0001209191-15-047669.txt : 20150528
0001209191-15-047669.hdr.sgml : 20150528
20150528183017
ACCESSION NUMBER: 0001209191-15-047669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150526
FILED AS OF DATE: 20150528
DATE AS OF CHANGE: 20150528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHARMACYCLICS INC
CENTRAL INDEX KEY: 0000949699
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943148201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PHARMACYCLICS INC
STREET 2: 995 E ARQUES AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085-4521
BUSINESS PHONE: 408 774 0330
MAIL ADDRESS:
STREET 1: PHARMACYCLICS INC
STREET 2: 995 E ARQUES AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085-4521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUGGAN ROBERT W
CENTRAL INDEX KEY: 0001055919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26658
FILM NUMBER: 15896719
MAIL ADDRESS:
STREET 1: 1933 CLIFF DRIVE #30
CITY: SANTA BARBARA
STATE: CA
ZIP: 93107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-26
0
0000949699
PHARMACYCLICS INC
PCYC
0001055919
DUGGAN ROBERT W
C/O PHARMACYCLICS, INC.
995 EAST ARQUES AVENUE
SUNNYVALE
CA
94085
1
1
1
0
Chairman and CEO
Common Stock
2015-03-17
5
G
0
E
152635
0.00
D
13230316
D
Common Stock
2015-03-18
5
G
0
E
4785
0.00
D
13225531
D
Common Stock
2015-05-26
4
U
0
13225531
261.25
D
0
D
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
21908
261.25
D
0
I
By Trust
Common Stock
2015-05-26
4
U
0
8404
261.25
D
0
I
By Child
Common Stock
2015-05-26
4
U
0
8404
261.25
D
0
I
By Child
Common Stock
2015-05-26
4
U
0
8404
261.25
D
0
I
By Child
Common Stock
2015-05-26
4
U
0
8404
261.25
D
0
I
By Child
Common Stock
2015-05-26
4
U
0
8404
261.25
D
0
I
By Child
Common Stock
2015-05-26
4
U
0
170379
261.25
D
0
I
Managed Accounts
Includes (i) 1,020,756 shares owned by Mr. Duggan's spouse; (ii) 5,421 shares owned by Blazon Corp. ("Blazon"), as the sole stockholder of Blazon, Mr. Duggan may be deemed to beneficially own the shares owned by Blazon; (iii) 283,784 shares owned by MultiAccess Computing Corp. ("MultiAccess"), as the sole stockholder of MultiAccess, Mr. Duggan may be deemed to beneficially own the shares owned by MultiAccess,; (iv) 161,760 shares held in irrevocable trusts for the benefit of Mr. Duggan's children (for which neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees) as additionally individually listed in the boxes below and as further described in footnotes 2 through 9; and (v) 42,020 shares directly owned by certain of Mr. Duggan's children as additionally individually listed in the boxes below. Mr. Duggan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Price reflects aggregate per share consideration paid pursuant to the Tender Offer.
Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
Shares directly owned by David Michael Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the David Michael Duggan Trust.
Shares directly owned by Daniel Douglas Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Daniel Douglas Duggan Trust.
Shares directly owned by Dylan Duke Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dylan Duke Duggan Trust.
Shares directly owned by Diamond Augustus Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diamond Augustus Duggan Trust.
Shares directly owned by Dante Eon Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dante Eon Duggan Trust.
Shares directly owned by Dsara Ann Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dsara Ann Duggan Trust.
Shares directly owned by Diana Star Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diana Star Duggan Trust.
Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
/s/ Robert W. Duggan
2015-05-27