-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gn/4veI1luei87s0jlOuYbu4Qf9+SszSD6vu91mHEpK1cdiLpDPDuip0D5ToDLIm qlXEMcnJkA50r/sVEOKHfw== 0001140361-07-000212.txt : 20070103 0001140361-07-000212.hdr.sgml : 20070101 20070103153956 ACCESSION NUMBER: 0001140361-07-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070101 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH C JAMES CENTRAL INDEX KEY: 0001008079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14092 FILM NUMBER: 07504213 BUSINESS ADDRESS: BUSINESS PHONE: 6174821332 MAIL ADDRESS: STREET 1: C/O THE BOSTON BEER COMPANY STREET 2: 75 ARLINGTON ST CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON BEER CO INC CENTRAL INDEX KEY: 0000949870 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 043284048 STATE OF INCORPORATION: MA FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 75 ARLINGTON ST CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174821332 MAIL ADDRESS: STREET 1: 75 ARLINGTON ST STREET 2: 5TH FL CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc1.xml FORM 4 X0202 4 2007-01-01 0 0000949870 BOSTON BEER CO INC SAM 0001008079 KOCH C JAMES C/O THE BOSTON BEER COMPANY ONE DESIGN CENTER PLACE, SUITE 850 BOSTON, MA X1 02210 1 1 1 0 Chairman Class A Common 2007-01-01 4 M 0 402 10.527 A 384607 D Class A Common 2007-01-01 4 M 0 946 8.68 A 385553 D Class A Common 2007-01-01 4 M 0 475 11.079 A 386028 D Class A Common 2007-01-01 4 M 0 297 12.684 A 386325 D Restricted Stock Purchase 10.5270 2007-01-01 4 M 0 402 10.5270 D Class A Common 2010 0 D Restricted Stock Purchase 8.68 2007-01-01 4 M 0 946 8.68 D Class A Common 4729 946 D Restricted Stock Purchase 11.079 2007-01-01 4 M 0 475 11.0790 D Class A Common 2373 950 D Restricted Stock Purchase 12.684 2007-01-01 4 M 0 297 12.684 D Class A Common 1486 892 D Stock Option (Right to Buy) 35.98 2007-01-01 4 A 0 12000 35.98 A Class A Common 12000 12000 D Restricted Stock Purchase pursuant to the Investment Share Program under the issuer's Employee Equity Incentive Plan, shares vest at 20% over 5 years from date of purchase. Reporting Person's right to exercise this option is contingent upon the Company's 2007 performance against a benchmark, which performance will be determined by the Company's Board of Directors on or before March 1, 2008. If the Company does not meet the benchmark, the Option shall lapse as to 50% or all of the shares, based on the Board's determination. If the benchmark is met or exceeded, the option may become exercisable as to a maximum of 2,400 shares on each of March 1, 2008 and January 1 in each of the years 2009, 2010, 2011, 2012, so long as the Reporting Person continues to be employed by the Company on the applicable vesting date. C. James Koch 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----