0001750554-18-000002.txt : 20180828 0001750554-18-000002.hdr.sgml : 20180828 20180828212618 ACCESSION NUMBER: 0001750554-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180824 FILED AS OF DATE: 20180828 DATE AS OF CHANGE: 20180828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ching Bob Li-Shyng CENTRAL INDEX KEY: 0001750554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 181042857 MAIL ADDRESS: STREET 1: C/O CDTI ADVANCED MATERIALS, INC. STREET 2: 1700 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CDTI ADVANCED MATERIALS, INC. CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9465 MAIL ADDRESS: STREET 1: 1700 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 FORMER COMPANY: FORMER CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC DATE OF NAME CHANGE: 19950816 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-24 0 0000949428 CDTI ADVANCED MATERIALS, INC. CDTI 0001750554 Ching Bob Li-Shyng C/O CDTI ADVANCED MATERIALS, INC. 1700 FISKE PLACE OXNARD CA 93033 1 0 0 0 Restricted Stock Units 2018-08-24 4 A 0 76923 0 A Common Stock 76923 76923 D Each restricted stock unit represents a contingent right to receive one share of CDTI Advanced Materials, Inc. common stock. The shares shall vest in full on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) August 24, 2019. /s/Tracy Kern, Attorney-In-Fact 2018-08-28