0000949509-13-000021.txt : 20130708 0000949509-13-000021.hdr.sgml : 20130708 20130705180102 ACCESSION NUMBER: 0000949509-13-000021 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130705 EFFECTIVENESS DATE: 20130708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 13955959 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true true 0000949509 XXXXXXXX 03-31-2013 03-31-2013 true 1 RESTATEMENT OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL LOS ANGELES CA 90071
13F HOLDINGS REPORT 028-05050 N
Eric Tong Assistant Vice President 213-830-6946 Eric Tong Los Angeles CA 07-05-2013 4 189 4925955 false 1 0001403525 028-12809 Oaktree Capital Group Holdings GP, LLC 2 0001403527 028-12810 Oaktree Capital Group Holdings, L.P. 3 0001403528 028-12811 Oaktree Capital Group, LLC 4 0001403382 028-12812 Oaktree Holdings, Inc.
INFORMATION TABLE 2 q12013ammend.xml COBALT INTL ENERGY INC CV SR UNSEC NT 19075FAA4 149313 133500000 PRN DFND 1,2,3,4 99999999 0 0 OMNICARE INC CV SR SUB NT CPDI PNC 681904AP3 118998 106810000 PRN DFND 1,2,3,4 99999999 0 0 SANDISK CORP CV SR UNSEC NT 80004CAD3 112088 86930000 PRN DFND 1,2,3,4 86930000 0 0 BROOKDALE SENIOR LIVING CV SR UNSEC NT 112463AA2 91505 74520000 PRN DFND 1,2,3,4 74520000 0 0 MGM RESORTS INTL CV SR UNSEC NT 55303QAE0 79795 73365000 PRN DFND 1,2,3,4 73365000 0 0 FOREST CITY ENTERPRISES CV SR UNSEC NT PNC 345550AP2 75560 67671000 PRN DFND 1,2,3,4 67671000 0 0 ON SEMICONDUCTOR CORP CV SR SUB NT SER-B 682189AH8 69161 60945000 PRN DFND 1,2,3,4 60945000 0 0 ROYAL GOLD INC CV SR UNSEC NT PNC 780287AA6 58529 55185000 PRN DFND 1,2,3,4 55185000 0 0 PRICELINE.COM INC CV SR UNSEC NT 741503AQ9 59923 54075000 PRN DFND 1,2,3,4 54075000 0 0 INTEGRA LIFESCIENCES HLD CV SR UNSEC NT 457985AK5 53856 52388000 PRN DFND 1,2,3,4 52388000 0 0 CEMEX SAB DE CV CV SUB NT 151290AV5 64431 52171000 PRN DFND 1,2,3,4 52171000 0 0 FIRST BANCORP PUERTO RICO COMMON STOCK 318672706 315764 50684485 SH DFND 1,2,3,4 50684485 0 0 HOLOGIC INC CV 436440AC5 53272 50575000 PRN DFND 1,2,3,4 50575000 0 0 MENTOR GRAPHICS CORP CV SUB UNSEC NT 587200AK2 57325 48556000 PRN DFND 1,2,3,4 48556000 0 0 NAVISTAR INTL CORP CV SR SUB NT 63934EAL2 47783 46534000 PRN DFND 1,2,3,4 46534000 0 0 HELIX ENERGY SOLUTIONS CV SR UNSEC NT CPDI 42330PAG2 56444 45892000 PRN DFND 1,2,3,4 45892000 0 0 VOLCANO CORP CV SR UNSEC NT 928645AB6 44823 45075000 PRN DFND 1,2,3,4 45075000 0 0 REDWOOD TRUST INC CV SR UNSEC NT REIT 758075AB1 48224 43500000 PRN DFND 1,2,3,4 43500000 0 0 TAKE-TWO INTERACTIVE SOFTWARE CV SR UNSEC NT 874054AC3 46886 40700000 PRN DFND 1,2,3,4 40700000 0 0 MGIC INVESTMENT CORP CV SR UNSEC NT 552848AE3 40792 40500000 PRN DFND 1,2,3,4 40500000 0 0 RTI INTERNATIONAL METALS CV SR UNSEC NT 74973WAA5 45442 38975000 PRN DFND 1,2,3,4 38975000 0 0 PULSE ELECTRONICS CORP COMMON STOCK 74586W106 15571 38446588 SH DFND 1,2,3,4 38446588 0 0 UNITED THERAPEUTICS CORP CV SR UNSEC NT 91307CAF9 51678 37610000 PRN DFND 1,2,3,4 37610000 0 0 EXCO RESOURCES INC COMMON STOCK 269279402 262234 36778946 SH DFND 1,2,3,4 36778946 0 0 BPZ RESOURCES INC CV SR UNSEC NT PNC 055639AB4 31479 36320000 PRN DFND 1,2,3,4 36320000 0 0 INTEL CORP CV JR SUB NT CPDI PNC 458140AD2 37976 35725000 PRN DFND 1,2,3,4 35725000 0 0 GROUP 1 AUTOMOTIVE INC CV SR UNSEC NT (PNC) 398905AE9 41054 35252000 PRN DFND 1,2,3,4 35252000 0 0 INTEL CORP CV JR SUB NT PNC CPDI 458140AF7 40459 33500000 PRN DFND 1,2,3,4 33500000 0 0 MICRON TECHNOLOGY INC CV SR UNSEC NT 2031A PNC 595112AQ6 38540 33135000 PRN DFND 1,2,3,4 33135000 0 0 OLD REPUBLIC INTL CORP CV SR UNSEC NT 680223AH7 36552 32323000 PRN DFND 1,2,3,4 32323000 0 0 HOLOGIC INC CV SR UNSEC NT SER-2010 CPDI 436440AB7 38961 32179000 PRN DFND 1,2,3,4 32179000 0 0 WALTER INVESTMENT MGMT CV SR SUB NT 93317WAA0 34548 32000000 PRN DFND 1,2,3,4 32000000 0 0 LAM RESEARCH CORP CV SR UNSEC NT SER B 512807AL2 34090 31794000 PRN DFND 1,2,3,4 31794000 0 0 STILLWATER MINING COMPANY CV SR UNSEC NT 86074QAL6 37485 31500000 PRN DFND 1,2,3,4 31500000 0 0 MERITAGE HOMES CORP CV SR UNSEC NT 59001AAR3 32032 28250000 PRN DFND 1,2,3,4 28250000 0 0 AK STEEL CORP EXCH SR UNSEC NT 001546AP5 26792 28210000 PRN DFND 1,2,3,4 28210000 0 0 RADIAN GROUP INC CV SR UNSEC NT PNC 750236AN1 31668 26250000 PRN DFND 1,2,3,4 26250000 0 0 DFC GLOBAL CORP CV SR UNSEC NT 256664AC7 28602 26190000 PRN DFND 1,2,3,4 26190000 0 0 KB HOME CV SR UNSEC NT 48666KAS8 28806 26000000 PRN DFND 1,2,3,4 26000000 0 0 THERAVANCE INC CV SUB NT 88338TAB0 26952 24500000 PRN DFND 1,2,3,4 24500000 0 0 XPO LOGISTICS INC CV SR UNSEC NT PNC 983793AA8 28412 23780000 PRN DFND 1,2,3,4 23780000 0 0 CHART INDUSTRIES INC CV SR SUB NT 16115QAC4 31388 22943000 PRN DFND 1,2,3,4 22943000 0 0 HANWHA SOLARONE CO LTD CV SR UNSEC NT 83415UAB4 20124 22560000 PRN DFND 1,2,3,4 22560000 0 0 WABASH NATIONAL CORP CV SR UNSEC NT 929566AH0 27427 22300000 PRN DFND 1,2,3,4 22300000 0 0 BOTTOMLINE TECHNOLOGIES CV SR UNSEC NT 101388AA4 25890 22000000 PRN DFND 1,2,3,4 22000000 0 0 VECTOR GROUP LTD CV SR UNSEC VARIABLE NT CPDI 92240MAY4 25756 22000000 PRN DFND 1,2,3,4 22000000 0 0 GREENBRIER COS INC CV SR UNSEC NT 393657AH4 21977 21500000 PRN DFND 1,2,3,4 21500000 0 0 STERLITE INDUSTRIES LTD CV SR UNSEC NT PNC 859737AB4 21014 21403000 PRN DFND 1,2,3,4 21403000 0 0 BGC PARTNERS INC CV SR UNSEC NT 05541TAD3 21046 21276000 PRN DFND 1,2,3,4 21276000 0 0 MGIC INVESTMENT CORP CV SR UNSEC NT 552848AD5 20819 20935000 PRN DFND 1,2,3,4 20935000 0 0 AAR CORP CV SR UNSEC NT 000361AM7 19600 20115000 PRN DFND 1,2,3,4 20115000 0 0 AMTRUST FINANCIAL SERVICES INC CV SR UNSEC NT 032359AC5 28690 20097000 PRN DFND 1,2,3,4 20097000 0 0 DRYSHIPS INC CV SR UNSEC NT 262498AB4 17183 20000000 PRN DFND 1,2,3,4 20000000 0 0 ENDO HEALTH SOLUTIONS IN CV SR SUB NT 29264FAB2 23175 19360000 PRN DFND 1,2,3,4 19360000 0 0 WEBMD HEALTH CORP CV SR UNSEC NT 94770VAF9 17505 18943000 PRN DFND 1,2,3,4 18943000 0 0 STANDARD PACIFIC CORP CV SR UNSEC NT 85375CBC4 23257 18033000 PRN DFND 1,2,3,4 18033000 0 0 NUVASIVE INC CV SR UNSEC NT 670704AC9 17529 18000000 PRN DFND 1,2,3,4 18000000 0 0 IXIA CV SR UNSEC NT 45071RAB5 23785 17927000 PRN DFND 1,2,3,4 17927000 0 0 INSULET CORPORATION CV SR UNSEC NT PNC 45784PAC5 21076 17741000 PRN DFND 1,2,3,4 17741000 0 0 MICRON TECHNOLOGY INC CV SR UNSEC NT 2031B PNC 595112AR4 20497 17460000 PRN DFND 1,2,3,4 17460000 0 0 CHIQUITA BRANDS INTL CV SR UNSEC NT PNC 170032AT3 15596 17183000 PRN DFND 1,2,3,4 17183000 0 0 LAM RESEARCH CORP CV SR UNSEC NT 512807AJ7 16595 16250000 PRN DFND 1,2,3,4 16250000 0 0 OMNICARE INC CV SR UNSEC NT SER-OCR CPDI 681904AL2 15940 15815000 PRN DFND 1,2,3,4 15815000 0 0 LIFEPOINT HOSPITALS INC CV SR SUB NT 53219LAH2 17109 15592000 PRN DFND 1,2,3,4 15592000 0 0 CRIMSON EXPLORATION INC COMMON STOCK 22662K207 44401 15524819 SH DFND 1,2,3,4 15524819 0 0 SUNPOWER CORP CV SR UNSEC NT 867652AE9 15418 15252000 PRN DFND 1,2,3,4 15252000 0 0 TTM TECHNOLOGIES CV SR UNSEC NT 87305RAC3 14649 14643000 PRN DFND 1,2,3,4 14643000 0 0 PROVIDENCE SERVICE CORP CV SR SUB NT 743815AB8 14824 14537000 PRN DFND 1,2,3,4 14537000 0 0 ADVANCED MICRO DEVICES CV SR UNSEC NT 007903AL1 14364 14401000 PRN DFND 1,2,3,4 14401000 0 0 ANNALY CAPITAL MGMT CV SR UNSEC NT 035710AB8 13711 13180000 PRN DFND 1,2,3,4 13180000 0 0 GENERAL CABLE CORP CV SR UNSEC NT 369300AD0 12902 12905000 PRN DFND 1,2,3,4 12905000 0 0 PHOTRONICS INC CV SR UNSEC NT 719405AH5 13130 12541000 PRN DFND 1,2,3,4 12541000 0 0 PROSPECT CAPITAL CORP CV SR UNSEC NT 74348TAD4 13095 12272000 PRN DFND 1,2,3,4 12272000 0 0 CHESAPEAKE ENERGY CORP CV SR UNSEC NT CPDI 165167BZ9 11588 12000000 PRN DFND 1,2,3,4 12000000 0 0 MERITOR INC CV SR UNSEC STEP CPN NT 043353AH4 9775 12000000 PRN DFND 1,2,3,4 12000000 0 0 HOME INNS HTL MNGMT INC CV SR UNSEC NT 43713WAB3 10851 11974000 PRN DFND 1,2,3,4 11974000 0 0 JEFFERIES GROUP LLC CV SR UNSEC NT PNC 472319AG7 12212 11850000 PRN DFND 1,2,3,4 11850000 0 0 ALCATEL-LUCENT USA INC CV SR UNSEC NT SER A 2.750 MULTI-CPN PNC 549463AG2 11349 11818000 PRN DFND 1,2,3,4 11818000 0 0 AUXILIUM PHARMACEUTICALS CV SR UNSEC NT 05334DAA5 11602 11500000 PRN DFND 1,2,3,4 11500000 0 0 GREEN PLAINS RENEWABLE ENERGY CV SR UNSEC NT PNC 393222AB0 12839 11474000 PRN DFND 1,2,3,4 11474000 0 0 ARCELORMITTAL CV SR UNSEC NT 03938LAK0 11338 11000000 PRN DFND 1,2,3,4 11000000 0 0 JAMES RIVER COAL COMPANY CV SR UNSEC NT 470355AF5 3664 10850000 PRN DFND 1,2,3,4 10850000 0 0 RF MICRO DEVICES INC CV SUB NT 749941AJ9 10635 10500000 PRN DFND 1,2,3,4 10500000 0 0 GOODRICH PETROLEUM CORP CV SR UNSEC NT 382410AC2 10451 10454000 PRN DFND 1,2,3,4 10454000 0 0 DENDREON CORP CV SR UNSEC NT 24823QAC1 8200 10250000 PRN DFND 1,2,3,4 10250000 0 0 ELECTRONIC ARTS INC CV SR UNSEC NT 285512AA7 9736 10000000 PRN DFND 1,2,3,4 10000000 0 0 MICRON TECHNOLOGY INC CV SR UNSEC NT (EXCH) 595112AK9 10618 10000000 PRN DFND 1,2,3,4 10000000 0 0 RAMBUS INC CV SR UNSEC NT PNC 750917AC0 10172 10000000 PRN DFND 1,2,3,4 10000000 0 0 ALERE INC CV SR SUB NT 01449JAA3 9695 9794000 PRN DFND 1,2,3,4 9794000 0 0 SUNPOWER CORP CV SR UNSEC NT 867652AC3 9748 9688000 PRN DFND 1,2,3,4 9688000 0 0 JAMES RIVER COAL COMPANY CV SR UNSEC NT 470355AH1 1936 9345000 PRN DFND 1,2,3,4 9345000 0 0 AFFYMETRIX INC CV SR UNSEC NT PNC 00826TAH1 9556 9150000 PRN DFND 1,2,3,4 9150000 0 0 CHESAPEAKE ENERGY CORP CV SR UNSEC NT CPDI 165167BW6 9021 9000000 PRN DFND 1,2,3,4 9000000 0 0 ALLIANCE ONE INTL INC CV SR SUB NT 018772AQ6 8963 8876000 PRN DFND 1,2,3,4 8876000 0 0 AV HOMES INC CV SR UNSEC NT 053494AG5 8915 8835000 PRN DFND 1,2,3,4 8835000 0 0 RAIT FINANCIAL TRUST CV SR UNSEC NT REIT 749227AA2 10821 8500000 PRN DFND 1,2,3,4 8500000 0 0 BRISTOW GROUP INC CV SR UNSEC NT 110394AC7 9573 8310000 PRN DFND 1,2,3,4 8310000 0 0 GOLDCORP INC CV SR UNSEC NT 380956AB8 8453 8078000 PRN DFND 1,2,3,4 8078000 0 0 INTERMUNE INC CV SR UNSEC NT PNC 45884XAE3 6645 7992000 PRN DFND 1,2,3,4 7992000 0 0 AAR CORP CV SR UNSEC NT 000361AK1 7614 7719000 PRN DFND 1,2,3,4 7719000 0 0 LINEAR TECHNOLOGY CORP CV SR UNSEC NT CPDI TRANCHE A 535678AC0 8161 7590000 PRN DFND 1,2,3,4 7590000 0 0 EXIDE TECHNOLOGIES CV SR SUB FRN 302051AL1 7093 7500000 PRN DFND 1,2,3,4 7500000 0 0 MCMORAN EXPLORATION CO CV SR UNSEC NT PNC 582411AM6 7942 7500000 PRN DFND 1,2,3,4 7500000 0 0 RADIAN GROUP INC CV SR UNSEC NT 750236AK7 8955 7430000 PRN DFND 1,2,3,4 7430000 0 0 DYNEGY INC COMMON STOCK 26817R108 173314 7224407 SH DFND 1,2,3,4 7224407 0 0 CIENA CORP CV SR UNSEC NT 171779AE1 6341 7000000 PRN DFND 1,2,3,4 7000000 0 0 ALPHA NATURAL RESOURCES CV SR UNSEC NT 02076XAA0 6364 6640000 PRN DFND 1,2,3,4 6640000 0 0 MOLYCORP INC CV SR UNSEC NT 608753AA7 4084 6550000 PRN DFND 1,2,3,4 6550000 0 0 NOVAGOLD RESOURCES INC CV SR UNSEC NT 66987EAA5 6413 6350000 PRN DFND 1,2,3,4 6350000 0 0 ARES CAPITAL CORP CV SR UNSEC NT 04010LAG8 6370 6000000 PRN DFND 1,2,3,4 6000000 0 0 KNIGHT CAPITAL GROUP INC CV SR SUB NT 499005AE6 6013 6000000 PRN DFND 1,2,3,4 6000000 0 0 LEAP WIRELESS INTL INC CV SR UNSEC NT 521863AL4 6127 6000000 PRN DFND 1,2,3,4 6000000 0 0 HORSEHEAD HOLDING CORP CV SR UNSEC NT 440694AB3 6038 5976000 PRN DFND 1,2,3,4 5976000 0 0 INTEROIL CORP CV SR UNSEC NT PNC 460951AC0 5775 5900000 PRN DFND 1,2,3,4 5900000 0 0 DOLLAR FINANCIAL CORP CV SR UNSEC NT 256664AB9 5609 5630000 PRN DFND 1,2,3,4 5630000 0 0 GT ADV TECHNOLOGIES INC CV SR UNSEC NT 36191UAA4 4293 5500000 PRN DFND 1,2,3,4 5500000 0 0 FIVE STAR QUALITY CARE INC CV SR UNSECD NT 33832DAB2 5350 5300000 PRN DFND 1,2,3,4 5300000 0 0 STEWART ENTERPRISES CV SR UNSEC NT 860370AH8 5583 5285000 PRN DFND 1,2,3,4 5285000 0 0 MORGANS HOTEL GROUP CO CV SR SUB NT 61748WAB4 4921 5177000 PRN DFND 1,2,3,4 5177000 0 0 SANDISK CORP CV SR UNSEC NT 80004CAC5 5079 5070000 PRN DFND 1,2,3,4 5070000 0 0 JAKKS PACIFIC INC CV SR UNSEC NT 47012EAD8 4999 5000000 PRN DFND 1,2,3,4 5000000 0 0 ALLIANCE HEALTHCARE SERVICES COMMON STOCK 018606301 36958 4756490 SH DFND 1,2,3,4 4756490 0 0 ALPHA APPALACHIA HOLDING CV SR UNSEC NT 576203AJ2 4418 4553000 PRN DFND 1,2,3,4 4553000 0 0 HOLOGIC INC CV SR UNSEC NT MULTI-CPN 436440AG6 4731 4500000 PRN DFND 1,2,3,4 4500000 0 0 MGIC INVESTMENT CORP COMMON STOCK 552848103 22275 4500000 SH DFND 1,2,3,4 4500000 0 0 NUANCE COMMUNICATIONS CV SR UNSEC NT 67020YAF7 4663 4500000 PRN DFND 1,2,3,4 4500000 0 0 HEADWATERS INC CV SR SUB NT 42210PAR3 4618 4346000 PRN DFND 1,2,3,4 4346000 0 0 DELPHI AUTOMOTIVE PLC COMMON STOCK G27823106 177600 4000000 SH DFND 1,2,3,4 4000000 0 0 CUMULUS MEDIA INC-CL A COMMON STOCK 231082108 13433 3985983 SH DFND 1,2,3,4 3985983 0 0 PHH CORP CV SR UNSEC NT 693320AN3 3331 3000000 PRN DFND 1,2,3,4 3000000 0 0 VISHAY INTERTECHNOLOGY INC COMMON STOCK 928298108 37428 2750000 SH DFND 1,2,3,4 2750000 0 0 FURNITURE BRANDS INTL INC COMMON STOCK 360921100 2600 2600000 SH DFND 1,2,3,4 2600000 0 0 ARCELORMITTAL MAND 60 CV SR SUB NT L0302D178 53841 2570000 PRN DFND 1,2,3,4 2570000 0 0 CAESARS ENTERTAINMENT CORP COMMON STOCK 127686103 40252 2537957 SH DFND 1,2,3,4 2537957 0 0 United Micro Elect. UNITED MICROELECTRONCS SPONSORED ADR 910873405 5015 2520221 SH DFND 1,2,3,4 2520221 0 0 MOLINA HEALTHCARE INC CV SR UNSEC NT 60855RAA8 2480 2090000 PRN DFND 1,2,3,4 2090000 0 0 CHARTER COMMUNICATION-A COMMON STOCK 16117M305 208360 2000000 SH DFND 1,2,3,4 2000000 0 0 APOLLO INVESTMENT CORP CV SR UNSEC NT 03761UAE6 2078 1953000 PRN DFND 1,2,3,4 1953000 0 0 ARES CAPITAL CORP CV SR UNSEC NT 04010LAB9 1897 1735000 PRN DFND 1,2,3,4 1735000 0 0 JINKOSOLAR HOLDING CO LT CV SR UNSEC NT 144A 47759TAA8 1037 1653000 PRN DFND 1,2,3,4 1653000 0 0 CEMEX SAB DE CV CV SUB NT 151290BB8 2160 1625000 PRN DFND 1,2,3,4 1625000 0 0 GENCO SHIPPING & TRADING LTD COMMON STOCK Y2685T107 4356 1512532 SH DFND 1,2,3,4 1512532 0 0 GETTY REALTY CORP COMMON STOCK REIT 374297109 28743 1422221 SH DFND 1,2,3,4 1422221 0 0 WSP HOLDINGS LTD-ADR COMMON STOCK 92934F203 4353 1408800 SH DFND 1,2,3,4 1408800 0 0 ORBOTECH LTD COMMON STOCK M75253100 14112 1400000 SH DFND 1,2,3,4 1400000 0 0 APOLLO GLOBAL MANAGEMENT - A COMMON STOCK 037612306 27050 1250000 SH DFND 1,2,3,4 1250000 0 0 HAWAIIAN HOLDINGS INC CV SR UNSEC NT 419879AD3 1353 1250000 PRN DFND 1,2,3,4 1250000 0 0 TMS INTERNATIONAL CORP-A COMMON STOCK 87261Q103 14454 1095000 SH DFND 1,2,3,4 1095000 0 0 AFFILIATED MANAGERS GROU CV SR UNSEC NT 008252AL2 1323 1062000 PRN DFND 1,2,3,4 1062000 0 0 EPR PROPERTIES 5.750 CV PERP PFD SER-C REIT PNC 26884U208 23839 1037821 SH DFND 1,2,3,4 1037821 0 0 LEVEL 3 COMMUNICATIONS INC COMMON STOCK NEW 52729N308 20290 1000000 SH DFND 1,2,3,4 1000000 0 0 MOLYCORP INC CV SR UNSEC NT PNC 608753AF6 720 1000000 PRN DFND 1,2,3,4 1000000 0 0 SAFEWAY INC COMMON STOCK 786514208 26350 1000000 SH DFND 1,2,3,4 1000000 0 0 LEUCADIA NATL CORP CV SR SUB NT 527288AX2 1276 977000 PRN DFND 1,2,3,4 977000 0 0 NRG ENERGY INC COMMON STOCK 629377508 24159 912000 SH DFND 1,2,3,4 912000 0 0 UNITED TECHNOLOGIES CORP 7.500 CV MAND PFD EQUITY UNITS 913017117 41294 689950 SH DFND 1,2,3,4 689950 0 0 CAPITAL BANK FINANCIAL-CL A COMMON STOCK 139794101 10568 616949 SH DFND 1,2,3,4 616949 0 0 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874784 20380 525000 SH DFND 1,2,3,4 525000 0 0 GENESEE & WYOMING INC 50 CV MAND PFD EQUITY UNITS 371559204 59686 462500 SH DFND 1,2,3,4 462500 0 0 CIA Vale Do Rio Vale S.A. 91912E105 9649 460356 SH DFND 1,2,3,4 460356 0 0 GENERAL MOTORS CO 4.750 MAND CV SER-B JR PFD 37045V209 18353 427400 SH DFND 1,2,3,4 427400 0 0 COMMONWEALTH REIT 6.50 CV PERP PFD SER-D REIT 203233408 9855 411829 SH DFND 1,2,3,4 411829 0 0 CIT GROUP INC COMMON STOCK 125581801 17652 405979 SH DFND 1,2,3,4 405979 0 0 ON SEMICONDUCTOR CORP CV SR SUB NT 682189AG0 386 370000 PRN DFND 1,2,3,4 370000 0 0 Arcos Dorados Holdings Inc Arcos Dorados Holdings Inc G0457F107 4101 342900 SH DFND 1,2,3,4 342900 0 0 Companhia Energetica Companhia Energetica ADR 204409601 3648 335944 SH DFND 1,2,3,4 335944 0 0 Petrobras PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 6150 315855 SH DFND 1,2,3,4 315855 0 0 Melco PBL Entertainment Melco PBL Entertainment 585464100 4926 292530 SH DFND 1,2,3,4 292530 0 0 Grupo Financiero Santander Mex Grupo Financiero Santander Mex 40053C105 4414 272800 SH DFND 1,2,3,4 272800 0 0 Qihoo 360 Technology Co Ltd Qihoo 360 Technology Co Ltd 74734M109 7657 257900 SH DFND 1,2,3,4 257900 0 0 Telecomunicacoes de Sao Paulo S.A. TELEF BRASIL 87936R106 6195 257500 SH DFND 1,2,3,4 257500 0 0 ALERE INC 30 CV CUM PFD PERP SER B 01449J204 44220 185800 SH DFND 1,2,3,4 185800 0 0 Goldcorp Inc Goldcorp Inc 380956409 5828 158810 SH DFND 1,2,3,4 158810 0 0 Buenaventura COMPANIA DE MINAS BUEN SPON ADR SER B 204448104 5358 149050 SH DFND 1,2,3,4 149050 0 0 Cia Brasileira de Distribuicao Grupo Pao Cia Brasileira de Distribuicao Grupo Pao 20440T201 5910 133138 SH DFND 1,2,3,4 133138 0 0 EPR PROPERTIES 90 CV PERP PFD SER-E REIT PNC 26884U307 3487 107500 SH DFND 1,2,3,4 107500 0 0 FIRST CITIZENS BCSHS -CL A COMMON STOCK CLASS A 31946M103 10874 62000 SH DFND 1,2,3,4 62000 0 0 Cemex SA-Sponsored ADR Cemex SA-Sponsored ADR 151290889 608 61600 SH DFND 1,2,3,4 61600 0 0 Banco Itau Itau Unibanco Holding SA 465562106 762 46268 SH DFND 1,2,3,4 46268 0 0 PREFORMED LINE PRODUCTS CO COMMON STOCK 740444104 2487 35547 SH DFND 1,2,3,4 35547 0 0 Taiwan Semi. TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 602 35070 SH DFND 1,2,3,4 35070 0 0 Mobile Telesystems Mobile Telesystems OJSC 607409109 548 29381 SH DFND 1,2,3,4 29381 0 0 Ternium SA Ternium SA-Sponsored ADR 880890108 610 25900 SH DFND 1,2,3,4 25900 0 0 Televisa GRUPO TELEVISA SA DE SPN ADR REPORD 40049J206 635 23900 SH DFND 1,2,3,4 23900 0 0 HDFC Bank Limited HDFC Bank Ltd. ADR 40415F101 960 23573 SH DFND 1,2,3,4 23573 0 0 Compania De Bebidas Das Ame (AMBEV) COMPANHIA DE BEBIDAS SPON ADR PFD 20441W203 691 16448 SH DFND 1,2,3,4 16448 0 0 Southern Copper Corp Southern Copper Corp 84265V105 606 16014 SH DFND 1,2,3,4 16014 0 0 Sociedad Quimica y Minera de Chile Sociedad Quimica y Minera de Chi 833635105 522 9061 SH DFND 1,2,3,4 9061 0 0 Posco Posco 693483109 709 8625 SH DFND 1,2,3,4 8625 0 0