13F-HR 1 v86064e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: KAYNE ANDERSON CAPITAL ADVISORS, L.P. Address: 1800 AVENUE OF THE STARS SECOND FLOOR LOS ANGELES, CA 90067 Form 13F File Number: 28-5066 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard A. Kayne Title: President of the General Partner Phone: (310) 556-2721 Signature, Place, and Date of Signing: Richard A. Kayne Los Angeles, California November 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. KAYNE ANDERSON CAPITAL ADVISORS, L.P. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $ 98,200 (thousands) List of Other Included Managers: NONE KAYNE ANDERSON CAPITAL ADVISORS, L.P. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 ---------------------------- -------------- --------- -------- -------------------------------- TITLE VALUE SHARES or PUT/ NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL ---------------------------------------------------------------------------------------------------------------------------- Big Dog Hldgs Inc COM 089128102 267 75,334 SH Cannondale Corp COM 137798104 333 171,483 SH Center Tr Inc COM 151845104 81 14,000 SH Citrix Sys Inc COM 177376100 151 25,000 SH Dominion Res Inc Va New COM 25746U109 365 7,200 SH F A O Inc COM 30240S105 19,965 7,004,898 SH Glacier Water Svcs Inc COM 376395109 13,376 1,028,943 SH Glenborough Rlty Tr Inc PFD CV SER A% 37803P204 893 40,400 SH Harken Energy Corp COM NEW 412552309 13 38,328 SH High Income Opportunity Fund I COM 42967Q105 89 14,800 SH Hugoton Rty Tr Tex UNIT BEN INT 444717102 326 28,300 SH Kaneb Services Llc COM 484173109 1,519 74,266 SH Kinder Morgan Management Llc SHS 49455U100 2,948 99,108 SH Lincoln Natl Conv Secs Fd In COM 534183108 202 16,600 SH Meridian Resource Corp COM 58977Q109 1,960 929,139 SH Mfs Charter Income Tr SH BEN INT 552727109 114 13,500 SH Mfs Govt Mkts Income Tr SH BEN INT 552939100 419 59,100 SH Morgan Stanley COM NEW 617446448 779 23,000 SH Motorola Inc COM 620076109 326 32,000 SH One Liberty Pptys Inc COM 682406103 446 30,000 SH Pacifichealth Laboratories I COM 695113100 17 11,100 SH Plains All Amern Pipeline L UNIT LTD PARTN 726503105 3,570 146,900 SH Plains Res Inc COM PAR $0.10 726540503 47,400 1,838,631 SH Sports Club Inc COM 84917P100 1,389 793,628 SH Tcw Conv Secs Fd Inc COM 872340104 41 10,000 SH Van Kampen Senior Income Tr COM 920961109 262 39,700 SH Williams Energy Partners L P COM UNIT RP LP 969491109 949 29,200 SH -------- 98,200 ========
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------- -------- ------------------------------------ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------- -------- --------- ------ ------ Big Dog Hldgs Inc Sole 75,334 Cannondale Corp Sole 171,483 Center Tr Inc Sole 14,000 Citrix Sys Inc Sole 25,000 Dominion Res Inc Va New Sole 7,200 F A O Inc Sole 7,004,898 Glacier Water Svcs Inc Sole 1,028,943 Glenborough Rlty Tr Inc Sole 40,400 Harken Energy Corp Sole 38,328 High Income Opportunity Fund I Sole 14,800 Hugoton Rty Tr Tex Sole 28,300 Kaneb Services Llc Sole 74,266 Kinder Morgan Management Llc Sole 99,108 Lincoln Natl Conv Secs Fd In Sole 16,600 Meridian Resource Corp Sole 929,139 Mfs Charter Income Tr Sole 13,500 Mfs Govt Mkts Income Tr Sole 59,100 Morgan Stanley Sole 23,000 Motorola Inc Sole 32,000 One Liberty Pptys Inc Sole 30,000 Pacifichealth Laboratories I Sole 11,100 Plains All Amern Pipeline L Sole 146,900 Plains Res Inc Sole 1,838,631 Sports Club Inc Sole 793,628 Tcw Conv Secs Fd Inc Sole 10,000 Van Kampen Senior Income Tr Sole 39,700 Williams Energy Partners L P Sole 29,200