<SEC-DOCUMENT>0001213900-18-012047-index.html : 20180904 <SEC-HEADER>0001213900-18-012047.hdr.sgml : 20180904 <ACCEPTANCE-DATETIME>20180904080036 ACCESSION NUMBER: 0001213900-18-012047 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20180828 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Attis Industries Inc. CENTRAL INDEX KEY: 0000949721 STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950] IRS NUMBER: 133832215 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13984 FILM NUMBER: 181051278 BUSINESS ADDRESS: STREET 1: 12540 BROADWELL ROAD STREET 2: SUITE 2104 CITY: MILTON STATE: GA ZIP: 30004 BUSINESS PHONE: 678-580-5661 MAIL ADDRESS: STREET 1: 12540 BROADWELL ROAD STREET 2: SUITE 2104 CITY: MILTON STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Meridian Waste Solutions, Inc. DATE OF NAME CHANGE: 20150415 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Cheesecake & Desert Com DATE OF NAME CHANGE: 20050222 FORMER COMPANY: FORMER CONFORMED NAME: CREATIVE BAKERIES INC DATE OF NAME CHANGE: 19970812 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k082818_attisindustries.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k082818_attisindustries.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>f8k082818ex3-1_attisindus.htm <DESCRIPTION>CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION <TEXT> Document 2 - file: f8k082818ex3-1_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>f8k082818ex4-1_attisindus.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND THE PURCHASERS IDENTIFIED THEREIN <TEXT> Document 3 - file: f8k082818ex4-1_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>f8k082818ex4-2_attisindus.htm <DESCRIPTION>FORM OF 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE <TEXT> Document 4 - file: f8k082818ex4-2_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>f8k082818ex4-3_attisindus.htm <DESCRIPTION>FORM OF COMMON STOCK PURCHASE WARRANT <TEXT> Document 5 - file: f8k082818ex4-3_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>6 <FILENAME>f8k082818ex4-4_attisindus.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. THE HOLDERS SIGNATORY THERETO <TEXT> Document 6 - file: f8k082818ex4-4_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>7 <FILENAME>f8k082818ex4-5_attisindus.htm <DESCRIPTION>SERIES F PREFERRED STOCK SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. <TEXT> Document 7 - file: f8k082818ex4-5_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.6 <SEQUENCE>8 <FILENAME>f8k082818ex4-6_attisindus.htm <DESCRIPTION>SIDE LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS & CO. LLC <TEXT> Document 8 - file: f8k082818ex4-6_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.7 <SEQUENCE>9 <FILENAME>f8k082818ex4-7_attisindus.htm <DESCRIPTION>AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND GOLDMAN SACHS & CO. LLC <TEXT> Document 9 - file: f8k082818ex4-7_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>10 <FILENAME>f8k082818ex10-1_attisindus.htm <DESCRIPTION>PAYOFF LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. <TEXT> Document 10 - file: f8k082818ex10-1_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>11 <FILENAME>f8k082818ex10-2_attisindus.htm <DESCRIPTION>SECURITY AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND AMONG ATTIS INDUSTRIES INC., THE SUBSIDIARIESS OF ATTIS INDUSTRIES INC. THAT IS A SIGNATORY THERETO, THE HOLDERS OF THE COMPANY'S 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTES AND MEF I, L.P. <TEXT> Document 11 - file: f8k082818ex10-2_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>12 <FILENAME>f8k082818ex10-3_attisindus.htm <DESCRIPTION>INTELLECTUAL PROPERTY SECURITY AGREEMENT DATED AS OF AUGUST 29, 2018, BY ATTIS INDUSTRIES INC., IN FAVOR OF THE HOLDERS OF THE COMPANY'S 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTES <TEXT> Document 12 - file: f8k082818ex10-3_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>13 <FILENAME>f8k082818ex10-4_attisindus.htm <DESCRIPTION>SUBSIDIARY GUARANTY, DATED AS OF AUGUST 29, 2018, BY EACH OF THE SUBSIDIARIES OF ATTIS INDUSTRIES INC. THAT IS A SIGNATORY THERETO, AND OF OF THE HOLDERS OF THE COMPANY'S 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTES <TEXT> Document 13 - file: f8k082818ex10-4_attisindus.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex4-5_01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: ex4-5_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex4-5_02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex4-5_02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex4-6_01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: ex4-6_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ex4-6_02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: ex4-6_02.jpg
</DOCUMENT> </SEC-DOCUMENT>