0001513162-14-000351.txt : 20140522
0001513162-14-000351.hdr.sgml : 20140522
20140522171606
ACCESSION NUMBER: 0001513162-14-000351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140521
FILED AS OF DATE: 20140522
DATE AS OF CHANGE: 20140522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Engles Charles Robert
CENTRAL INDEX KEY: 0001503473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 14864537
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 4567 TELEPHONE ROAD, SUITE 206
CITY: VENTURA
STATE: CA
ZIP: 93003
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-05-21
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001503473
Engles Charles Robert
C/O CLEAN DIESEL TECHNOLOGIES, INC.
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
1
0
0
0
Restricted Share Units
2014-05-21
4
A
0
11764
0
A
Common Stock
11764
11764
D
Restricted Share Units
2014-05-21
4
A
0
5882
0
A
Common Stock
5882
5882
D
Each Restricted Share Unit ("RSU") represents a contingent right to receive one share of Clean Diesel Technologies, Inc. ("CDTI") common stock.
RSU vests as to 50% on November 21, 2014 and 50% on the earlier of 1) May 21, 2015, or 2) immediately prior to the commencement of the Issuer's 2015 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
RSU vests as to 100% on November 21, 2014. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
/s/ Kristi Cushing for Charles Robert Engles
2014-05-22