0001513162-14-000115.txt : 20140221
0001513162-14-000115.hdr.sgml : 20140221
20140221160613
ACCESSION NUMBER: 0001513162-14-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140220
FILED AS OF DATE: 20140221
DATE AS OF CHANGE: 20140221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schexnaydre Terri L.
CENTRAL INDEX KEY: 0001576938
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 14633677
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 4567 TELEPHONE ROAD, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-20
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001576938
Schexnaydre Terri L.
C/O CLEAN DIESEL TECHNOLOGIES, INC.
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
0
1
0
0
Corporate Controller
Common Stock
2014-02-20
4
M
0
4629
0
A
5150
D
Common Stock
2014-02-20
4
F
0
2032
2.65
D
3118
D
Restricted Share Units
2014-02-20
4
M
0
4629
0
D
Common Stock
4629
0
D
Restricted Share Units
2014-02-20
4
A
0
20000
0
A
Common Stock
20000
20000
D
Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted November 7, 2012 pursuant to the CDTI Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of CDTI common stock.
RSUs vest as to 100% on November 7, 2013. RSUs paid to the Participant as soon as practicable following the date of vesting, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.
RSUs vest as to 1/3 on each of March 20, 2015, March 20, 2016 and March 20, 2017. RSUs paid to the Participant as soon as practicable following the date of vesting, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.
/s/Kristi Cushing for Terri L. Schexnaydre
2014-02-21