0001513162-14-000159.txt : 20140317
0001513162-14-000159.hdr.sgml : 20140317
20140317181052
ACCESSION NUMBER: 0001513162-14-000159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140317
DATE AS OF CHANGE: 20140317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lopez-Baldrich Pedro J.
CENTRAL INDEX KEY: 0001593859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 14698826
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-13
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001593859
Lopez-Baldrich Pedro J.
C/O CLEAN DIESEL TECHNOLOGIES, INC.,
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
0
1
0
0
Ofc. of CEO & General Counsel
Restricted Share Units
2014-03-13
4
A
0
13831
0
A
Common Stock
13831
13831
D
Each Restricted Share Unit (RSU) represents a contingent right to receive one share of CDTI common stock.
RSUs vest as to 4,610 shares on March 20, 2015; 4,611 shares on March 20, 2016; and 4,610 shares on March 20, 2017. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death or change in control, will be forfeited.
/s/Kristi Cushing for Pedro J. Lopez-Baldrich
2014-03-17