Assistant Vice President

0000949509-13-000026.txt : 20130708 0000949509-13-000026.hdr.sgml : 20130708 20130705184701 ACCESSION NUMBER: 0000949509-13-000026 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130705 EFFECTIVENESS DATE: 20130708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 13955998 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true true 0000949509 XXXXXXXX 06-30-2012 06-30-2012 true 2 RESTATEMENT OAKTREE CAPITAL MANAGEMENT LP

333 S GRAND AVE 28TH FL LOS ANGELES CA 90071

13F HOLDINGS REPORT 028-05050 N Eric Tong Assistant Vice President 213-830-6946 Eric Tong Los Angeles CA 07-05-2013 4 181 5795619 false 1 0001403525 028-12809 Oaktree Capital Group Holdings GP, LLC 2 0001403527 028-12810 Oaktree Capital Group Holdings, L.P. 3 0001403528 028-12811 Oaktree Capital Group, LLC 4 0001403382 028-12812 Oaktree Holdings, Inc. INFORMATION TABLE 2 2q2012amend.xml OMNICARE INC NOTE 3.750% 4/0 681904AP3 94645 102510000 PRN DFND 1,2,3,4 99999999 0 0 MGM RESORTS INTL NOTE 4.250% 4/1 55303QAE0 102829 100665000 PRN DFND 1,2,3,4 99999999 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 127242 97875000 PRN DFND 1,2,3,4 97875000 0 0 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 81583 91976000 PRN DFND 1,2,3,4 91976000 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 93951 91005000 PRN DFND 1,2,3,4 91005000 0 0 US STEEL CORP NEW NOTE 4.000% 912909AE8 81867 80070000 PRN DFND 1,2,3,4 80070000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 73698 68445000 PRN DFND 1,2,3,4 68445000 0 0 BROOKDALE SENIOR LIVING NOTE 2.750% 6/1 112463AA2 56892 60350000 PRN DFND 1,2,3,4 60350000 0 0 COVANTA HOLDING CORP NOTE 3.250% 6/0 22282EAC6 66132 56135000 PRN DFND 1,2,3,4 56135000 0 0 ANNALY CAPITAL MGMT NOTE 5.000% 5/1 035710AB8 55232 55500000 PRN DFND 1,2,3,4 55500000 0 0 HELIX ENERGY SOLUTIONS NOTE 3.250% 3/1 42330PAG2 55483 53750000 PRN DFND 1,2,3,4 53750000 0 0 FIRST BANCORP/PUERTO RIC COM NEW 318672706 200711 50684485 SH DFND 1,2,3,4 50684485 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AB7 49925 47319000 PRN DFND 1,2,3,4 47319000 0 0 UNITED THERAPEUTICS CORP DEL NOTE 1.000% 91307CAE2 56009 46960000 PRN DFND 1,2,3,4 46960000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 47311 44006000 PRN DFND 1,2,3,4 44006000 0 0 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 34778 42720000 PRN DFND 1,2,3,4 42720000 0 0 MEDICIS PHARMACEUTICAL NOTE 1.375% 6/0 584690AC5 41908 42100000 PRN DFND 1,2,3,4 42100000 0 0 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 45108 41967000 PRN DFND 1,2,3,4 41967000 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 36781 39500000 PRN DFND 1,2,3,4 39500000 0 0 AVIS BUDGET GROUP INC NOTE 3.500%10/0 053774AB1 48275 38750000 PRN DFND 1,2,3,4 38750000 0 0 KNIGHT CAPITAL GROUP INC NOTE 3.500% 3/1 499005AE6 34465 36935000 PRN DFND 1,2,3,4 36935000 0 0 EXCO RESOURCES INC COM 269279402 279152 36778946 SH DFND 1,2,3,4 36778946 0 0 RTI INTERNATIONAL METALS NOTE 3.000%12/0 74973WAA5 36433 35625000 PRN DFND 1,2,3,4 35625000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 30338 35575000 PRN DFND 1,2,3,4 35575000 0 0 LIBERTY INTERACTIVE LLC NEW DEB 3.125% 3 530718AF2 42683 35170000 PRN DFND 1,2,3,4 35170000 0 0 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 36572 33250000 PRN DFND 1,2,3,4 33250000 0 0 MICRON TECHNOLOGY INC DEBT 1.875% 6/0 595112AK9 28795 32724000 PRN DFND 1,2,3,4 32724000 0 0 RYLAND GROUP NOTE 1.625% 5/1 783764AQ6 35299 32000000 PRN DFND 1,2,3,4 32000000 0 0 OLD REPUBLIC INTL CORP NOTE 3.750% 3/1 680223AH7 28637 31323000 PRN DFND 1,2,3,4 31323000 0 0 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 30135 31280000 PRN DFND 1,2,3,4 31280000 0 0 NASH FINCH CO FRNT 1.631% 3/1 631158AD4 14645 31052000 PRN DFND 1,2,3,4 31052000 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 35161 30115000 PRN DFND 1,2,3,4 30115000 0 0 CHART INDUSTRIES INC NOTE 2.000% 8/0 16115QAC4 36224 29443000 PRN DFND 1,2,3,4 29443000 0 0 DFC GLOBAL CORP NOTE 3.000% 4/0 256664AC7 32814 28690000 PRN DFND 1,2,3,4 28690000 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 28037 28297000 PRN DFND 1,2,3,4 28297000 0 0 IXIA NOTE 3.000%12/1 45071RAB5 26132 25500000 PRN DFND 1,2,3,4 25500000 0 0 COMTECH TELECOMMUNICATIO NOTE 3.000% 5/0 205826AF7 26492 24820000 PRN DFND 1,2,3,4 24820000 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 24240 24214000 PRN DFND 1,2,3,4 24214000 0 0 ALLIANCE HEALTHCARE SERV IN COM NEW 018606202 23735 23782451 SH DFND 1,2,3,4 23782451 0 0 ICAHN ENTERPRISES LP FRNT 8/1 451102AB3 23903 23725000 PRN DFND 1,2,3,4 23725000 0 0 VOLCANO CORP NOTE 2.875% 9/0 928645AA8 28629 23690000 PRN DFND 1,2,3,4 23690000 0 0 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 24600 23151000 PRN DFND 1,2,3,4 23151000 0 0 NETAPP INC NOTE 1.750% 6/0 64110DAB0 26456 23000000 PRN DFND 1,2,3,4 23000000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 25401 22375000 PRN DFND 1,2,3,4 22375000 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 23043 22130000 PRN DFND 1,2,3,4 22130000 0 0 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 24003 22062000 PRN DFND 1,2,3,4 22062000 0 0 CHEMED CORP NEW NOTE 1.875% 16359RAC7 21288 21255000 PRN DFND 1,2,3,4 21255000 0 0 WABASH NATIONAL CORP NOTE 3.375% 5/0 929566AH0 19873 20550000 PRN DFND 1,2,3,4 20550000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 18713 20225000 PRN DFND 1,2,3,4 20225000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 490058 19217976 SH DFND 1,2,3,4 19217976 0 0 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 19746 19035000 PRN DFND 1,2,3,4 19035000 0 0 STERLITE INDUSTRIES LTD NOTE 4.000%10/3 859737AB4 16810 18718000 PRN DFND 1,2,3,4 18718000 0 0 GOLDCORP INC NOTE 2.000% 8/0 380956AB8 20757 18370000 PRN DFND 1,2,3,4 18370000 0 0 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 17927 18215000 PRN DFND 1,2,3,4 18215000 0 0 ALCATEL-LUCENT USA INC DBCV 2.875% 6/1 549463AG2 14151 18200000 PRN DFND 1,2,3,4 18200000 0 0 PHH CORP NOTE 4.000% 9/0 693320AN3 17945 17975000 PRN DFND 1,2,3,4 17975000 0 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 10428 17380000 PRN DFND 1,2,3,4 17380000 0 0 HERCULES OFFSHORE LLC NOTE 3.375% 6/0 427093AD1 17406 17333000 PRN DFND 1,2,3,4 17333000 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 16061 16815000 PRN DFND 1,2,3,4 16815000 0 0 INSULET CORPORATION NOTE 3.750% 6/1 45784PAC5 18603 16741000 PRN DFND 1,2,3,4 16741000 0 0 CHARTER COMMUNICATIONS I D CL A NEW 16117M305 1167940 16480036 SH DFND 1,2,3,4 16480036 0 0 GREATBATCH INC. SDCV 2.250% 6/1 39153LAB2 15908 16000000 PRN DFND 1,2,3,4 16000000 0 0 CRIMSON EXPLORATION INC COM NEW 22662K207 71259 15524819 SH DFND 1,2,3,4 15524819 0 0 ANNALY CAPITAL MGMT NOTE 4.000% 2/1 035710AA0 19068 15500000 PRN DFND 1,2,3,4 15500000 0 0 RADISYS CORP NOTE 2.750% 2/1 750459AE9 15170 15413000 PRN DFND 1,2,3,4 15413000 0 0 HANWHA SOLARONE CO LTD L NOTE 3.500% 1/ 83415UAB4 10668 15353000 PRN DFND 1,2,3,4 15353000 0 0 FIVE STAR QUALITY CARE I NOTE 3.750%10/1 33832DAB2 14573 15039000 PRN DFND 1,2,3,4 15039000 0 0 AAR CORP NOTE 1.625% 3/0 000361AK1 14137 15019000 PRN DFND 1,2,3,4 15019000 0 0 KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 14937 14959000 PRN DFND 1,2,3,4 14959000 0 0 EXTERRAN ENERGY LLC NOTE 4.750% 1/1 410768AE5 14233 14480000 PRN DFND 1,2,3,4 14480000 0 0 PROSPECT CAPITAL CORP NOTE 5.500% 8/1 74348TAD4 13960 13950000 PRN DFND 1,2,3,4 13950000 0 0 PROVIDENCE SERVICE CORP NOTE 6.500% 5/1 743815AB8 12718 12655000 PRN DFND 1,2,3,4 12655000 0 0 RAIT FINANCIAL TRUST NOTE 7.000% 4/0 749227AA2 10260 12042000 PRN DFND 1,2,3,4 12042000 0 0 HEADWATERS INC NOTE 2.500% 2/0 42210PAD4 11042 11805000 PRN DFND 1,2,3,4 11805000 0 0 MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 13191 11000000 PRN DFND 1,2,3,4 11000000 0 0 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 10917 11000000 PRN DFND 1,2,3,4 11000000 0 0 LIVE NATION ENTERTAINMEN NOTE 2.875% 7/1 538034AB5 9757 10084000 PRN DFND 1,2,3,4 10084000 0 0 MGIC INVESTMENT CORP NOTE 5.000% 5/0 552848AD5 6725 10000000 PRN DFND 1,2,3,4 10000000 0 0 RF MICRO DEVICES INC NOTE 1.000% 4/1 749941AJ9 9923 10000000 PRN DFND 1,2,3,4 10000000 0 0 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 8589 9834000 PRN DFND 1,2,3,4 9834000 0 0 JEFFERIES GROUP INC NEW DBCV 3.875% 472319AG7 8941 9832000 PRN DFND 1,2,3,4 9832000 0 0 APOLLO INVESTMENT CORP NOTE 5.750% 1/1 03761UAE6 9725 9750000 PRN DFND 1,2,3,4 9750000 0 0 SPIRIT AIRLINES INC COM 848577102 182825 9394927 SH DFND 1,2,3,4 9394927 0 0 STEWART ENTERPRISES NOTE 3.125% 7/1 860370AH8 9244 9250000 PRN DFND 1,2,3,4 9250000 0 0 NAVISTAR INTL CORP NOTE 3.000%10/1 63934EAL2 8428 9000000 PRN DFND 1,2,3,4 9000000 0 0 GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 8832 8835000 PRN DFND 1,2,3,4 8835000 0 0 GOODRICH PETROLEUM CORP NOTE 5.000%10/0 382410AC2 8238 8792000 PRN DFND 1,2,3,4 8792000 0 0 DRYSHIPS INC NOTE 5.000%12/0 262498AB4 6316 8630000 PRN DFND 1,2,3,4 8630000 0 0 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 8596 8535000 PRN DFND 1,2,3,4 8535000 0 0 GENERAL CABLE CORP NEW NOTE 0.875%1 369300AD0 8130 8500000 PRN DFND 1,2,3,4 8500000 0 0 AAR CORP NOTE 1.750% 2/0 000361AH8 8309 8290000 PRN DFND 1,2,3,4 8290000 0 0 CIT GROUP INC COM 125581801 290760 8158249 SH DFND 1,2,3,4 8158249 0 0 MERITOR INC FRNT 4.625% 3/0 043353AF8 7013 8000000 PRN DFND 1,2,3,4 8000000 0 0 RAMBUS INC NOTE 5.000% 6/1 750917AC0 7995 8000000 PRN DFND 1,2,3,4 8000000 0 0 RENTECH INC NOTE 4.000% 4/1 760112AA0 7468 7509000 PRN DFND 1,2,3,4 7509000 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AA9 7384 7500000 PRN DFND 1,2,3,4 7500000 0 0 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 6591 7350000 PRN DFND 1,2,3,4 7350000 0 0 ARCELORMITTAL NOTE 5.000% 5/1 03938LAK0 7484 7255000 PRN DFND 1,2,3,4 7255000 0 0 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 6665 7007000 PRN DFND 1,2,3,4 7007000 0 0 SPARTAN STORES INC NOTE 3.375% 5/1 846822AE4 6820 6934000 PRN DFND 1,2,3,4 6934000 0 0 AMER EQUITY INVT LIFE NOTE 5.250%12/0 025676AE7 6630 6465000 PRN DFND 1,2,3,4 6465000 0 0 ISTAR FINANCIAL INC FRNT 10/0 45031UBF7 6200 6201000 PRN DFND 1,2,3,4 6201000 0 0 ALLIANCE ONE INTL INC NOTE 5.500% 7/1 018772AQ6 5701 5926000 PRN DFND 1,2,3,4 5926000 0 0 CARRIZO OIL & GAS INC NOTE 4.375% 6/0 144577AA1 5201 5220000 PRN DFND 1,2,3,4 5220000 0 0 GOLDEN STAR RESOURCES CDA DEBT 5.000% 38119TAE4 5034 5200000 PRN DFND 1,2,3,4 5200000 0 0 GENON ENERGY INC COM 37244E107 8550 5000000 SH DFND 1,2,3,4 5000000 0 0 ALCATEL-LUCENT USA INC DBCV 2.875% 6/1 549463AH0 4943 5000000 PRN DFND 1,2,3,4 5000000 0 0 EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 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1543750 SH DFND 1,2,3,4 1543750 0 0 GENCO SHIPPING & TRADING SHS Y2685T107 4613 1512532 SH DFND 1,2,3,4 1512532 0 0 GENERAL MOTORS CO JR PFD CNV SRB 37045V209 47390 1427400 SH DFND 1,2,3,4 1427400 0 0 WSP HOLDINGS LTD ADR NEW 92934F203 1860 1408800 SH DFND 1,2,3,4 1408800 0 0 GETTY REALTY CORP COM 374297109 25139 1312728 SH DFND 1,2,3,4 1312728 0 0 LIBERTY INTERACTIVE LLC DEB 3.250% 3/1 530715AR2 917 1075000 PRN DFND 1,2,3,4 1075000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 1494 1068000 PRN DFND 1,2,3,4 1068000 0 0 SAFEWAY INC COM 786514208 18150 1000000 SH DFND 1,2,3,4 1000000 0 0 ENTERTAINMENT PROPERTIES PFD C CNV 5.75% 29380T402 18481 977821 SH DFND 1,2,3,4 977821 0 0 VALE SA ADR 91912E105 18704 930549 SH DFND 1,2,3,4 930549 0 0 GT ADVANCED TECHNOLOGIES COM 36191U106 4710 891977 SH DFND 1,2,3,4 891977 0 0 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 1037 825000 PRN DFND 1,2,3,4 825000 0 0 TRINITY INDUSTRIES INC NOTE 3.875% 6/0 896522AF6 747 750000 PRN DFND 1,2,3,4 750000 0 0 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32500 SH DFND 1,2,3,4 32500 0 0 ENTERTAINMENT PROPERTIES CONV PFD 9% SR E 29380T600 751 27500 SH DFND 1,2,3,4 27500 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 437 25029 SH DFND 1,2,3,4 25029 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 626 18972 SH DFND 1,2,3,4 18972 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 485 18900 SH DFND 1,2,3,4 18900 0 0 CIA BRASILEIRA DE DISTRI SPN ADR PFD CL A 20440T201 576 14215 SH DFND 1,2,3,4 14215 0 0 SOUTHERN COPPER CORP COM 84265V105 394 12505 SH DFND 1,2,3,4 12505 0 0 CIA DE BEBIDAS DAS AMERI SPON ADR PFD 20441W203 473 12383 SH DFND 1,2,3,4 12383 0 0 INFOSYS LTD SPONSORED ADR 456788108 438 9650 SH DFND 1,2,3,4 9650 0 0 GENERAL MOTORS CO *W EXP 07/10/201 37045V118 97 8810 SH DFND 1,2,3,4 8810 0 0 GENERAL MOTORS CO *W EXP 07/10/201 37045V126 60 8810 SH DFND 1,2,3,4 8810 0 0 SOCIEDAD QUIMICA Y MINER SPON ADR SER B 833635105 410 7289 SH DFND 1,2,3,4 7289 0 0 POSCO SPONSORED ADR 693483109 387 4795 SH DFND 1,2,3,4 4795 0 0 GENERAL MOTORS CO COM 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