0000949509-13-000021.txt : 20130708
0000949509-13-000021.hdr.sgml : 20130708
20130705180102
ACCESSION NUMBER: 0000949509-13-000021
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130708
DATE AS OF CHANGE: 20130705
EFFECTIVENESS DATE: 20130708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0000949509
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05050
FILM NUMBER: 13955959
BUSINESS ADDRESS:
STREET 1: 333 S GRAND AVENUE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: 333 S GRAND AVE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010605
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
true
0000949509
XXXXXXXX
03-31-2013
03-31-2013
true
1
RESTATEMENT
OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-05050
N
Eric Tong
Assistant Vice President
213-830-6946
Eric Tong
Los Angeles
CA
07-05-2013
4
189
4925955
false
1
0001403525
028-12809
Oaktree Capital Group Holdings GP, LLC
2
0001403527
028-12810
Oaktree Capital Group Holdings, L.P.
3
0001403528
028-12811
Oaktree Capital Group, LLC
4
0001403382
028-12812
Oaktree Holdings, Inc.
INFORMATION TABLE
2
q12013ammend.xml
COBALT INTL ENERGY INC
CV SR UNSEC NT
19075FAA4
149313
133500000
PRN
DFND
1,2,3,4
99999999
0
0
OMNICARE INC
CV SR SUB NT CPDI PNC
681904AP3
118998
106810000
PRN
DFND
1,2,3,4
99999999
0
0
SANDISK CORP
CV SR UNSEC NT
80004CAD3
112088
86930000
PRN
DFND
1,2,3,4
86930000
0
0
BROOKDALE SENIOR LIVING
CV SR UNSEC NT
112463AA2
91505
74520000
PRN
DFND
1,2,3,4
74520000
0
0
MGM RESORTS INTL
CV SR UNSEC NT
55303QAE0
79795
73365000
PRN
DFND
1,2,3,4
73365000
0
0
FOREST CITY ENTERPRISES
CV SR UNSEC NT PNC
345550AP2
75560
67671000
PRN
DFND
1,2,3,4
67671000
0
0
ON SEMICONDUCTOR CORP
CV SR SUB NT SER-B
682189AH8
69161
60945000
PRN
DFND
1,2,3,4
60945000
0
0
ROYAL GOLD INC
CV SR UNSEC NT PNC
780287AA6
58529
55185000
PRN
DFND
1,2,3,4
55185000
0
0
PRICELINE.COM INC
CV SR UNSEC NT
741503AQ9
59923
54075000
PRN
DFND
1,2,3,4
54075000
0
0
INTEGRA LIFESCIENCES HLD
CV SR UNSEC NT
457985AK5
53856
52388000
PRN
DFND
1,2,3,4
52388000
0
0
CEMEX SAB DE CV
CV SUB NT
151290AV5
64431
52171000
PRN
DFND
1,2,3,4
52171000
0
0
FIRST BANCORP PUERTO RICO
COMMON STOCK
318672706
315764
50684485
SH
DFND
1,2,3,4
50684485
0
0
HOLOGIC INC
CV
436440AC5
53272
50575000
PRN
DFND
1,2,3,4
50575000
0
0
MENTOR GRAPHICS CORP
CV SUB UNSEC NT
587200AK2
57325
48556000
PRN
DFND
1,2,3,4
48556000
0
0
NAVISTAR INTL CORP
CV SR SUB NT
63934EAL2
47783
46534000
PRN
DFND
1,2,3,4
46534000
0
0
HELIX ENERGY SOLUTIONS
CV SR UNSEC NT CPDI
42330PAG2
56444
45892000
PRN
DFND
1,2,3,4
45892000
0
0
VOLCANO CORP
CV SR UNSEC NT
928645AB6
44823
45075000
PRN
DFND
1,2,3,4
45075000
0
0
REDWOOD TRUST INC
CV SR UNSEC NT REIT
758075AB1
48224
43500000
PRN
DFND
1,2,3,4
43500000
0
0
TAKE-TWO INTERACTIVE SOFTWARE
CV SR UNSEC NT
874054AC3
46886
40700000
PRN
DFND
1,2,3,4
40700000
0
0
MGIC INVESTMENT CORP
CV SR UNSEC NT
552848AE3
40792
40500000
PRN
DFND
1,2,3,4
40500000
0
0
RTI INTERNATIONAL METALS
CV SR UNSEC NT
74973WAA5
45442
38975000
PRN
DFND
1,2,3,4
38975000
0
0
PULSE ELECTRONICS CORP
COMMON STOCK
74586W106
15571
38446588
SH
DFND
1,2,3,4
38446588
0
0
UNITED THERAPEUTICS CORP
CV SR UNSEC NT
91307CAF9
51678
37610000
PRN
DFND
1,2,3,4
37610000
0
0
EXCO RESOURCES INC
COMMON STOCK
269279402
262234
36778946
SH
DFND
1,2,3,4
36778946
0
0
BPZ RESOURCES INC
CV SR UNSEC NT PNC
055639AB4
31479
36320000
PRN
DFND
1,2,3,4
36320000
0
0
INTEL CORP
CV JR SUB NT CPDI PNC
458140AD2
37976
35725000
PRN
DFND
1,2,3,4
35725000
0
0
GROUP 1 AUTOMOTIVE INC
CV SR UNSEC NT (PNC)
398905AE9
41054
35252000
PRN
DFND
1,2,3,4
35252000
0
0
INTEL CORP
CV JR SUB NT PNC CPDI
458140AF7
40459
33500000
PRN
DFND
1,2,3,4
33500000
0
0
MICRON TECHNOLOGY INC
CV SR UNSEC NT 2031A PNC
595112AQ6
38540
33135000
PRN
DFND
1,2,3,4
33135000
0
0
OLD REPUBLIC INTL CORP
CV SR UNSEC NT
680223AH7
36552
32323000
PRN
DFND
1,2,3,4
32323000
0
0
HOLOGIC INC
CV SR UNSEC NT SER-2010 CPDI
436440AB7
38961
32179000
PRN
DFND
1,2,3,4
32179000
0
0
WALTER INVESTMENT MGMT
CV SR SUB NT
93317WAA0
34548
32000000
PRN
DFND
1,2,3,4
32000000
0
0
LAM RESEARCH CORP
CV SR UNSEC NT SER B
512807AL2
34090
31794000
PRN
DFND
1,2,3,4
31794000
0
0
STILLWATER MINING COMPANY
CV SR UNSEC NT
86074QAL6
37485
31500000
PRN
DFND
1,2,3,4
31500000
0
0
MERITAGE HOMES CORP
CV SR UNSEC NT
59001AAR3
32032
28250000
PRN
DFND
1,2,3,4
28250000
0
0
AK STEEL CORP
EXCH SR UNSEC NT
001546AP5
26792
28210000
PRN
DFND
1,2,3,4
28210000
0
0
RADIAN GROUP INC
CV SR UNSEC NT PNC
750236AN1
31668
26250000
PRN
DFND
1,2,3,4
26250000
0
0
DFC GLOBAL CORP
CV SR UNSEC NT
256664AC7
28602
26190000
PRN
DFND
1,2,3,4
26190000
0
0
KB HOME
CV SR UNSEC NT
48666KAS8
28806
26000000
PRN
DFND
1,2,3,4
26000000
0
0
THERAVANCE INC
CV SUB NT
88338TAB0
26952
24500000
PRN
DFND
1,2,3,4
24500000
0
0
XPO LOGISTICS INC
CV SR UNSEC NT PNC
983793AA8
28412
23780000
PRN
DFND
1,2,3,4
23780000
0
0
CHART INDUSTRIES INC
CV SR SUB NT
16115QAC4
31388
22943000
PRN
DFND
1,2,3,4
22943000
0
0
HANWHA SOLARONE CO LTD
CV SR UNSEC NT
83415UAB4
20124
22560000
PRN
DFND
1,2,3,4
22560000
0
0
WABASH NATIONAL CORP
CV SR UNSEC NT
929566AH0
27427
22300000
PRN
DFND
1,2,3,4
22300000
0
0
BOTTOMLINE TECHNOLOGIES
CV SR UNSEC NT
101388AA4
25890
22000000
PRN
DFND
1,2,3,4
22000000
0
0
VECTOR GROUP LTD
CV SR UNSEC VARIABLE NT CPDI
92240MAY4
25756
22000000
PRN
DFND
1,2,3,4
22000000
0
0
GREENBRIER COS INC
CV SR UNSEC NT
393657AH4
21977
21500000
PRN
DFND
1,2,3,4
21500000
0
0
STERLITE INDUSTRIES LTD
CV SR UNSEC NT PNC
859737AB4
21014
21403000
PRN
DFND
1,2,3,4
21403000
0
0
BGC PARTNERS INC
CV SR UNSEC NT
05541TAD3
21046
21276000
PRN
DFND
1,2,3,4
21276000
0
0
MGIC INVESTMENT CORP
CV SR UNSEC NT
552848AD5
20819
20935000
PRN
DFND
1,2,3,4
20935000
0
0
AAR CORP
CV SR UNSEC NT
000361AM7
19600
20115000
PRN
DFND
1,2,3,4
20115000
0
0
AMTRUST FINANCIAL SERVICES INC
CV SR UNSEC NT
032359AC5
28690
20097000
PRN
DFND
1,2,3,4
20097000
0
0
DRYSHIPS INC
CV SR UNSEC NT
262498AB4
17183
20000000
PRN
DFND
1,2,3,4
20000000
0
0
ENDO HEALTH SOLUTIONS IN
CV SR SUB NT
29264FAB2
23175
19360000
PRN
DFND
1,2,3,4
19360000
0
0
WEBMD HEALTH CORP
CV SR UNSEC NT
94770VAF9
17505
18943000
PRN
DFND
1,2,3,4
18943000
0
0
STANDARD PACIFIC CORP
CV SR UNSEC NT
85375CBC4
23257
18033000
PRN
DFND
1,2,3,4
18033000
0
0
NUVASIVE INC
CV SR UNSEC NT
670704AC9
17529
18000000
PRN
DFND
1,2,3,4
18000000
0
0
IXIA
CV SR UNSEC NT
45071RAB5
23785
17927000
PRN
DFND
1,2,3,4
17927000
0
0
INSULET CORPORATION
CV SR UNSEC NT PNC
45784PAC5
21076
17741000
PRN
DFND
1,2,3,4
17741000
0
0
MICRON TECHNOLOGY INC
CV SR UNSEC NT 2031B PNC
595112AR4
20497
17460000
PRN
DFND
1,2,3,4
17460000
0
0
CHIQUITA BRANDS INTL
CV SR UNSEC NT PNC
170032AT3
15596
17183000
PRN
DFND
1,2,3,4
17183000
0
0
LAM RESEARCH CORP
CV SR UNSEC NT
512807AJ7
16595
16250000
PRN
DFND
1,2,3,4
16250000
0
0
OMNICARE INC
CV SR UNSEC NT SER-OCR CPDI
681904AL2
15940
15815000
PRN
DFND
1,2,3,4
15815000
0
0
LIFEPOINT HOSPITALS INC
CV SR SUB NT
53219LAH2
17109
15592000
PRN
DFND
1,2,3,4
15592000
0
0
CRIMSON EXPLORATION INC
COMMON STOCK
22662K207
44401
15524819
SH
DFND
1,2,3,4
15524819
0
0
SUNPOWER CORP
CV SR UNSEC NT
867652AE9
15418
15252000
PRN
DFND
1,2,3,4
15252000
0
0
TTM TECHNOLOGIES
CV SR UNSEC NT
87305RAC3
14649
14643000
PRN
DFND
1,2,3,4
14643000
0
0
PROVIDENCE SERVICE CORP
CV SR SUB NT
743815AB8
14824
14537000
PRN
DFND
1,2,3,4
14537000
0
0
ADVANCED MICRO DEVICES
CV SR UNSEC NT
007903AL1
14364
14401000
PRN
DFND
1,2,3,4
14401000
0
0
ANNALY CAPITAL MGMT
CV SR UNSEC NT
035710AB8
13711
13180000
PRN
DFND
1,2,3,4
13180000
0
0
GENERAL CABLE CORP
CV SR UNSEC NT
369300AD0
12902
12905000
PRN
DFND
1,2,3,4
12905000
0
0
PHOTRONICS INC
CV SR UNSEC NT
719405AH5
13130
12541000
PRN
DFND
1,2,3,4
12541000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAD4
13095
12272000
PRN
DFND
1,2,3,4
12272000
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT CPDI
165167BZ9
11588
12000000
PRN
DFND
1,2,3,4
12000000
0
0
MERITOR INC
CV SR UNSEC STEP CPN NT
043353AH4
9775
12000000
PRN
DFND
1,2,3,4
12000000
0
0
HOME INNS HTL MNGMT INC
CV SR UNSEC NT
43713WAB3
10851
11974000
PRN
DFND
1,2,3,4
11974000
0
0
JEFFERIES GROUP LLC
CV SR UNSEC NT PNC
472319AG7
12212
11850000
PRN
DFND
1,2,3,4
11850000
0
0
ALCATEL-LUCENT USA INC
CV SR UNSEC NT SER A 2.750 MULTI-CPN PNC
549463AG2
11349
11818000
PRN
DFND
1,2,3,4
11818000
0
0
AUXILIUM PHARMACEUTICALS
CV SR UNSEC NT
05334DAA5
11602
11500000
PRN
DFND
1,2,3,4
11500000
0
0
GREEN PLAINS RENEWABLE ENERGY
CV SR UNSEC NT PNC
393222AB0
12839
11474000
PRN
DFND
1,2,3,4
11474000
0
0
ARCELORMITTAL
CV SR UNSEC NT
03938LAK0
11338
11000000
PRN
DFND
1,2,3,4
11000000
0
0
JAMES RIVER COAL COMPANY
CV SR UNSEC NT
470355AF5
3664
10850000
PRN
DFND
1,2,3,4
10850000
0
0
RF MICRO DEVICES INC
CV SUB NT
749941AJ9
10635
10500000
PRN
DFND
1,2,3,4
10500000
0
0
GOODRICH PETROLEUM CORP
CV SR UNSEC NT
382410AC2
10451
10454000
PRN
DFND
1,2,3,4
10454000
0
0
DENDREON CORP
CV SR UNSEC NT
24823QAC1
8200
10250000
PRN
DFND
1,2,3,4
10250000
0
0
ELECTRONIC ARTS INC
CV SR UNSEC NT
285512AA7
9736
10000000
PRN
DFND
1,2,3,4
10000000
0
0
MICRON TECHNOLOGY INC
CV SR UNSEC NT (EXCH)
595112AK9
10618
10000000
PRN
DFND
1,2,3,4
10000000
0
0
RAMBUS INC
CV SR UNSEC NT PNC
750917AC0
10172
10000000
PRN
DFND
1,2,3,4
10000000
0
0
ALERE INC
CV SR SUB NT
01449JAA3
9695
9794000
PRN
DFND
1,2,3,4
9794000
0
0
SUNPOWER CORP
CV SR UNSEC NT
867652AC3
9748
9688000
PRN
DFND
1,2,3,4
9688000
0
0
JAMES RIVER COAL COMPANY
CV SR UNSEC NT
470355AH1
1936
9345000
PRN
DFND
1,2,3,4
9345000
0
0
AFFYMETRIX INC
CV SR UNSEC NT PNC
00826TAH1
9556
9150000
PRN
DFND
1,2,3,4
9150000
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT CPDI
165167BW6
9021
9000000
PRN
DFND
1,2,3,4
9000000
0
0
ALLIANCE ONE INTL INC
CV SR SUB NT
018772AQ6
8963
8876000
PRN
DFND
1,2,3,4
8876000
0
0
AV HOMES INC
CV SR UNSEC NT
053494AG5
8915
8835000
PRN
DFND
1,2,3,4
8835000
0
0
RAIT FINANCIAL TRUST
CV SR UNSEC NT REIT
749227AA2
10821
8500000
PRN
DFND
1,2,3,4
8500000
0
0
BRISTOW GROUP INC
CV SR UNSEC NT
110394AC7
9573
8310000
PRN
DFND
1,2,3,4
8310000
0
0
GOLDCORP INC
CV SR UNSEC NT
380956AB8
8453
8078000
PRN
DFND
1,2,3,4
8078000
0
0
INTERMUNE INC
CV SR UNSEC NT PNC
45884XAE3
6645
7992000
PRN
DFND
1,2,3,4
7992000
0
0
AAR CORP
CV SR UNSEC NT
000361AK1
7614
7719000
PRN
DFND
1,2,3,4
7719000
0
0
LINEAR TECHNOLOGY CORP
CV SR UNSEC NT CPDI TRANCHE A
535678AC0
8161
7590000
PRN
DFND
1,2,3,4
7590000
0
0
EXIDE TECHNOLOGIES
CV SR SUB FRN
302051AL1
7093
7500000
PRN
DFND
1,2,3,4
7500000
0
0
MCMORAN EXPLORATION CO
CV SR UNSEC NT PNC
582411AM6
7942
7500000
PRN
DFND
1,2,3,4
7500000
0
0
RADIAN GROUP INC
CV SR UNSEC NT
750236AK7
8955
7430000
PRN
DFND
1,2,3,4
7430000
0
0
DYNEGY INC
COMMON STOCK
26817R108
173314
7224407
SH
DFND
1,2,3,4
7224407
0
0
CIENA CORP
CV SR UNSEC NT
171779AE1
6341
7000000
PRN
DFND
1,2,3,4
7000000
0
0
ALPHA NATURAL RESOURCES
CV SR UNSEC NT
02076XAA0
6364
6640000
PRN
DFND
1,2,3,4
6640000
0
0
MOLYCORP INC
CV SR UNSEC NT
608753AA7
4084
6550000
PRN
DFND
1,2,3,4
6550000
0
0
NOVAGOLD RESOURCES INC
CV SR UNSEC NT
66987EAA5
6413
6350000
PRN
DFND
1,2,3,4
6350000
0
0
ARES CAPITAL CORP
CV SR UNSEC NT
04010LAG8
6370
6000000
PRN
DFND
1,2,3,4
6000000
0
0
KNIGHT CAPITAL GROUP INC
CV SR SUB NT
499005AE6
6013
6000000
PRN
DFND
1,2,3,4
6000000
0
0
LEAP WIRELESS INTL INC
CV SR UNSEC NT
521863AL4
6127
6000000
PRN
DFND
1,2,3,4
6000000
0
0
HORSEHEAD HOLDING CORP
CV SR UNSEC NT
440694AB3
6038
5976000
PRN
DFND
1,2,3,4
5976000
0
0
INTEROIL CORP
CV SR UNSEC NT PNC
460951AC0
5775
5900000
PRN
DFND
1,2,3,4
5900000
0
0
DOLLAR FINANCIAL CORP
CV SR UNSEC NT
256664AB9
5609
5630000
PRN
DFND
1,2,3,4
5630000
0
0
GT ADV TECHNOLOGIES INC
CV SR UNSEC NT
36191UAA4
4293
5500000
PRN
DFND
1,2,3,4
5500000
0
0
FIVE STAR QUALITY CARE INC
CV SR UNSECD NT
33832DAB2
5350
5300000
PRN
DFND
1,2,3,4
5300000
0
0
STEWART ENTERPRISES
CV SR UNSEC NT
860370AH8
5583
5285000
PRN
DFND
1,2,3,4
5285000
0
0
MORGANS HOTEL GROUP CO
CV SR SUB NT
61748WAB4
4921
5177000
PRN
DFND
1,2,3,4
5177000
0
0
SANDISK CORP
CV SR UNSEC NT
80004CAC5
5079
5070000
PRN
DFND
1,2,3,4
5070000
0
0
JAKKS PACIFIC INC
CV SR UNSEC NT
47012EAD8
4999
5000000
PRN
DFND
1,2,3,4
5000000
0
0
ALLIANCE HEALTHCARE SERVICES
COMMON STOCK
018606301
36958
4756490
SH
DFND
1,2,3,4
4756490
0
0
ALPHA APPALACHIA HOLDING
CV SR UNSEC NT
576203AJ2
4418
4553000
PRN
DFND
1,2,3,4
4553000
0
0
HOLOGIC INC
CV SR UNSEC NT MULTI-CPN
436440AG6
4731
4500000
PRN
DFND
1,2,3,4
4500000
0
0
MGIC INVESTMENT CORP
COMMON STOCK
552848103
22275
4500000
SH
DFND
1,2,3,4
4500000
0
0
NUANCE COMMUNICATIONS
CV SR UNSEC NT
67020YAF7
4663
4500000
PRN
DFND
1,2,3,4
4500000
0
0
HEADWATERS INC
CV SR SUB NT
42210PAR3
4618
4346000
PRN
DFND
1,2,3,4
4346000
0
0
DELPHI AUTOMOTIVE PLC
COMMON STOCK
G27823106
177600
4000000
SH
DFND
1,2,3,4
4000000
0
0
CUMULUS MEDIA INC-CL A
COMMON STOCK
231082108
13433
3985983
SH
DFND
1,2,3,4
3985983
0
0
PHH CORP
CV SR UNSEC NT
693320AN3
3331
3000000
PRN
DFND
1,2,3,4
3000000
0
0
VISHAY INTERTECHNOLOGY INC
COMMON STOCK
928298108
37428
2750000
SH
DFND
1,2,3,4
2750000
0
0
FURNITURE BRANDS INTL INC
COMMON STOCK
360921100
2600
2600000
SH
DFND
1,2,3,4
2600000
0
0
ARCELORMITTAL
MAND 60 CV SR SUB NT
L0302D178
53841
2570000
PRN
DFND
1,2,3,4
2570000
0
0
CAESARS ENTERTAINMENT CORP
COMMON STOCK
127686103
40252
2537957
SH
DFND
1,2,3,4
2537957
0
0
United Micro Elect.
UNITED MICROELECTRONCS SPONSORED ADR
910873405
5015
2520221
SH
DFND
1,2,3,4
2520221
0
0
MOLINA HEALTHCARE INC
CV SR UNSEC NT
60855RAA8
2480
2090000
PRN
DFND
1,2,3,4
2090000
0
0
CHARTER COMMUNICATION-A
COMMON STOCK
16117M305
208360
2000000
SH
DFND
1,2,3,4
2000000
0
0
APOLLO INVESTMENT CORP
CV SR UNSEC NT
03761UAE6
2078
1953000
PRN
DFND
1,2,3,4
1953000
0
0
ARES CAPITAL CORP
CV SR UNSEC NT
04010LAB9
1897
1735000
PRN
DFND
1,2,3,4
1735000
0
0
JINKOSOLAR HOLDING CO LT
CV SR UNSEC NT 144A
47759TAA8
1037
1653000
PRN
DFND
1,2,3,4
1653000
0
0
CEMEX SAB DE CV
CV SUB NT
151290BB8
2160
1625000
PRN
DFND
1,2,3,4
1625000
0
0
GENCO SHIPPING & TRADING LTD
COMMON STOCK
Y2685T107
4356
1512532
SH
DFND
1,2,3,4
1512532
0
0
GETTY REALTY CORP
COMMON STOCK REIT
374297109
28743
1422221
SH
DFND
1,2,3,4
1422221
0
0
WSP HOLDINGS LTD-ADR
COMMON STOCK
92934F203
4353
1408800
SH
DFND
1,2,3,4
1408800
0
0
ORBOTECH LTD
COMMON STOCK
M75253100
14112
1400000
SH
DFND
1,2,3,4
1400000
0
0
APOLLO GLOBAL MANAGEMENT - A
COMMON STOCK
037612306
27050
1250000
SH
DFND
1,2,3,4
1250000
0
0
HAWAIIAN HOLDINGS INC
CV SR UNSEC NT
419879AD3
1353
1250000
PRN
DFND
1,2,3,4
1250000
0
0
TMS INTERNATIONAL CORP-A
COMMON STOCK
87261Q103
14454
1095000
SH
DFND
1,2,3,4
1095000
0
0
AFFILIATED MANAGERS GROU
CV SR UNSEC NT
008252AL2
1323
1062000
PRN
DFND
1,2,3,4
1062000
0
0
EPR PROPERTIES
5.750 CV PERP PFD SER-C REIT PNC
26884U208
23839
1037821
SH
DFND
1,2,3,4
1037821
0
0
LEVEL 3 COMMUNICATIONS INC
COMMON STOCK NEW
52729N308
20290
1000000
SH
DFND
1,2,3,4
1000000
0
0
MOLYCORP INC
CV SR UNSEC NT PNC
608753AF6
720
1000000
PRN
DFND
1,2,3,4
1000000
0
0
SAFEWAY INC
COMMON STOCK
786514208
26350
1000000
SH
DFND
1,2,3,4
1000000
0
0
LEUCADIA NATL CORP
CV SR SUB NT
527288AX2
1276
977000
PRN
DFND
1,2,3,4
977000
0
0
NRG ENERGY INC
COMMON STOCK
629377508
24159
912000
SH
DFND
1,2,3,4
912000
0
0
UNITED TECHNOLOGIES CORP
7.500 CV MAND PFD EQUITY UNITS
913017117
41294
689950
SH
DFND
1,2,3,4
689950
0
0
CAPITAL BANK FINANCIAL-CL A
COMMON STOCK
139794101
10568
616949
SH
DFND
1,2,3,4
616949
0
0
AMERICAN INTERNATIONAL GROUP
COMMON STOCK
026874784
20380
525000
SH
DFND
1,2,3,4
525000
0
0
GENESEE & WYOMING INC
50 CV MAND PFD EQUITY UNITS
371559204
59686
462500
SH
DFND
1,2,3,4
462500
0
0
CIA Vale Do Rio
Vale S.A.
91912E105
9649
460356
SH
DFND
1,2,3,4
460356
0
0
GENERAL MOTORS CO
4.750 MAND CV SER-B JR PFD
37045V209
18353
427400
SH
DFND
1,2,3,4
427400
0
0
COMMONWEALTH REIT
6.50 CV PERP PFD SER-D REIT
203233408
9855
411829
SH
DFND
1,2,3,4
411829
0
0
CIT GROUP INC
COMMON STOCK
125581801
17652
405979
SH
DFND
1,2,3,4
405979
0
0
ON SEMICONDUCTOR CORP
CV SR SUB NT
682189AG0
386
370000
PRN
DFND
1,2,3,4
370000
0
0
Arcos Dorados Holdings Inc
Arcos Dorados Holdings Inc
G0457F107
4101
342900
SH
DFND
1,2,3,4
342900
0
0
Companhia Energetica
Companhia Energetica ADR
204409601
3648
335944
SH
DFND
1,2,3,4
335944
0
0
Petrobras
PETROLEO BRASILEIRO SA SPONSORED ADR
71654V408
6150
315855
SH
DFND
1,2,3,4
315855
0
0
Melco PBL Entertainment
Melco PBL Entertainment
585464100
4926
292530
SH
DFND
1,2,3,4
292530
0
0
Grupo Financiero Santander Mex
Grupo Financiero Santander Mex
40053C105
4414
272800
SH
DFND
1,2,3,4
272800
0
0
Qihoo 360 Technology Co Ltd
Qihoo 360 Technology Co Ltd
74734M109
7657
257900
SH
DFND
1,2,3,4
257900
0
0
Telecomunicacoes de Sao Paulo S.A.
TELEF BRASIL
87936R106
6195
257500
SH
DFND
1,2,3,4
257500
0
0
ALERE INC
30 CV CUM PFD PERP SER B
01449J204
44220
185800
SH
DFND
1,2,3,4
185800
0
0
Goldcorp Inc
Goldcorp Inc
380956409
5828
158810
SH
DFND
1,2,3,4
158810
0
0
Buenaventura
COMPANIA DE MINAS BUEN SPON ADR SER B
204448104
5358
149050
SH
DFND
1,2,3,4
149050
0
0
Cia Brasileira de Distribuicao Grupo Pao
Cia Brasileira de Distribuicao Grupo Pao
20440T201
5910
133138
SH
DFND
1,2,3,4
133138
0
0
EPR PROPERTIES
90 CV PERP PFD SER-E REIT PNC
26884U307
3487
107500
SH
DFND
1,2,3,4
107500
0
0
FIRST CITIZENS BCSHS -CL A
COMMON STOCK CLASS A
31946M103
10874
62000
SH
DFND
1,2,3,4
62000
0
0
Cemex SA-Sponsored ADR
Cemex SA-Sponsored ADR
151290889
608
61600
SH
DFND
1,2,3,4
61600
0
0
Banco Itau
Itau Unibanco Holding SA
465562106
762
46268
SH
DFND
1,2,3,4
46268
0
0
PREFORMED LINE PRODUCTS CO
COMMON STOCK
740444104
2487
35547
SH
DFND
1,2,3,4
35547
0
0
Taiwan Semi.
TAIWAN SEMICONDUCTOR SPONSORED ADR
874039100
602
35070
SH
DFND
1,2,3,4
35070
0
0
Mobile Telesystems
Mobile Telesystems OJSC
607409109
548
29381
SH
DFND
1,2,3,4
29381
0
0
Ternium SA
Ternium SA-Sponsored ADR
880890108
610
25900
SH
DFND
1,2,3,4
25900
0
0
Televisa
GRUPO TELEVISA SA DE SPN ADR REPORD
40049J206
635
23900
SH
DFND
1,2,3,4
23900
0
0
HDFC Bank Limited
HDFC Bank Ltd. ADR
40415F101
960
23573
SH
DFND
1,2,3,4
23573
0
0
Compania De Bebidas Das Ame (AMBEV)
COMPANHIA DE BEBIDAS SPON ADR PFD
20441W203
691
16448
SH
DFND
1,2,3,4
16448
0
0
Southern Copper Corp
Southern Copper Corp
84265V105
606
16014
SH
DFND
1,2,3,4
16014
0
0
Sociedad Quimica y Minera de Chile
Sociedad Quimica y Minera de Chi
833635105
522
9061
SH
DFND
1,2,3,4
9061
0
0
Posco
Posco
693483109
709
8625
SH
DFND
1,2,3,4
8625
0
0