SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Calagione Samuel A. III

(Last) (First) (Middle)
C/O THE BOSTON BEER COMPANY
1 DESIGN CENTER PLACE, SUITE 850

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC [ SAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Founder & Brewer, Dogfish Head
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 07/30/2020 J(1) V 6,141 A $0.00 6,141 D
Class A Common 07/30/2020 J(2) V 7,899 A $0.00 14,040 D
Class A Common 07/30/2020 J(2) V 7,899 D $0.00 108,807 I By Dynasty Trust
Class A Common 07/30/2020 S 9,377 D $799.02(3) 99,430 I By Dynasty Trust
Class A Common 07/30/2020 J(1) V 6,141 D $0.00 132,164 I By Family Trust
Class A Common 07/30/2020 S 9,377 D $799.02(3) 122,787 I By Family Trust
Class A Common 07/30/2020 J(4) V 20,503 D $0.00 102,284 I By Family Trust
Class A Common 94,951 I By Dogfish East of the Mississippi, LP
Class A Common 20,503 I By Spouse
Class A Common 27,165 I By Trust for the Reporting Person's minor daughter
Class A Common 27,165 I By Trust for the Reporting Person's minor son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction represents the transfer of 6,141 shares from a Family Trust that is controlled and indirectly owned by the Reporting Person to the direct beneficial ownership of the Reporting Person.
2. This transaction represents the transfer of 7,899 shares from a Dynasty Trust that is controlled and indirectly owned by the Reporting Person to the direct beneficial ownership of the Reporting Person.
3. The price shown is the weighted average sale price for the transactions reported on this line, as the transactions were part of a bulk sale. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
4. This transaction represents the transfer of 20,503 shares from a Family Trust that is controlled and indirectly owned by the Reporting Person and his spouse to the direct beneficial ownership of the Reporting Person's spouse.
Remarks:
Michael G. Andrews under POA for the benefit of Samuel A. Calagione, III 07/31/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.