-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItpuIx35O7Q/3iIfVrlHVfPBzl9lyajLBQl4ToZCf3HJKv8B90bi9tCnYnjQGOeN TaJmR8ZN8P1K/AiLnHPAUQ== 0000950129-07-000646.txt : 20070214 0000950129-07-000646.hdr.sgml : 20070214 20070214111536 ACCESSION NUMBER: 0000950129-07-000646 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: L E SIMMONS GROUP MEMBERS: L E SIMMONS & ASSOCIATES INC GROUP MEMBERS: SCF II LP GROUP MEMBERS: SCF III LP GROUP MEMBERS: SCF IV GP LP GROUP MEMBERS: SCF IV LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OIL STATES INTERNATIONAL, INC CENTRAL INDEX KEY: 0001121484 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760476605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78072 FILM NUMBER: 07615406 BUSINESS ADDRESS: STREET 1: THREE ALLEN CENTER STREET 2: 333 CLAY STREET, SUITE 4620 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-652-0582 MAIL ADDRESS: STREET 1: THREE ALLEN CENTER STREET 2: 333 CLAY STREET, SUITE 4620 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: OIL STATES INTERNATIONAL INC DATE OF NAME CHANGE: 20000808 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCF III LP CENTRAL INDEX KEY: 0000949627 IRS NUMBER: 760475043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6600 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132277888 MAIL ADDRESS: STREET 1: 6600 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 SC 13G/A 1 h43542bsc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...10.4
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

Oil States International, Inc.
(Name of the Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
678026-10-5
(CUSIP Number)
February 14, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
678026-10-5 
 

 

           
1   NAMES OF REPORTING PERSONS:
SCF-III, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

2


 

                     
CUSIP No.
 
678026-10-5 
 

 

           
1   NAMES OF REPORTING PERSONS:
SCF-II, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   234,290
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    234,290
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  234,290
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

3


 

                     
CUSIP No.
 
678026-10.5 
 

 

           
1   NAMES OF REPORTING PERSONS:
SCF-IV, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

4


 

                     
CUSIP No.
 
678026-10-5 
 

 

           
1   NAMES OF REPORTING PERSONS:
SCF-IV, G.P., Limited Partnership
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

5


 

                     
CUSIP No.
 
678026-10-5 
 

 

           
1   NAMES OF REPORTING PERSONS:
L. E. Simmons & Associates, Incorporated
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   237,429
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    237,429
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  237,429
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

6


 

                     
CUSIP No.
 
678026-10-5 
 

 

           
1   NAMES OF REPORTING PERSONS:
L. E. Simmons
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   235,816
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   301,771
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   235,816
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    301,771
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  537,587
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

7


 

Item 1.
(a) Name of Issuer: Oil States International, Inc.
         
(b)
  Address of Issuer’s Principal Executive Offices:   Three Allen Center
 
      333 Clay Street
 
      Suite 4620
 
      Houston, Texas 77002
Item 2.
(a) This Schedule is filed by: (i) L.E. Simmons, with respect to the shares of Common Stock directly owned by him, SCF-II, L.P., L.E. Simmons & Associates, Incorporated, and LESFP, LTD; (ii) L.E. Simmons & Associates, Incorporated, with respect to the shares of Common Stock directly owned by it and SCF-II, L.P.; (iii) SCF-II, L.P., with respect to the shares of Common Stock directly owned by it; (iv) SCF-IV, G.P., Limited Partnership, with respect to the shares of Common Stock directly owned by SCF-IV, L.P.; (v) SCF-III, L.P., with respect to the shares of Common Stock directly owned by it; and (vi) SCF-IV L.P., with respect to the shares of Common Stock directly owned by it.
(b) The address of the principal business office of the parties referred to in paragraph (a) of this Item 2 is 600 Travis, Suite 6600, Houston, Texas 77002.
(c) L.E. Simmons is a United States citizen. L.E. Simmons & Associates, Incorporated is a corporation organized under the laws of the State of Delaware. SCF-III, L.P., SCF-IV, L.P., SCF-II, L.P., and SCF-IV, G.P., Limited Partnership are limited partnerships organized under the laws of the State of Delaware.
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 678026-10-5
Item 3. If this statement is filed pursuant to §240.13d-1(b) or §240.13d-2(b) or (c), check whether the person filing is a:
  (a)   [ ] Broker or dealer registered under Section 15 of the Act.
 
  (b)   [ ] Bank as defined in section 3(a)(6) of the Act.
 
  (c)   [ ] Insurance company as defined in section 3(a)(19) of the Act.
 
  (d)   [ ] Investment company registered under section 8 of the Investment Company Act of 1940.
 
  (e)   [ ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
 
  (f)   [ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
 
  (g)   [ ] A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G).
 
  (h)   [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
 
  (i)   [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
 
  (j)   [ ] Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership
A.   SCF-III, L.P.
  (a)   Amount Beneficially Owned: 0
 
  (b)   Percent of Class: 0.0%3
 
  (c)   Number of shares as to which the person has:

8


 

  (i)   sole power to vote or to direct the vote: 0
 
  (ii)   shared power to vote or to direct the vote: 0
 
  (iii)   sole power to dispose or to direct the disposition of: 0
 
  (iv)   shared power to dispose or to direct the disposition of: 0
B.   SCF-II, L.P.
  (a)   Amount Beneficially Owned: 234,290
 
  (b)   Percent of Class: 0.5%3
 
  (c)   Number of shares as to which the person has:
  (i)   sole power to vote or to direct the vote: 0
 
  (ii)   shared power to vote or to direct the vote: 234,290
 
  (iii)   sole power to dispose or to direct the disposition of: 0
 
  (iv)   shared power to dispose or to direct the disposition of: 234,290
C.   SCF-IV, L.P.
  (a)   Amount Beneficially Owned: 0
 
  (b)   Percent of Class: 0.0%3
 
  (c)   Number of shares as to which the person has:
  (i)   sole power to vote or to direct the vote: 0
 
  (ii)   shared power to vote or to direct the vote: 0
 
  (iii)   sole power to dispose or to direct the disposition of: 0
 
  (iv)   shared power to dispose or to direct the disposition of: 0
D.   SCF-IV, G.P., Limited Partnership
  (a)   Amount Beneficially Owned: 0
 
  (b)   Percent of Class: 0.0%3
 
  (c)   Number of shares as to which the person has:
  (i)   sole power to vote or to direct the vote: 0
 
  (ii)   shared power to vote or to direct the vote: 0
 
  (iii)   sole power to dispose or to direct the disposition of: 0
 
  (iv)   shared power to dispose or to direct the disposition of: 0

9


 

E.   L.E. Simmons & Associates, Incorporated1
  (a)   Amount Beneficially Owned: 237,429
 
  (b)   Percent of Class: 0.5%3
 
  (c)   Number of shares as to which the person has:
  (i)   sole power to vote or to direct the vote: 0
 
  (ii)   shared power to vote or to direct the vote: 237,429
 
  (iii)   sole power to dispose or to direct the disposition of: 0
 
  (iv)   shared power to dispose or to direct the disposition of: 237,429
F.   L.E. Simmons2
  (a)   Amount Beneficially Owned: 537,587
 
  (b)   Percent of Class: 1.1%3
 
  (c)   Number of shares as to which the person has:
  (i)   sole power to vote or to direct the vote: 235,816
 
  (ii)   shared power to vote or to direct the vote: 301,771
 
  (iii)   sole power to dispose or to direct the disposition of: 235,816
 
  (iv)   shared power to dispose or to direct the disposition of: 301,771
 
1.   Includes 234,290 shares of Common Stock owned directly by SCF-II, L.P. L.E. Simmons & Associates, Incorporated, the general partner of SCF-II, L.P., has the power to direct the affairs of SCF-II, L.P., including decisions respecting the voting and disposition of the shares of Common Stock of Oil States International, Inc. held by SCF-II, L.P.
 
2.   Includes (i) 234,290 shares of Common Stock owned directly by SCF-II, L.P., (ii) 3,139 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated, (iii) 235,816 shares of Common Stock owned directly by L.E. Simmons, and (iv) 64,342 shares of Common Stock owned directly by LESFP, LTD, a Delaware limited partnership controlled by L.E. Simmons. L.E. Simmons is the President and sole stockholder of L.E. Simmons & Associates, Incorporated and in that capacity may be deemed to beneficially own all of the securities of Oil States International, Inc. beneficially owned by L.E. Simmons & Associates, Incorporated.
 
3.   For purposes of calculating the percentage ownership of the class of Common Stock, the number of shares outstanding of the Issuer’s Common Stock is 49,581,940 as of October 20, 2006.
Item 5. Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: þ

10


 

Item 6. Ownership of More than Five Percent on Behalf of Another Person
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     Not applicable.
Item 8. Identification and Classification of Members of the Group
     Not applicable.
Item 9. Notice of Dissolution of Group
     Not applicable.
Item 10. Certification
     Not applicable.

11


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2007
                 
    SCF-III, L.P.
    By:   SCF-II, L.P.
        By:   L.E. Simmons & Associates, Incorporated
 
               
 
          By:        /s/ Anthony DeLuca
 
               
 
              Anthony DeLuca, Managing Director
             
    SCF-II, L.P.
    By:   L.E. Simmons & Associates, Incorporated
 
           
 
      By:        /s/ Anthony DeLuca
 
           
 
          Anthony DeLuca, Managing Director
                 
    SCF-IV, L.P.
    By:   SCF-IV, G.P., Limited Partnership
        By:   L.E. Simmons & Associates, Incorporated
 
               
 
          By:        /s/ Anthony DeLuca
 
               
 
              Anthony DeLuca, Managing Director
             
    SCF-IV, G.P., Limited Partnership
    By:   L.E. Simmons & Associates, Incorporated
 
           
 
      By:        /s/ Anthony DeLuca
 
           
 
          Anthony DeLuca, Managing Director
         
    L.E. Simmons & Associates, Incorporated
 
       
 
  By:        /s/ Anthony DeLuca
 
       
 
      Anthony DeLuca, Managing Director
 
       
    L.E. Simmons
 
       
 
      /s/ L.E. Simmons
 
       
 
      L.E. Simmons, individually

12


 

EXHIBIT INDEX
1.   Joint Filing Agreement dated February 17, 2004 by and among SCF-III, L.P., SCF-II, L.P., SCF-IV, L.P., SCF-IV, G.P., Limited Partnership, L.E. Simmons and Associates, Incorporated, and L.E. Simmons

13

EX-99.1 2 h43542bexv99w1.htm JOINT FILING AGREEMENT exv99w1
 

Exhibit 1
JOINT FILING AGREEMENT
     The undersigned, and each of them, do hereby agree and consent to the filing of a single statement on behalf of all of them on Schedule 13G and amendments thereto, in accordance with the provisions of Rule 13d-1(d) of the Securities Exchange Act of 1934, as amended.
Date: February 17, 2004
                 
    SCF-III, L.P.
    By:   SCF-II, L.P.
        By:   L.E. Simmons & Associates, Incorporated
 
               
 
          By:        /s/ Anthony DeLuca
 
               
 
              Anthony DeLuca, Managing Director
             
    SCF-II, L.P.
    By:   L.E. Simmons & Associates, Incorporated
 
           
 
      By:        /s/ Anthony DeLuca
 
           
 
          Anthony DeLuca, Managing Director
                 
    SCF-IV, L.P.
    By:   SCF-IV, G.P., Limited Partnership
        By:   L.E. Simmons & Associates, Incorporated
 
               
 
          By:        /s/ Anthony DeLuca
 
               
 
              Anthony DeLuca, Managing Director
             
    SCF-IV, G.P., Limited Partnership
    By:   L.E. Simmons & Associates, Incorporated
 
           
 
      By:        /s/ Anthony DeLuca
 
           
 
          Anthony DeLuca, Managing Director
         
    L.E. Simmons & Associates, Incorporated
 
       
 
  By:        /s/ Anthony DeLuca
 
       
 
      Anthony DeLuca, Managing Director
 
       
    L.E. Simmons
 
       
 
      /s/ L.E. Simmons
 
       
 
      L.E. Simmons, individually
-----END PRIVACY-ENHANCED MESSAGE-----