0001513162-15-000267.txt : 20150521 0001513162-15-000267.hdr.sgml : 20150521 20150521161533 ACCESSION NUMBER: 0001513162-15-000267 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150520 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 15882967 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 8-K 1 form8k.htm FORM 8-K FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 21, 2015 (May 20, 2015)

 

 

CLEAN DIESEL TECHNOLOGIES, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

DELAWARE

 

001-33710

 

06-1393453

(State or Other Jurisdiction 
of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer 
Identification No.)

1621 FISKE PLACE

OXNARD, CALIFORNIA

 

93003

(Address of Principal Executive Offices)

 

(Zip Code)

(805) 639-9458

(Registrants telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders of the Clean Diesel Technologies, Inc. (the “Company”) was held on May 20, 2015. At the meeting, the Company’s stockholders voted on the following proposals. The proposals are described in detail in the Company’s definitive proxy statement with respect to the 2015 annual meeting filed with the Securities and Exchange Commission on April 2, 2015.

 

 

1.

To elect six (6) directors to hold office until the next annual meeting and until their respective successors are elected and qualified;

 

 

2.

To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the 2015 fiscal year;

 

 

3.

To conduct a non-binding advisory vote to approve the compensation of our named executive officers; and

 

 

4.

To approve the Clean Diesel Technologies, Inc. Amended and Restated Stock Incentive Plan.

 Set forth below, with respect to each such matter, are the number of votes cast for or against, the number of abstentions and the number of broker non-votes.

 

 

1.

To elect six (6) directors:

 

Number of Votes Cast

Nominee

  

For

 

  Against

 

Withheld

  

Broker Non-Vote

Matthew Beale

 

2,439,012

 

-

 

47,913  

 

7,527,652   

Dr. Till Becker

 

2,440,649

 

-

 

46,276  

 

7,527,652   

Lon E. Bell, Ph.D.

  

2,437,249

 

-  

  

49,676  

  

7,527,652   

Bernard H. “Bud” Cherry

  

2,437,166

 

-  

  

49,759  

  

7,527,652   

Charles R. Engles, Ph.D.

  

2,436,516

 

-  

  

50,409  

  

7,527,652   

Mungo Park

  

2,438,204

 

-  

  

48,721  

  

7,527,652   

 

2.

To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the 2015 fiscal year:

 

Number of Votes Cast

For

  

Against

  

Abstain

  

9,897,739

 

59,249

 

57,589

 

 

3.

Non-binding advisory vote to approve the compensation of our named executive officers:

 

Number of Votes Cast

For

  

Against

  

Abstain

  

Broker Non-Vote

2,347,908

 

91,781

 

47,236

 

7,527,652

 

4.

To approve the Clean Diesel Technologies, Inc. Amended and Restated Stock Incentive Plan:

 

Number of Votes Cast

For

  

Against

  

Abstain

  

Broker Non-Vote

2,277,197

 

155,177

 

54,551

 

7,527,652

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

CLEAN DIESEL TECHNOLOGIES, INC.

May 21, 2015

 

By:

 

/s/ David E. Shea

 

 

Name: David E. Shea

 

 

Title: Chief Financial Officer