0001144204-14-060060.txt : 20141008
0001144204-14-060060.hdr.sgml : 20141008
20141008093603
ACCESSION NUMBER: 0001144204-14-060060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141006
FILED AS OF DATE: 20141008
DATE AS OF CHANGE: 20141008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEER VALLEY CORP
CENTRAL INDEX KEY: 0000095047
STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451]
IRS NUMBER: 205256635
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4218 W. LINEBAUGH AVE.
CITY: TAMPA
STATE: FL
ZIP: 33624
BUSINESS PHONE: 813-885-5998
MAIL ADDRESS:
STREET 1: 4218 W. LINEBAUGH AVE.
CITY: TAMPA
STATE: FL
ZIP: 33624
FORMER COMPANY:
FORMER CONFORMED NAME: CYTATION CORP
DATE OF NAME CHANGE: 20010626
FORMER COMPANY:
FORMER CONFORMED NAME: COLLEGELINK COM INCORP
DATE OF NAME CHANGE: 19991122
FORMER COMPANY:
FORMER CONFORMED NAME: CYTATION COM INC
DATE OF NAME CHANGE: 19990318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCAS SKY
CENTRAL INDEX KEY: 0001613784
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05388
FILM NUMBER: 141147051
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: SUITE 1043
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUCCO JOHN
CENTRAL INDEX KEY: 0001613782
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05388
FILM NUMBER: 141147052
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: SUITE 1043
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital Master Fund
CENTRAL INDEX KEY: 0001365954
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05388
FILM NUMBER: 141147053
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: 126 EAST 56TH STREET
STREET 2: TOWER 56, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vicis Capital, LLC
CENTRAL INDEX KEY: 0001341950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05388
FILM NUMBER: 141147054
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: SUITE 1043
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: SUITE 1043
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v390904_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-10-06
0
0000095047
DEER VALLEY CORP
DVLY
0001341950
Vicis Capital, LLC
445 PARK AVENUE
SUITE 1043
NEW YORK
NY
10022
0
0
0
1
Former 10% Beneficial Owners
0001365954
Vicis Capital Master Fund
445 PARK AVENUE
SUITE 1043
NEW YORK
NY
10022
0
0
0
1
Former 10% Beneficial Owners
0001613782
SUCCO JOHN
C/O VICIS CAPITAL, LLC
445 PARK AVENUE, SUITE 1043
NEW YORK
NY
10022
0
0
0
1
Former 10% Beneficial Owners
0001613784
LUCAS SKY
C/O VICIS CAPITAL, LLC
445 PARK AVENUE, SUITE 1043
NEW YORK
NY
10022
0
0
0
1
Former 10% Beneficial Owners
Common Stock, $0.001 par value per share
2014-10-06
4
S
0
12310458
0.2924
D
0
I
By Vicis Capital Master Fund
All of the foregoing represents securities formerly held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore formerly had voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each have been deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares.
This Form 4 is being filed by each of the Reporting Persons as a result of the disposition of all of the shares of Deer Valley Corporation by Vicis Capital Master Fund to a private purchaser for aggregate consideration of $3,600,000 on October 6, 2014.
/s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund
2014-10-07
/s/ Andrew Comito, as Power of Attorney for John D. Succo
2014-10-07
/s/ Andrew Comito, as Power of Attorney for Sky M. Lucas
2014-10-07
/s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC
2014-10-07