0001140361-12-045748.txt : 20121106
0001140361-12-045748.hdr.sgml : 20121106
20121106124316
ACCESSION NUMBER: 0001140361-12-045748
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
EFFECTIVENESS DATE: 20121106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP
CENTRAL INDEX KEY: 0000949615
IRS NUMBER: 954486379
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05066
FILM NUMBER: 121182432
BUSINESS ADDRESS:
STREET 1: 1800 AVE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3105562721
MAIL ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA
DATE OF NAME CHANGE: 19960605
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KAYNE ANDERSON CAPITAL ADVISORS, L.P
Address: 1800 AVENUE OF THE STARS
THIRD FLOOR
LOS ANGELES, CA 90067
Form 13F File Number: 028-05066
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Michael J. O'Neil
Title: Chief Compliance Officer
Phone: 310-282-7905
Signature, Place, and Date of Signing:
/s/ Michael J. O'Neil Los Angeles, California 11/6/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
801-67089 KA Fund Advisors, LLC
--------------- ---------------------------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 149
Form 13F Information Table Value Total: $ 9,921,485
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 801-67089 KA Fund Advisors, LLC
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
Seadrill Limited SHS G7945E105 14,617 372,700 SH SOLE 1 372,700 0 0
Golar Lng Ltd Bermuda SHS G9456A100 2,095 54,300 SH SOLE 0 54,300 0 0
Golar Lng Ltd Bermuda SHS G9456A100 1,930 50,000 SH SOLE 1 50,000 0 0
Capital Product Partners L P COM UNIT LP Y11082107 5,173 633,210 SH SOLE 0 633,210 0 0
Capital Product Partners L P COM UNIT LP Y11082107 68,737 8,413,399 SH SOLE 1 8,413,399 0 0
Costamare Inc SHS Y1771G102 1,277 83,000 SH SOLE 0 83,000 0 0
Costamare Inc SHS Y1771G102 4,940 321,000 SH SOLE 1 321,000 0 0
Golar Lng Partners LP COM UNIT LPI Y2745C102 10,345 322,878 SH SOLE 0 322,878 0 0
Golar Lng Partners LP COM UNIT LPI Y2745C102 91,133 2,844,336 SH SOLE 1 2,844,336 0 0
Navios Maritime Acquis Corp SHS Y62159101 1,367 512,020 SH SOLE 0 512,020 0 0
Navios Maritime Holdings Inc COM Y62196103 2,417 671,464 SH SOLE 0 671,464 0 0
Navios Maritime Partners L P UNIT LPI Y62267102 6,221 419,773 SH SOLE 0 419,773 0 0
Navios Maritime Partners L P UNIT LPI Y62267102 66,836 4,509,861 SH SOLE 1 4,509,861 0 0
Ocean Rig UDW Inc SHS Y64354205 3,143 192,678 SH SOLE 0 192,678 0 0
Safe Bulkers Inc COM Y7388L103 9,382 1,617,569 SH SOLE 1 1,617,569 0 0
Teekay Lng Partners L P PRTNRSP UNITS Y8564M105 63,769 1,695,090 SH SOLE 1 1,695,090 0 0
Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 23,021 836,822 SH SOLE 0 836,822 0 0
Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 203,648 7,402,673 SH SOLE 1 7,402,673 0 0
Access Midstream Partners L UNIT 00434L109 63,197 1,907,537 SH SOLE 0 1,907,537 0 0
Access Midstream Partners L UNIT 00434L109 97,393 2,939,720 SH SOLE 1 2,939,720 0 0
Alliance Holdings GP LP COM UNITS LP 01861G100 59,938 1,250,001 SH SOLE 0 1,250,001 0 0
Alliance Holdings GP LP COM UNITS LP 01861G100 97,340 2,030,029 SH SOLE 1 2,030,029 0 0
Alliance Res Partner L P UT LTD PART 01877R108 17,859 297,901 SH SOLE 0 297,901 0 0
Alliance Res Partner L P UT LTD PART 01877R108 10,650 177,650 SH SOLE 1 177,650 0 0
Alpine Global Premier Pptys COM SBI 02083A103 466 63,705 SH SOLE 0 63,705 0 0
Altria Group Inc COM 02209S103 5,009 150,000 SH SOLE 0 150,000 0 0
Amgen Inc COM 031162100 103 1,221 SH SOLE 0 1,221 0 0
Ares Coml Real Estate Corp COM 04013V108 3,412 200,000 SH SOLE 0 200,000 0 0
Boardwalk Pipeline Partners UT LTD PARTNER 096627104 7,494 268,600 SH SOLE 0 268,600 0 0
Boardwalk Pipeline Partners UT LTD PARTNER 096627104 33,891 1,214,731 SH SOLE 1 1,214,731 0 0
Breitburn Energy Partners LP COM UT LTD PTN 106776107 63,063 3,245,658 SH SOLE 1 3,245,658 0 0
Buckeye Partners L P UNIT LTD PARTN 118230101 61,849 1,289,320 SH SOLE 0 1,289,320 0 0
Buckeye Partners L P UNIT LTD PARTN 118230101 181,602 3,887,595 SH SOLE 1 3,887,595 0 0
CVR Energy Inc COM 12662P108 3,675 100,000 SH SOLE 0 100,000 0 0
Calumet Specialty Prods Ptnr UT LTD PARTNER 131476103 3,200 100,000 SH SOLE 1 100,000 0 0
Centerpoint Energy Inc COM 15189T107 15,619 733,300 SH SOLE 1 733,300 0 0
Cohen & Steers Closed End Op COM 19248P106 2,138 164,443 SH SOLE 0 164,443 0 0
Consol Energy Inc COM 20854P109 16,188 538,700 SH SOLE 1 538,700 0 0
Copano Energy L L C COM UNITS 217202100 45,774 1,387,937 SH SOLE 1 1,387,937 0 0
Crestwood Midstream Prtners COM UNITS REPSTG 226372100 19,339 812,543 SH SOLE 0 812,543 0 0
Crestwood Midstream Prtners COM UNITS REPSTG 226372100 108,132 4,600,933 SH SOLE 1 4,600,933 0 0
Cross Timbers Rty Tr TR UNIT 22757R109 628 20,000 SH SOLE 0 20,000 0 0
Cross Timbers Rty Tr TR UNIT 22757R109 2,295 73,071 SH SOLE 1 73,071 0 0
Crosstex Energy L P COM 22765U102 8,713 565,774 SH SOLE 0 565,774 0 0
Crosstex Energy L P COM 22765U102 95,290 6,559,184 SH SOLE 1 6,559,184 0 0
DCP Midstream Partners LP COM UT LTD PTN 23311P100 84,926 1,828,731 SH SOLE 0 1,828,731 0 0
DCP Midstream Partners LP COM UT LTD PTN 23311P100 189,469 4,079,870 SH SOLE 1 4,079,870 0 0
Eaton Vance Tx Adv Glb Div O COM 27828U106 2,581 130,500 SH SOLE 0 130,500 0 0
El Paso Pipeline Partners L COM UNIT LPI 283702108 109,581 2,944,155 SH SOLE 0 2,944,155 0 0
El Paso Pipeline Partners L COM UNIT LPI 283702108 207,385 5,571,865 SH SOLE 1 5,571,865 0 0
Enbridge Inc COM 29250N105 5,831 149,400 SH SOLE 1 149,400 0 0
Enbridge Energy Partners L P COM 29250R106 59,724 2,028,656 SH SOLE 0 2,028,656 0 0
Enbridge Energy Partners L P COM 29250R106 170,744 5,799,735 SH SOLE 1 5,799,735 0 0
Enbridge Energy Management L SHS UNITS LLI 29250X103 13,170 415,984 SH SOLE 0 415,984 0 0
Enbridge Energy Management L SHS UNITS LLI 29250X103 181,387 5,729,227 SH SOLE 1 5,729,227 0 0
Enduro Rty Tr TR UNIT 29269K100 21,284 1,155,486 SH SOLE 1 1,155,486 0 0
Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 44,144 1,036,975 SH SOLE 1 1,036,975 0 0
Energy Transfer Equity L P COM UT LTD PTN 29273V100 127,425 2,819,134 SH SOLE 0 2,819,134 0 0
Energy Transfer Equity L P COM UT LTD PTN 29273V100 747,103 16,528,820 SH SOLE 1 16,528,820 0 0
Enerplus Corp COM 292766102 7,007 421,851 SH SOLE 1 421,851 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
Enterprise Prods Partners L COM 293792107 256,727 4,789,683 SH SOLE 0 4,789,683 0 0
Enterprise Prods Partners L COM 293792107 448,028 8,358,730 SH SOLE 1 8,358,730 0 0
Exelon Corp COM 30161N101 4,270 120,000 SH SOLE 0 120,000 0 0
Exterran Partners LP COM UNITS 30225N105 17,900 830,256 SH SOLE 0 830,256 0 0
Exterran Partners LP COM UNITS 30225N105 92,230 4,277,849 SH SOLE 1 4,277,849 0 0
GDL Fund COM SH BEN IT 361570104 2,148 181,844 SH SOLE 0 181,844 0 0
Global Partners LP COM UNITS 37946R109 22,025 843,206 SH SOLE 0 843,206 0 0
Global Partners LP COM UNITS 37946R109 78,852 3,018,834 SH SOLE 1 3,018,834 0 0
COM UNIT LTD 428337109 9,046 411,200 SH SOLE 0 411,200 0 0
COM UNIT LTD 428337109 37,095 1,686,126 SH SOLE 1 1,686,126 0 0
Inergy L P UNIT LTD PTNR 456615103 43,339 2,277,387 SH SOLE 0 2,277,387 0 0
Inergy L P UNIT LTD PTNR 456615103 106,668 5,605,278 SH SOLE 1 5,605,278 0 0
Inergy Midstream L P U LTD PARTNERS 45671U106 13,764 589,726 SH SOLE 0 589,726 0 0
Inergy Midstream L P U LTD PARTNERS 45671U106 42,755 1,831,834 SH SOLE 1 1,831,834 0 0
Intel Corp COM 458140100 906 40,000 SH SOLE 0 40,000 0 0
Kinder Morgan Management LLC SHS 49455U100 96,117 1,258,076 SH SOLE 0 1,258,076 0 0
Kinder Morgan Management LLC SHS 49455U100 589,655 7,717,992 SH SOLE 1 7,717,992 0 0
Kinder Morgan Inc Del COM 49456B101 84,464 2,377,935 SH SOLE 0 2,377,935 0 0
Kinder Morgan Inc Del COM 49456B101 174,535 4,913,714 SH SOLE 1 4,913,714 0 0
Kirby Corp COM 497266106 1,493 27,000 SH SOLE 0 27,000 0 0
Kirby Corp COM 497266106 19,177 346,905 SH SOLE 1 346,905 0 0
LRR Energy LP COM 50214A104 7,885 417,636 SH SOLE 1 417,636 0 0
Legacy Reserves LP UNIT LP INT 524707304 9,370 325,000 SH SOLE 1 325,000 0 0
Loral Space & Communicatns I COM 543881106 3,200 45,000 SH SOLE 0 45,000 0 0
Madison Claymore Call &Eqty COM 556582104 3,935 496,819 SH SOLE 0 496,819 0 0
Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 38,478 439,948 SH SOLE 0 439,948 0 0
Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 134,873 1,542,105 SH SOLE 1 1,542,105 0 0
Markwest Energy Partners L P UNIT LTD PARTN 570759100 190,111 3,493,404 SH SOLE 0 3,493,404 0 0
Markwest Energy Partners L P UNIT LTD PARTN 570759100 325,041 5,972,831 SH SOLE 1 5,972,831 0 0
Martin Midstream Prtnrs L P UNIT L P INT 573331105 176 5,119 SH SOLE 0 5,119 0 0
Memorial Prodtn Partners L P COM U REP LTD 586048100 6,404 339,000 SH SOLE 1 339,000 0 0
Mid Con Energy Partners LP COM UNIT REPST 59560V109 18,535 864,913 SH SOLE 1 864,913 0 0
Niska Gas Storage Partners L UNIT LTD LIABI 654678101 8,923 711,581 SH SOLE 0 711,581 0 0
Niska Gas Storage Partners L UNIT LTD LIABI 654678101 28,332 2,259,330 SH SOLE 1 2,259,330 0 0
NiSource Inc COM 65473P105 6,064 238,000 SH SOLE 1 238,000 0 0
Northern Tier Energy LP COM UN REPR PART 665826103 7,755 367,200 SH SOLE 0 367,200 0 0
Northern Tier Energy LP COM UN REPR PART 665826103 18,730 886,850 SH SOLE 1 886,850 0 0
NuStar Energy LP UNIT COM 67058H102 16,447 323,246 SH SOLE 0 323,246 0 0
NuStar Energy LP UNIT COM 67058H102 47,754 938,562 SH SOLE 1 938,562 0 0
NuStar GP Holdings LLC UNIT RESTG LLC 67059L102 5,171 162,407 SH SOLE 0 162,407 0 0
OGE Energy Corp COM 670837103 20,043 361,400 SH SOLE 1 361,400 0 0
Oaktree Cap Group LLC UNIT 99/99/9999 674001201 15,997 390,178 SH SOLE 0 390,178 0 0
Oneok Inc New COM 682680103 115,999 2,401,132 SH SOLE 0 2,401,132 0 0
Oneok Inc New COM 682680103 159,686 3,305,440 SH SOLE 1 3,305,440 0 0
Oneok Partners LP UNIT LTD PARTN 68268N103 107,826 1,812,197 SH SOLE 0 1,812,197 0 0
Oneok Partners LP UNIT LTD PARTN 68268N103 182,481 3,066,910 SH SOLE 1 3,066,910 0 0
PAA Nat Gas Storage L P COM UNIT LTD 693139107 9,297 467,180 SH SOLE 0 467,180 0 0
PG&E Corp COM 69331C108 6,401 150,000 SH SOLE 0 150,000 0 0
PPL Corp UNIT 99/99/9999 69351T601 8,349 155,040 SH SOLE 1 155,040 0 0
PVR Partners L P COM UNIT REPTG L 693665101 42,583 1,677,803 SH SOLE 0 1,677,803 0 0
PVR Partners L P COM UNIT REPTG L 693665101 151,203 5,957,548 SH SOLE 1 5,957,548 0 0
Pacific Coast Oil Tr UNIT BEN INT 694103102 39,020 2,149,837 SH SOLE 1 2,149,837 0 0
Peabody Energy Corp COM 704549104 530 23,783 SH SOLE 0 23,783 0 0
Peabody Energy Corp COM 704549104 14,994 672,700 SH SOLE 1 672,700 0 0
Pembina Pipeline Corp COM 706327103 15,185 540,406 SH SOLE 1 540,406 0 0
Pengrowth Energy Corp COM 70706P104 25,641 3,804,376 SH SOLE 1 3,804,376 0 0
Petrologistics LP UNIT LTD PTH INT 71672U101 4,584 353,400 SH SOLE 0 353,400 0 0
Petrologistics LP UNIT LTD PTH INT 71672U101 35,279 2,720,062 SH SOLE 1 2,720,062 0 0
Pitney Bowes Inc COM 724479100 1,797 130,000 SH SOLE 0 130,000 0 0
Plains All Amern Pipeline L UNIT LTD PARTN 726503105 277,201 3,142,865 SH SOLE 0 3,142,865 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
Plains All Amern Pipeline L UNIT LTD PARTN 726503105 427,509 4,847,044 SH SOLE 1 4,847,044 0 0
Regency Energy Partners L P COM UNITS L P 75885Y107 58,425 2,505,373 SH SOLE 0 2,505,373 0 0
Regency Energy Partners L P COM UNITS L P 75885Y107 248,967 10,676,108 SH SOLE 1 10,676,108 0 0
Royce Value Tr Inc COM 780910105 2,186 167,291 SH SOLE 0 167,291 0 0
Royce Micro-Cap Tr Inc COM 780915104 1,527 161,556 SH SOLE 0 161,556 0 0
Sandridge Permian Tr COM UNIT BEN INT 80007A102 30,229 1,517,536 SH SOLE 1 1,517,536 0 0
Sandridge Mississippian Tr I SH BEN INT 80007V106 32,036 1,575,001 SH SOLE 1 1,575,001 0 0
Solar Sr Cap Ltd COM 83416M105 912 50,935 SH SOLE 0 50,935 0 0
Spectra Energy Corp COM 847560109 12,292 418,654 SH SOLE 0 418,654 0 0
Spectra Energy Corp COM 847560109 44,795 1,525,700 SH SOLE 1 1,525,700 0 0
Spectra Energy Partners LP COM 84756N109 22,938 720,636 SH SOLE 0 720,636 0 0
Spectra Energy Partners LP COM 84756N109 6,250 196,345 SH SOLE 1 196,345 0 0
Suburban Propane Partners L UNIT LTD PARTN 864482104 14,806 357,974 SH SOLE 0 357,974 0 0
Suburban Propane Partners L UNIT LTD PARTN 864482104 31,646 765,133 SH SOLE 1 765,133 0 0
Suncoke Energy Inc COM 86722A103 1,209 75,000 SH SOLE 1 75,000 0 0
Targa Resources Partners LP COM UNIT 87611X105 44,142 1,029,432 SH SOLE 0 1,029,432 0 0
Targa Resources Partners LP COM UNIT 87611X105 74,404 1,735,173 SH SOLE 1 1,735,173 0 0
Targa Res Corp COM 87612G101 19,402 385,428 SH SOLE 0 385,428 0 0
Targa Res Corp COM 87612G101 27,670 549,667 SH SOLE 1 549,667 0 0
Tesoro Logistics LP COM UNIT LP 88160T107 19,053 438,900 SH SOLE 0 438,900 0 0
Tesoro Logistics LP COM UNIT LP 88160T107 19,639 452,411 SH SOLE 1 452,411 0 0
VOC Energy Tr TR UNIT 91829B103 27,901 1,495,225 SH SOLE 1 1,495,225 0 0
Western Gas Partners LP COM UNIT LP IN 958254104 108,905 2,160,378 SH SOLE 0 2,160,378 0 0
Western Gas Partners LP COM UNIT LP IN 958254104 84,217 1,670,637 SH SOLE 1 1,670,637 0 0
Whiting USA TR II TR UNIT 966388100 7,540 390,900 SH SOLE 1 390,900 0 0
Williams Cos Inc Del COM 969457100 130,666 3,736,513 SH SOLE 0 3,736,513 0 0
Williams Cos Inc Del COM 969457100 211,752 6,055,237 SH SOLE 1 6,055,237 0 0
Williams Partners L P COM UNIT L P 96950F104 163,092 2,982,667 SH SOLE 0 2,982,667 0 0
Williams Partners L P COM UNIT L P 96950F104 218,832 4,002,047 SH SOLE 1 4,002,047 0 0