0001513162-14-000629.txt : 20141121 0001513162-14-000629.hdr.sgml : 20141121 20141121163923 ACCESSION NUMBER: 0001513162-14-000629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141121 DATE AS OF CHANGE: 20141121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELL LON E CENTRAL INDEX KEY: 0000941593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 141243519 MAIL ADDRESS: STREET 1: C/O AMERIGON INC STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-11-21 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0000941593 BELL LON E C/O CLEAN DIESEL TECHNOLOGIES, INC. 1621 FISKE PLACE OXNARD CA 93033 1 0 0 0 Common Stock 2014-11-21 4 M 0 5882 0 A 85882 D Common Stock 2014-11-21 4 M 0 5882 0 A 91764 D Restricted Share Units 2014-11-21 4 M 0 5882 0 D Common Stock 5882 5882 D Restricted Share Units 2014-11-21 4 M 0 5882 0 D Common Stock 5882 0 D Shares of Common Stock acquired upon settlement of Restricted Share Units ("RSUs") granted May 21, 2014 pursuant to the Clean Diesel Technologies, Inc. ("CDTI") Stock Incentive Plan. Each RSU represents a contingent right to receive one share of CDTI common stock. RSU vests as to 50% on November 21, 2014 and 50% on the earlier of 1) May 21, 2015, or 2) immediately prior to the commencement of the Issuer's 2015 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSU vests as to 100% on November 21, 2014. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. /s/ Kristi Cushing for Lon E. Bell 2014-11-21