0000950142-13-000873.txt : 20130410 0000950142-13-000873.hdr.sgml : 20130410 20130410190500 ACCESSION NUMBER: 0000950142-13-000873 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130410 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Taylor Morrison Home Corp CENTRAL INDEX KEY: 0001562476 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900907433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 480-840-8100 MAIL ADDRESS: STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754726 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE FUND GP I, L.P. CENTRAL INDEX KEY: 0001402746 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754721 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Holdings, Inc. CENTRAL INDEX KEY: 0001403382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754725 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Opportunities Fund VIII, L.P. CENTRAL INDEX KEY: 0001464495 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754724 BUSINESS ADDRESS: STREET 1: 333 S. GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 333 S. GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree TM Holdings CTB, Ltd. CENTRAL INDEX KEY: 0001574141 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754727 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: Oaktree TMM Holdings CTB, Ltd. DATE OF NAME CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Opportunities Fund VIII GP, L.P. CENTRAL INDEX KEY: 0001574142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754723 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Opportunities Fund VIII GP Ltd. CENTRAL INDEX KEY: 0001574143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754722 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM TMM Holdings LP, Inc. CENTRAL INDEX KEY: 0001574144 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754728 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: Oaktree TMM Holdings LP, Inc. DATE OF NAME CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM TMM Holdings II GP, ULC CENTRAL INDEX KEY: 0001574145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754729 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM TMM Holdings II, L.P. CENTRAL INDEX KEY: 0001574146 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 13754730 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6213 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 3 1 es1300575_3-taylor1.xml OWNERSHIP DOCUMENT X0206 3 2013-04-10 0 0001562476 Taylor Morrison Home Corp TMHC 0001574146 OCM TMM Holdings II, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001574145 OCM TMM Holdings II GP, ULC C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001574144 OCM TMM Holdings LP, Inc. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001574141 Oaktree TM Holdings CTB, Ltd. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0000949509 OAKTREE CAPITAL MANAGEMENT LP C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403382 Oaktree Holdings, Inc. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001464495 Oaktree Opportunities Fund VIII, L.P. 333 S. GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001574142 Oaktree Opportunities Fund VIII GP, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001574143 Oaktree Opportunities Fund VIII GP Ltd. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001402746 OAKTREE FUND GP I, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 Common Partnership Units and Class B Common Stock Class A Common Stock 54881984 I See footnotes Put/Call Option (right/obligation to sell) 20.68 Class A Common Stock 9143461 I See footnotes OCM TMM Holdings II, L.P. ("OCM TMM Holdings") holds an aggregate of 54,881,984 common partnership units (the "New TMM Units") of TMM Holdings II Limited Partnership ("New TMM") and 54,881,984 shares of Class B Common Stock (the "Class B Shares") of Taylor Morrison Home Corporation (the "Issuer"). Pursuant to the terms of the Exchange Agreement dated as of April 9, 2013, OCM TMM Holdings may exchange all or a portion of its New TMM Units (along with an equal number of its Class B Shares) at any time for shares of Class A Common Stock (the "Class A Shares") of the Issuer on a one-for-one basis. Pursuant to the terms of a Put/Call Agreement dated as of April 9, 2013, OCM TMM Holdings has the option to require the Issuer to purchase, and the Issuer has the right to require OCM TMM Holdings to sell, in each case exercisable at any time on or after April 15, 2013 up to June 30, 2013, 9,143,461 Class B Shares together with a corresponding number of New TMM Units at $20.68 per share. In addition, in the event the underwriters of the Issuer's initial public offering purchase Class A Shares pursuant to the over-allotment option granted to them by the Issuer, OCM TMM Holdings will have the option to require the Issuer to purchase, and the Issuer will have the right to require OCM TMM Holdings to sell, up to an additional 2,142,900 Class B Shares together with a corresponding number of New TMM Units at $20.68 per share. The general partner of OCM TMM Holdings is OCM TMM Holdings II GP, ULC. The sole shareholder of OCM TMM Holdings II GP, ULC is OCM TMM Holdings LP, Inc. The sole shareholder of OCM TMM Holdings LP, Inc. is Oaktree TM Holdings CTB, Ltd. The sole director of Oaktree TM Holdings CTB, Ltd. is Oaktree Capital Management, L.P., and the shareholders of Oaktree TM Holdings CTB, Ltd. controlling a majority of the vote are Oaktree Opportunities Fund VIII, L.P., Oaktree Opportunities Fund VIII (Parallel), L.P. and Oaktree Opportunities Fund VIII (Parallel 2), L.P., with the remaining shareholders being Oaktree Huntington Investment Fund, L.P., Oaktree FF Investment Fund, L.P., Oaktree Real Estate Opportunities Fund V, L.P. and Oaktree Remington Investment Fund, L.P. The general partner of Oaktree Capital Management, L.P. is Oaktree Holdings, Inc. The general partner of each of Oaktree Opportunities Fund VIII, L.P., Oaktree Opportunities Fund VIII (Parallel), L.P. and Oaktree Opportunities Fund VIII (Parallel 2), L.P. is Oaktree Opportunities Fund VIII GP, L.P. The general partner of Oaktree Opportunities Fund VIII GP, L.P. is Oaktree Opportunities Fund VIII GP Ltd. The sole director of Oaktree Opportunities Fund VIII GP Ltd. is Oaktree Capital Management, L.P., and the sole shareholder of Oaktree Opportunities Fund VIII GP Ltd. is Oaktree Fund GP I, L.P. The general partner of Oaktree Fund GP I, L.P. is Oaktree Capital I, L.P. The general partner of Oaktree Capital I, L.P. is OCM Holdings I, LLC. The managing member of OCM Holdings I, LLC is Oaktree Holdings, LLC. The sole shareholder of Oaktree Holdings, Inc. and the managing member of Oaktree Holdings, LLC is Oaktree Capital Group, LLC. The duly elected manager of Oaktree Capital Group, LLC is Oaktree Capital Group Holdings GP, LLC. The members of Oaktree Capital Group Holdings GP, LLC are Kevin Clayton, John Frank, Stephen Kaplan, Bruce Karsh, Larry Keele, David Kirchheimer, Howard Marks and Sheldon Stone, who, by virtue of their membership interests in Oaktree Capital Group Holdings GP, LLC, may be deemed to share voting and dispositive power with respect to the Class B shares held by OCM TMM Holdings. Each of the directors, shareholders, general partners, managing members and member described above disclaims beneficial ownership of any new TMM units and shares of Class B common stock owned beneficially or of record by OCM TMM Holdings except to the extent of any indirect pecuniary interest therein, and the inclusion of these securities in this Form 3 shall not be deemed an admission that any such person has beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit 99.1 attached hereto See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 See signatures included in Exhibit 99.1 2013-04-10 EX-99 2 es1300575_ex9901.htm EXHIBIT 99.1 Unassociated Document
EXHIBIT 99.1
 
 
OCM TMM Holdings II, L.P.
  
       
 
By:
OCM TMM Holdings II GP, ULC
  
 
Its:
General Partner
  
       
 
By:
OCM TMM Holdings LP, Inc.
  
 
Its:
Sole Shareholder
  
       
 
By:
 /s/ Kenneth Liang  
 
Name:
 Kenneth Liang  
 
Title:
Authorized Signatory
  
       
 
By:
/s/ Derek Smith
  
 
Name:
 Derek Smith  
 
Title:
Authorized Signatory
  
       
 
 
OCM TMM Holdings II GP, ULC
  
       
 
By:
OCM TMM Holdings LP, Inc.
  
 
Its:
Sole Shareholder
  
       
 
By:
 /s/ Kenneth Liang  
 
Name:
 Kenneth Liang  
 
Title:
Authorized Signatory
  
       
 
By:
/s/ Derek Smith
  
 
Name:
 Derek Smith  
 
Title:
Authorized Signatory
  
       
 
 
OCM TMM Holdings LP, Inc.
  
       
 
By:
Oaktree TM Holdings CTB, Ltd.
  
 
Its:
Sole Shareholder
  
       
 
By:
 /s/ Kenneth Liang  
 
Name:
 Kenneth Liang  
 
Title:
Authorized Signatory
  
       
 
By:
/s/ Derek Smith
  
 
Name:
 Derek Smith  
 
Title:
Authorized Signatory
  
       
 
 
Oaktree TM Holdings CTB, Ltd.
  
       
 
By:
Oaktree Capital Management, L.P.
  
 
Its:
Sole Director
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
       
 
 
 
 
 

 
OAKTREE CAPITAL MANAGEMENT, L.P.
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
       
 
 
OAKTREE HOLDINGS, INC.
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
       
 
 
OAKTREE OPPORTUNITIES FUND VIII, L.P.
OAKTREE OPPORTUNITIES FUND VIII (PARALLEL), L.P.
OAKTREE OPPORTUNITIES FUND VIII (PARALLEL 2), L.P.
  
       
 
By:
Oaktree Opportunities Fund VIII GP, L.P.
  
 
Its:
General Partner
  
       
 
By:
Oaktree Opportunities Fund VIII GP Ltd.
  
 
Its:
General Partner
  
       
 
By:
Its:
Oaktree Capital Management, L.P.
Sole Director
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
  
 
OAKTREE OPPORTUNITIES FUND VIII GP, L.P.
  
       
 
By:
Oaktree Opportunities Fund VIII GP Ltd.
  
 
Its:
General Partner
  
       
 
By:
Oaktree Capital Management, L.P.
  
 
Its:
Director
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
 
 
OAKTREE OPPORTUNITIES FUND VIII GP LTD.
  
       
 
By:
Oaktree Capital Management, L.P.
  
 
Its:
Director
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Managing Director and Associate General Counsel
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Managing Director
  
 
 
OAKTREE FUND GP I, L.P.
  
       
 
By:
 /s/ Richard Ting  
 
Name:
Richard Ting
  
 
Title:
Authorized Signatory
  
       
 
By:
/s/ Emily Stephens
  
 
Name:
Emily Stephens
  
 
Title:
Authorized Signatory