0001144204-14-060060.txt : 20141008 0001144204-14-060060.hdr.sgml : 20141008 20141008093603 ACCESSION NUMBER: 0001144204-14-060060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141006 FILED AS OF DATE: 20141008 DATE AS OF CHANGE: 20141008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEER VALLEY CORP CENTRAL INDEX KEY: 0000095047 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] IRS NUMBER: 205256635 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4218 W. LINEBAUGH AVE. CITY: TAMPA STATE: FL ZIP: 33624 BUSINESS PHONE: 813-885-5998 MAIL ADDRESS: STREET 1: 4218 W. LINEBAUGH AVE. CITY: TAMPA STATE: FL ZIP: 33624 FORMER COMPANY: FORMER CONFORMED NAME: CYTATION CORP DATE OF NAME CHANGE: 20010626 FORMER COMPANY: FORMER CONFORMED NAME: COLLEGELINK COM INCORP DATE OF NAME CHANGE: 19991122 FORMER COMPANY: FORMER CONFORMED NAME: CYTATION COM INC DATE OF NAME CHANGE: 19990318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCAS SKY CENTRAL INDEX KEY: 0001613784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05388 FILM NUMBER: 141147051 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 1043 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUCCO JOHN CENTRAL INDEX KEY: 0001613782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05388 FILM NUMBER: 141147052 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 1043 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital Master Fund CENTRAL INDEX KEY: 0001365954 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05388 FILM NUMBER: 141147053 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET STREET 2: TOWER 56, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vicis Capital, LLC CENTRAL INDEX KEY: 0001341950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05388 FILM NUMBER: 141147054 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 1043 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-4600 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 1043 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v390904_4.xml OWNERSHIP DOCUMENT X0306 4 2014-10-06 0 0000095047 DEER VALLEY CORP DVLY 0001341950 Vicis Capital, LLC 445 PARK AVENUE SUITE 1043 NEW YORK NY 10022 0 0 0 1 Former 10% Beneficial Owners 0001365954 Vicis Capital Master Fund 445 PARK AVENUE SUITE 1043 NEW YORK NY 10022 0 0 0 1 Former 10% Beneficial Owners 0001613782 SUCCO JOHN C/O VICIS CAPITAL, LLC 445 PARK AVENUE, SUITE 1043 NEW YORK NY 10022 0 0 0 1 Former 10% Beneficial Owners 0001613784 LUCAS SKY C/O VICIS CAPITAL, LLC 445 PARK AVENUE, SUITE 1043 NEW YORK NY 10022 0 0 0 1 Former 10% Beneficial Owners Common Stock, $0.001 par value per share 2014-10-06 4 S 0 12310458 0.2924 D 0 I By Vicis Capital Master Fund All of the foregoing represents securities formerly held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore formerly had voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each have been deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares. This Form 4 is being filed by each of the Reporting Persons as a result of the disposition of all of the shares of Deer Valley Corporation by Vicis Capital Master Fund to a private purchaser for aggregate consideration of $3,600,000 on October 6, 2014. /s/ Andrew Comito, Authorized Representative, Vicis Capital Master Fund 2014-10-07 /s/ Andrew Comito, as Power of Attorney for John D. Succo 2014-10-07 /s/ Andrew Comito, as Power of Attorney for Sky M. Lucas 2014-10-07 /s/ Andrew Comito, Compliance Officer, Vicis Capital, LLC 2014-10-07