0001209191-15-047669.txt : 20150528 0001209191-15-047669.hdr.sgml : 20150528 20150528183017 ACCESSION NUMBER: 0001209191-15-047669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150526 FILED AS OF DATE: 20150528 DATE AS OF CHANGE: 20150528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACYCLICS INC CENTRAL INDEX KEY: 0000949699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943148201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 BUSINESS PHONE: 408 774 0330 MAIL ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26658 FILM NUMBER: 15896719 MAIL ADDRESS: STREET 1: 1933 CLIFF DRIVE #30 CITY: SANTA BARBARA STATE: CA ZIP: 93107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-26 0 0000949699 PHARMACYCLICS INC PCYC 0001055919 DUGGAN ROBERT W C/O PHARMACYCLICS, INC. 995 EAST ARQUES AVENUE SUNNYVALE CA 94085 1 1 1 0 Chairman and CEO Common Stock 2015-03-17 5 G 0 E 152635 0.00 D 13230316 D Common Stock 2015-03-18 5 G 0 E 4785 0.00 D 13225531 D Common Stock 2015-05-26 4 U 0 13225531 261.25 D 0 D Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 21908 261.25 D 0 I By Trust Common Stock 2015-05-26 4 U 0 8404 261.25 D 0 I By Child Common Stock 2015-05-26 4 U 0 8404 261.25 D 0 I By Child Common Stock 2015-05-26 4 U 0 8404 261.25 D 0 I By Child Common Stock 2015-05-26 4 U 0 8404 261.25 D 0 I By Child Common Stock 2015-05-26 4 U 0 8404 261.25 D 0 I By Child Common Stock 2015-05-26 4 U 0 170379 261.25 D 0 I Managed Accounts Includes (i) 1,020,756 shares owned by Mr. Duggan's spouse; (ii) 5,421 shares owned by Blazon Corp. ("Blazon"), as the sole stockholder of Blazon, Mr. Duggan may be deemed to beneficially own the shares owned by Blazon; (iii) 283,784 shares owned by MultiAccess Computing Corp. ("MultiAccess"), as the sole stockholder of MultiAccess, Mr. Duggan may be deemed to beneficially own the shares owned by MultiAccess,; (iv) 161,760 shares held in irrevocable trusts for the benefit of Mr. Duggan's children (for which neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees) as additionally individually listed in the boxes below and as further described in footnotes 2 through 9; and (v) 42,020 shares directly owned by certain of Mr. Duggan's children as additionally individually listed in the boxes below. Mr. Duggan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Price reflects aggregate per share consideration paid pursuant to the Tender Offer. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. Shares directly owned by David Michael Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the David Michael Duggan Trust. Shares directly owned by Daniel Douglas Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Daniel Douglas Duggan Trust. Shares directly owned by Dylan Duke Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dylan Duke Duggan Trust. Shares directly owned by Diamond Augustus Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diamond Augustus Duggan Trust. Shares directly owned by Dante Eon Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dante Eon Duggan Trust. Shares directly owned by Dsara Ann Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dsara Ann Duggan Trust. Shares directly owned by Diana Star Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diana Star Duggan Trust. Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. /s/ Robert W. Duggan 2015-05-27