-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wi8WBVClRR0dvKg1sDpKfYBMcv43WNLrYHwaE5klAm9MImdwx++LoDVw/NzIDn/o 60vRNhmF3bmpTyQS7MxVZw== 0001140361-09-000365.txt : 20090105 0001140361-09-000365.hdr.sgml : 20090105 20090105162822 ACCESSION NUMBER: 0001140361-09-000365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090101 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH C JAMES CENTRAL INDEX KEY: 0001008079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14092 FILM NUMBER: 09505594 BUSINESS ADDRESS: BUSINESS PHONE: 6174821332 MAIL ADDRESS: STREET 1: C/O THE BOSTON BEER COMPANY STREET 2: 75 ARLINGTON ST CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON BEER CO INC CENTRAL INDEX KEY: 0000949870 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 043284048 STATE OF INCORPORATION: MA FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: ONE DESIGN CENTER PLACE STREET 2: SUITE 850 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-368-5061 MAIL ADDRESS: STREET 1: ONE DESIGN CENTER PLACE STREET 2: SUITE 850 CITY: BOSTON STATE: MA ZIP: 02210 4 1 doc1.xml FORM 4 X0303 4 2009-01-01 0 0000949870 BOSTON BEER CO INC SAM 0001008079 KOCH C JAMES C/O THE BOSTON BEER COMPANY ONE DESIGN CENTER PLACE, SUITE 850 BOSTON MA 02210 1 1 1 0 Chairman Class A Common 2009-01-01 4 M 0 475 11.079 A 390485 D Class A Common 2009-01-01 4 M 0 297 12.684 A 390782 D Restricted Stock Purchase 11.079 2009-01-01 4 M 0 475 11.0790 D Class A Common 2373 0 D Restricted Stock Purchase 12.684 2009-01-01 4 M 0 297 12.684 D Class A Common 1486 298 D Stock Option (right to buy) 28.40 2009-01-01 4 A 0 12000 28.40 A 2019-01-01 Class A Common 12000 12000 D Restricted Stock Purchase pursuant to the Investment Share Program under the issuer's Employee Equity Incentive Plan, shares vest at 20% over 5 years from date of purchase. Reporting Person's right to exercise this option is contingent upon the Company's 2009 performance against a benchmark, which performance will be determined by the Compensation Committee of the Company's Board of Directors on or before March 1, 2010. If the Company does not meet the benchmark, the Option shall lapse as to 50% or all of the shares, based on the Committee's determination. If the benchmark is met or exceeded, the Option shall become exercisable as to a maximum of 600 shares on 3/1/2010 and 600 shares on each of 1/1/2011, 1/1/2012, 1/1/2013 and 1/1/2014, so long as the Reporting Person continues to be employed by the Company on the applicable vesting date. Kathleen H. Wade under POA for the benefit ofC. James Koch 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----