0001513162-15-000523.txt : 20150903
0001513162-15-000523.hdr.sgml : 20150903
20150903171230
ACCESSION NUMBER: 0001513162-15-000523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150902
FILED AS OF DATE: 20150903
DATE AS OF CHANGE: 20150903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bippus Hans Eric
CENTRAL INDEX KEY: 0001649741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 151092701
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-09-02
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001649741
Bippus Hans Eric
C/O CLEAN DIESEL TECHNOLOGIES, INC.
1621 FISKE PLACE
OXNARD
CA
93033
0
1
0
0
Exec VP of Sales & Marketing
Stock Option (right to buy)
1.56
2015-09-02
4
A
0
100000
0
A
2016-07-27
2025-09-02
Common Stock
100000
100000
D
Restricted Share Units
2015-09-02
4
A
0
20000
0
A
Common Stock
20000
20000
D
Stock option vests as to 1/3 on each of July 27, 2016, 2017 and 2018.
Each Restricted Share Unit ("RSU") represents a contingent right to receive one share of CDTI common stock.
RSUs vest as to 1/3 on each of July 27, 2016, 2017 and 2018. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death or change in control, will be forfeited.
/s/Kristi Cushing for Hans Eric Bippus
2015-09-03