0001513162-14-000115.txt : 20140221 0001513162-14-000115.hdr.sgml : 20140221 20140221160613 ACCESSION NUMBER: 0001513162-14-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schexnaydre Terri L. CENTRAL INDEX KEY: 0001576938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 14633677 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-20 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001576938 Schexnaydre Terri L. C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 100 VENTURA CA 93003 0 1 0 0 Corporate Controller Common Stock 2014-02-20 4 M 0 4629 0 A 5150 D Common Stock 2014-02-20 4 F 0 2032 2.65 D 3118 D Restricted Share Units 2014-02-20 4 M 0 4629 0 D Common Stock 4629 0 D Restricted Share Units 2014-02-20 4 A 0 20000 0 A Common Stock 20000 20000 D Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted November 7, 2012 pursuant to the CDTI Stock Incentive Plan. Each RSU represents a contingent right to receive one share of CDTI common stock. RSUs vest as to 100% on November 7, 2013. RSUs paid to the Participant as soon as practicable following the date of vesting, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited. RSUs vest as to 1/3 on each of March 20, 2015, March 20, 2016 and March 20, 2017. RSUs paid to the Participant as soon as practicable following the date of vesting, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited. /s/Kristi Cushing for Terri L. Schexnaydre 2014-02-21