0001513162-14-000629.txt : 20141121
0001513162-14-000629.hdr.sgml : 20141121
20141121163923
ACCESSION NUMBER: 0001513162-14-000629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141121
DATE AS OF CHANGE: 20141121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BELL LON E
CENTRAL INDEX KEY: 0000941593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 141243519
MAIL ADDRESS:
STREET 1: C/O AMERIGON INC
STREET 2: 5462 IRWINDALE AVENUE
CITY: IRWINDALE
STATE: CA
ZIP: 91706
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-11-21
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0000941593
BELL LON E
C/O CLEAN DIESEL TECHNOLOGIES, INC.
1621 FISKE PLACE
OXNARD
CA
93033
1
0
0
0
Common Stock
2014-11-21
4
M
0
5882
0
A
85882
D
Common Stock
2014-11-21
4
M
0
5882
0
A
91764
D
Restricted Share Units
2014-11-21
4
M
0
5882
0
D
Common Stock
5882
5882
D
Restricted Share Units
2014-11-21
4
M
0
5882
0
D
Common Stock
5882
0
D
Shares of Common Stock acquired upon settlement of Restricted Share Units ("RSUs") granted May 21, 2014 pursuant to the Clean Diesel Technologies, Inc. ("CDTI") Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of CDTI common stock.
RSU vests as to 50% on November 21, 2014 and 50% on the earlier of 1) May 21, 2015, or 2) immediately prior to the commencement of the Issuer's 2015 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
RSU vests as to 100% on November 21, 2014. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
/s/ Kristi Cushing for Lon E. Bell
2014-11-21