0001513162-15-000523.txt : 20150903 0001513162-15-000523.hdr.sgml : 20150903 20150903171230 ACCESSION NUMBER: 0001513162-15-000523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150902 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bippus Hans Eric CENTRAL INDEX KEY: 0001649741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 151092701 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-02 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001649741 Bippus Hans Eric C/O CLEAN DIESEL TECHNOLOGIES, INC. 1621 FISKE PLACE OXNARD CA 93033 0 1 0 0 Exec VP of Sales & Marketing Stock Option (right to buy) 1.56 2015-09-02 4 A 0 100000 0 A 2016-07-27 2025-09-02 Common Stock 100000 100000 D Restricted Share Units 2015-09-02 4 A 0 20000 0 A Common Stock 20000 20000 D Stock option vests as to 1/3 on each of July 27, 2016, 2017 and 2018. Each Restricted Share Unit ("RSU") represents a contingent right to receive one share of CDTI common stock. RSUs vest as to 1/3 on each of July 27, 2016, 2017 and 2018. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death or change in control, will be forfeited. /s/Kristi Cushing for Hans Eric Bippus 2015-09-03