50000000 N N N N Y ON Semiconductor Corp USD XXXX N N N 8X8 INC 254900XWSOC5U1BRW939 282914AB6 2020000.00000000 PA USD 1949302.99000000 1.821656331478 Long DBT CORP US N 2 2024-02-01 Fixed 0.50000000 N N N N Y 8x8 Inc USD XXXX N N N 3D SYSTEMS CORP 5493003HHDOCCW4OP744 88554DAD8 2000000.00000000 PA USD 1454000.00000000 1.358787381724 Long DBT CORP US N 2 2026-11-15 None 0.00000000 N N N N Y 3D Systems Corp USD XXXX N N N Match Group Financeco 3 Inc 5493003IEL8HSZKWUI17 44932KAA4 2250000.00000000 PA USD 1970034.37000000 1.841030153727 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N Match Group Inc USD XXXX N N N PEBBLEBROOK HOTEL TRUST 5493004Q1NNH6JXCSI52 70509VAA8 817000.00000000 PA USD 681704.80000000 0.637064566919 Long DBT CORP US N 2 2026-12-15 Fixed 1.75000000 N N N N Y Pebblebrook Hotel Trust USD XXXX N N N CMS ENERGY CORP 549300IA9XFBAGNIBW29 125896BW9 2000000.00000000 PA USD 1885000.00000000 1.761564109044 Long DBT CORP US Y 2 2028-05-01 Fixed 3.37500000 N N N N Y CMS Energy Corp USD XXXX N N N CHEFS' WAREHOUSE THE 549300JYEDC8C547E980 163086AD3 1500000.00000000 PA USD 1220550.00000000 1.140624442065 Long DBT CORP US Y 2 2028-12-15 Fixed 2.37500000 N N N N N Chefs' Warehouse Inc/The USD XXXX N N N SUNNOVA ENERGY INTL INC 549300JK1Y1VVC3JU540 86745KAH7 1900000.00000000 PA USD 1177050.00000000 1.099972962626 Long DBT CORP US N 2 2028-02-15 Fixed 2.62500000 N N N N Y Sunnova Energy International I USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 809253.00000000 NS USD 0.00000000 0.000000 Long EP CORP US N 3 N N N SOFI TECHNOLOGIES INC 549300SW81JCMVZDDY09 83406FAA0 2000000.00000000 PA USD 1552000.00000000 1.450370025059 Long DBT CORP US Y 2 2026-10-15 None 0.00000000 N N N N Y SoFi Technologies Inc USD XXXX N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HAX9 660000.00000000 PA USD 770550.00000000 0.720091896140 Long DBT CORP BM N 2 2025-08-01 Fixed 5.37500000 N N N N N Norwegian Cruise Line Holdings EUR XXXX N N N STRIDE INC 254900BRWS3AFONWU277 86333MAA6 2530000.00000000 PA USD 2670415.00000000 2.495547596951 Long DBT CORP US N 2 2027-09-01 Fixed 1.12500000 N N N N Y Stride Inc USD XXXX N N N CARDLYTICS INC 549300JETJBH94EIPC66 14161WAB1 1495000.00000000 PA USD 927797.00000000 0.867041854471 Long DBT CORP US N 2 2025-09-15 Fixed 1.00000000 N N N N Y Cardlytics Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 52603BAD9 1800000.00000000 PA USD 1435500.00000000 1.341498821502 Long DBT CORP US N 2 2025-07-15 Fixed 0.50000000 N N N N Y LendingTree Inc USD XXXX N N N VERITONE INC 549300XTAS2FCSL4EL89 92347MAB6 3156000.00000000 PA USD 1145943.60000000 1.070903510211 Long DBT CORP US N 2 2026-11-15 Fixed 1.75000000 N N N N Y Veritone Inc USD XXXX N N N INVACARE CORP N/A 000000000 940000.00000000 PA USD 0.00000000 0.000000 Long DBT CORP US N 2 2028-05-08 None 0.00000000 N N N N N N AKAMAI TECHNOLOGIES INC OC1LZNN2LF5WTJ5RIL89 00971TAM3 2000000.00000000 PA USD 2027000.00000000 1.894265490202 Long DBT CORP US Y 2 2029-02-15 Fixed 1.12500000 N N N N Y Akamai Technologies Inc USD XXXX N N N BRAEMAR HOTELS & RESORTS 549300JDUUEBN868C776 10482BAB7 350000.00000000 PA USD 297850.00000000 0.278345819564 Long DBT CORP US N 2 2026-06-01 Fixed 4.50000000 N N N N N Braemar Hotels & Resorts Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912797FT9 445000.00000000 PA USD 440669.96000000 0.411813467092 Long DBT UST US N 2 2023-12-07 None 0.00000000 N N N N N N INTERDIGITAL INC N/A 45867GAD3 3000000.00000000 PA USD 3545700.00000000 3.313516106863 Long DBT CORP US N 2 2027-06-01 Fixed 3.50000000 N N N N N InterDigital Inc USD XXXX N N N PAR TECHNOLOGY CORP 549300HYPTHBJQINVG57 698884AC7 2250000.00000000 PA USD 2562300.00000000 2.394512316500 Long DBT CORP US N 2 2026-04-15 Fixed 2.87500000 N N N N Y PAR Technology Corp USD XXXX N N N ZSCALER INC. 529900MZ0RTK1BWRNF46 98980GAB8 1475000.00000000 PA USD 1778850.00000000 1.662365154044 Long DBT CORP US N 2 2025-07-01 Fixed 0.12500000 N N N N Y Zscaler Inc USD XXXX N N N HALOZYME THERAPEUTICS IN 529900242I3SV9AGM753 40637HAF6 2200000.00000000 PA USD 2065250.00000000 1.930010756606 Long DBT CORP US N 2 2028-08-15 Fixed 1.00000000 N N N N N Halozyme Therapeutics Inc USD XXXX N N N DUKE ENERGY CORP I1BZKREC126H0VB1BL91 26441CBX2 2000000.00000000 PA USD 1946000.00000000 1.818569631936 Long DBT CORP US Y 2 2026-04-15 Fixed 4.12500000 N N N N Y Duke Energy Corp USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796ZD4 685000.00000000 PA USD 679027.56000000 0.634562641245 Long DBT UST US N 2 2023-11-30 None 0.00000000 N N N N N N ORMAT TECHNOLOGIES INC 5493000TSHHWY24VHM09 686688AB8 1250000.00000000 PA USD 1218750.00000000 1.138942311882 Long DBT CORP US N 2 2027-07-15 Fixed 2.50000000 N N N N Y Ormat Technologies Inc USD XXXX N N N PETIQ INC 549300GROACFGKVYOX14 71639TAB2 1270000.00000000 PA USD 1235868.75000000 1.154940070816 Long DBT CORP US N 2 2026-06-01 Fixed 4.00000000 N N N N Y PetIQ Inc USD XXXX N N N NEXTERA ENERGY PARTNERS 5493008F4ZOQFNG3WN54 65341BAG1 1750000.00000000 PA USD 1492750.00000000 1.394999906512 Long DBT CORP US Y 2 2026-06-15 Fixed 2.50000000 N N N N N NextEra Energy Partners LP USD XXXX N N N CUTERA INC 529900NPKPEWJWR21Z42 232109AD0 1750000.00000000 PA USD 1031450.00000000 0.963907321100 Long DBT CORP US N 2 2028-06-01 Fixed 2.25000000 N N N N N Cutera Inc USD XXXX N N N SOUTHERN CO 549300FC3G3YU2FBZD92 842587DN4 1800000.00000000 PA USD 1758600.00000000 1.643441189477 Long DBT CORP US Y 2 2025-12-15 Fixed 3.87500000 N N N N Y Southern Co/The USD XXXX N N N DEXCOM INC 549300YSK3QDSFR5EU59 252131AL1 750000.00000000 PA USD 669000.00000000 0.625191718276 Long DBT CORP US Y 2 2028-05-15 Fixed 0.37500000 N N N N Y Dexcom Inc USD XXXX N N N TRANSMEDICS GROUP INC 549300060GVOSMWARH50 89377MAA7 1500000.00000000 PA USD 1362150.00000000 1.272952016517 Long DBT CORP US Y 2 2028-06-01 Fixed 1.50000000 N N N N Y TransMedics Group Inc USD XXXX N N N ALLIANT ENERGY CORP 5493009ML300G373MZ12 018802AB4 1500000.00000000 PA USD 1456500.00000000 1.361123673646 Long DBT CORP US Y 2 2026-03-15 Fixed 3.87500000 N N N N Y Alliant Energy Corp USD XXXX N N N BLOOM ENERGY CORP 549300XB5J9BFW5JXV97 093712AJ6 700000.00000000 PA USD 702170.00000000 0.656189639494 Long DBT CORP US Y 2 2028-06-01 Fixed 3.00000000 N N N N Y Bloom Energy Corp USD XXXX N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAE3 1250000.00000000 PA USD 1106203.73000000 1.033765935309 Long DBT CORP US N 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp USD XXXX N N N DISH NETWORK CORP 529900U350CWHH15G169 25470MAB5 1000000.00000000 PA USD 606000.00000000 0.566317161846 Long DBT CORP US N 2 2026-08-15 Fixed 3.37500000 N N N N Y DISH Network Corp USD XXXX N N N DANIMER SCIENTIFIC INC 549300L6Q02MAX72BH35 236272AA8 312000.00000000 PA USD 112320.00000000 0.104964923463 Long DBT CORP US Y 2 2026-12-15 Fixed 3.25000000 N N N N Y Danimer Scientific Inc USD XXXX N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 16115Q407 53600.00000000 NS USD 3574048.00000000 3.340007788223 Long EP CORP US N 1 N N N AMPHASTAR PHARMACEUTICAL 54930055TH0ZLSAQMJ38 03209RAA1 1500000.00000000 PA USD 1498500.00000000 1.400373377932 Long DBT CORP US Y 2 2029-03-15 Fixed 2.00000000 N N N N Y Amphastar Pharmaceuticals Inc USD XXXX N N N INDIE SEMICONDUCTOR INC 254900L1MFXFYGB1PV53 45569UAA9 1500000.00000000 PA USD 1549500.00000000 1.448033733137 Long DBT CORP US Y 2 2027-11-15 Fixed 4.50000000 N N N N Y indie Semiconductor Inc USD XXXX N N N NABORS INDUSTRIES INC 549300VFQWRKICUFNU92 62957HAK1 850000.00000000 PA USD 751825.00000000 0.702593069645 Long DBT CORP US Y 2 2029-06-15 Fixed 1.75000000 N N N N Y Nabors Industries Ltd USD XXXX N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 74346YAG8 1805000.00000000 PA USD 1911495.00000000 1.786324130831 Long DBT CORP US N 2 2027-09-15 Fixed 2.25000000 N N N N Y PROS Holdings Inc USD XXXX N N N KALEYRA INC 549300Q16CZ1PDK9BL93 483379AA1 2000000.00000000 PA USD 1962598.70000000 1.834081395425 Long DBT CORP US Y 2 2026-06-01 Fixed 6.12500000 N N N N N Kaleyra Inc USD XXXX N N N JETBLUE AIRWAYS CORP 54930070J9H97ZO93T57 477143AP6 1465000.00000000 PA USD 1139916.50000000 1.065271084194 Long DBT CORP US N 2 2026-04-01 Fixed 0.50000000 N N N N N JetBlue Airways Corp USD XXXX N N N MARRIOTT VACATION WORLDW 549300WA6BT5H4F7IO94 57164YAD9 700000.00000000 PA USD 616350.00000000 0.575989410402 Long DBT CORP US N 2 2026-01-15 None 0.00000000 N N N N Y Marriott Vacations Worldwide C USD XXXX N N N CSG SYSTEMS INTERNATIONA 549300D7FJZUOHHXUA81 126349AG4 1500000.00000000 PA USD 1467150.00000000 1.371076277233 Long DBT CORP US Y 2 2028-09-15 Fixed 3.87500000 N N N N Y CSG Systems International Inc USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 272728.00000000 NS USD 2.73000000 0.000002551230 Long EP CORP US N 3 N N N ARBOR REALTY TRUST INC 549300ASFUWYQO0RW077 038923AZ1 1500000.00000000 PA USD 1523437.50000000 1.423677889852 Long DBT CORP US Y 2 2025-08-01 Fixed 7.50000000 N N N N Y Arbor Realty Trust Inc USD XXXX N N N LIVE NATION ENTERTAINMEN 5493007B9BM9ZXJINO78 538034AZ2 1050000.00000000 PA USD 1091475.00000000 1.020001690142 Long DBT CORP US Y 2 2029-01-15 Fixed 3.12500000 N N N N Y Live Nation Entertainment Inc MXN XXXX N N N HCI GROUP INC 549300CZF7EZJH0MPH74 40416EAF0 2000000.00000000 PA USD 1890000.00000000 1.766236692887 Long DBT CORP US N 2 2042-06-01 Fixed 4.75000000 N N N N Y HCI Group Inc USD XXXX N N N MARRIOTT VACATION WORLDW 549300WA6BT5H4F7IO94 57164YAE7 1350000.00000000 PA USD 1181250.00000000 1.103897933054 Long DBT CORP US Y 2 2027-12-15 Fixed 3.25000000 N N N N Y Marriott Vacations Worldwide C USD XXXX N N N RAPID7 INC 549300GNVG5D60KEYN14 753422AG9 175000.00000000 PA USD 170450.00000000 0.159288383228 Long DBT CORP US Y 2 2029-03-15 Fixed 1.25000000 N N N N Y Rapid7 Inc USD XXXX N N N SEMTECH CORP 549300J7WUY317SW6O61 816850AE1 2500000.00000000 PA USD 2348750.00000000 2.194946260539 Long DBT CORP US Y 2 2027-11-01 Fixed 1.62500000 N N N N N Semtech Corp USD XXXX N N N ENVESTNET INC 549300HLWZ5OKIDM8737 29404KAF3 900000.00000000 PA USD 824850.00000000 0.770836156681 Long DBT CORP US Y 2 2027-12-01 Fixed 2.62500000 N N N N N Envestnet Inc USD XXXX N N N SHOCKWAVE MEDICAL INC 549300LDXO56IC5Y1538 82489TAA2 1000000.00000000 PA USD 962000.00000000 0.899005131512 Long DBT CORP US Y 2 2028-08-15 Fixed 1.00000000 N N N N N Shockwave Medical Inc USD XXXX N N N PROGRESS SOFTWARE CORP 549300R65B3JG6972S24 743312AB6 3090000.00000000 PA USD 3195060.00000000 2.985837147078 Long DBT CORP US N 2 2026-04-15 Fixed 1.00000000 N N N N Y Progress Software Corp USD XXXX N N N EDGIO INC 529900BNCMDQGEKW5M59 53261MAB0 1915000.00000000 PA USD 1660675.36000000 1.551928971326 Long DBT CORP US N 2 2025-08-01 Fixed 3.50000000 N N N N Y Edgio Inc USD XXXX N N N BIGBEAR.AI HOLDINGS INC 549300XGCF2ELN28CS63 08975BAA7 2000000.00000000 PA USD 1370000.00000000 1.280287973151 Long DBT CORP US Y 2 2026-12-15 Fixed 6.00000000 N N N N N BigBear.ai Holdings Inc USD XXXX N N N DISH NETWORK CORP 529900U350CWHH15G169 25470MAF6 1000000.00000000 PA USD 672500.00000000 0.628462526966 Long DBT CORP US N 2 2025-12-15 None 0.00000000 N N N N Y DISH Network Corp USD XXXX N N N FUBOTV INC N/A 35953DAB0 1810000.00000000 PA USD 1200030.00000000 1.121448157971 Long DBT CORP US N 2 2026-02-15 Fixed 3.25000000 N N N N Y fuboTV Inc USD XXXX N N N NORTHERN OIL AND GAS INC OKFF0PIZDDMNH4UCYE51 665531AH2 2000000.00000000 PA USD 2480579.56000000 2.318143194973 Long DBT CORP US Y 2 2029-04-15 Fixed 3.62500000 N N N N Y Northern Oil and Gas Inc USD XXXX N N N ARRAY TECHNOLOGIES INC 549300JM5FECYJQ85V37 04271TAB6 2938000.00000000 PA USD 3353727.00000000 3.134114119221 Long DBT CORP US N 2 2028-12-01 Fixed 1.00000000 N N N N Y Array Technologies Inc USD XXXX N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 55024UAG4 2000000.00000000 PA USD 1823000.00000000 1.703624069383 Long DBT CORP US Y 2 2029-12-15 Fixed 1.50000000 N N N N N Lumentum Holdings Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 207410AH4 2125000.00000000 PA USD 2033625.00000000 1.900456663795 Long DBT CORP US N 2 2027-06-15 Fixed 2.25000000 N N N N Y CONMED Corp USD XXXX N N N COHERUS BIOSCIENCES INC 5493007IL8W5MV932D26 19249HAB9 3000000.00000000 PA USD 1837500.00000000 1.717174562529 Long DBT CORP US N 2 2026-04-15 Fixed 1.50000000 N N N N N Coherus Biosciences Inc USD XXXX N N N VERINT SYSTEMS INC 549300KEQJS5FRVUCO94 92343XAC4 3090000.00000000 PA USD 2653537.50000000 2.479775290187 Long DBT CORP US N 2 2026-04-15 Fixed 0.25000000 N N N N Y Verint Systems Inc USD XXXX N N N PERFICIENT INC 549300HTBXKL2755T650 71375UAF8 2500000.00000000 PA USD 2015750.00000000 1.883752176554 Long DBT CORP US N 2 2026-11-15 Fixed 0.12500000 N N N N Y Perficient Inc USD XXXX N N N INVACARE CORP SR GLBL COCO 26 N/A 000000000 12938.00000000 NS USD 129.38000000 0.000120907779 Long EC CORP US N 2 N N N SHIFT4 PAYMENTS INC N/A 82452JAB5 2000000.00000000 PA USD 1978000.00000000 1.848474168535 Long DBT CORP US N 2 2025-12-15 None 0.00000000 N N N N Y Shift4 Payments Inc USD XXXX N N N WORKIVA INC 529900RTOQ8GRWHY1O58 98139AAC9 1500000.00000000 PA USD 1487250.00000000 1.389860064284 Long DBT CORP US Y 2 2028-08-15 Fixed 1.25000000 N N N N Y Workiva Inc USD XXXX N N N PPL CAPITAL FUNDING INC 549300MROK5WY0D2NU17 69352PAR4 900000.00000000 PA USD 823500.00000000 0.769574559043 Long DBT CORP US Y 2 2028-03-15 Fixed 2.87500000 N N N N Y PPL Corp EUR XXXX N N N SOUTHWEST AIRLINES CO UDTZ87G0STFETI6HGH41 844741BG2 840000.00000000 PA USD 836850.00000000 0.782050357906 Long DBT CORP US N 2 2025-05-01 Fixed 1.25000000 N N N N Y Southwest Airlines Co USD XXXX N N N INVACARE HOLDINGS CORP N/A 46124A309 28911.00000000 NS USD 722775.00000000 0.675445357514 Long EP CORP US N 2 N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAG8 325000.00000000 PA USD 304260.30000000 0.284336352406 Long DBT CORP US N 2 2028-08-01 Fixed 3.75000000 N N N N N Infinera Corp USD XXXX N N N LIBERTY MEDIA CORP N/A 531229AQ5 1815000.00000000 PA USD 1775070.00000000 1.658832680658 Long DBT CORP US N 2 2027-08-15 Fixed 2.25000000 N N N N N Liberty Media Corp-Liberty For USD XXXX N N N INSULET CORPORATION 549300TZTYD2PYN92D43 45784PAK7 1500000.00000000 PA USD 1474500.00000000 1.377944975483 Long DBT CORP US N 2 2026-09-01 Fixed 0.37500000 N N N N Y Insulet Corp USD XXXX N N N PURECYCLE TECHNOLOGIES N/A 74623VAA1 2000000.00000000 PA USD 1432000.00000000 1.338228012812 Long DBT CORP US Y 2 2030-08-15 Fixed 7.25000000 N N N N N PureCycle Technologies Inc USD XXXX N N N WOLFSPEED INC 549300OGU88P3AW3TO93 977852AC6 3125000.00000000 PA USD 2048437.50000000 1.914299193432 Long DBT CORP US Y 2 2029-12-01 Fixed 1.87500000 N N N N Y Wolfspeed Inc USD XXXX N N N RIVIAN AUTO INC N/A 76954AAA1 750000.00000000 PA USD 1089750.00000000 1.018389648716 Long DBT CORP US Y 2 2029-03-15 Fixed 4.62500000 N N N N Y Rivian Automotive Inc USD XXXX N N N IMPINJ INC 549300M26VGKSMMWWN17 453204AD1 2000000.00000000 PA USD 1743800.00000000 1.629610341300 Long DBT CORP US N 2 2027-05-15 Fixed 1.12500000 N N N N Y Impinj Inc USD XXXX N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HBD2 623000.00000000 PA USD 518647.50000000 0.484684785806 Long DBT CORP BM N 2 2027-02-15 Fixed 1.12500000 N N N N Y Norwegian Cruise Line Holdings EUR XXXX N N N 2023-11-28 Bancroft Fund Ltd John C. Ball John C. Ball Treasurer