0001513162-13-000472.txt : 20130624 0001513162-13-000472.hdr.sgml : 20130624 20130624171046 ACCESSION NUMBER: 0001513162-13-000472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130620 FILED AS OF DATE: 20130624 DATE AS OF CHANGE: 20130624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breese Robert Craig CENTRAL INDEX KEY: 0001543553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 13930248 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-20 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001543553 Breese Robert Craig C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 100 VENTURA CA 93003 1 1 0 0 Chief Executive Officer Common Stock 2013-06-20 4 M 0 5300 0 A 43042 D Restricted Share Units 2013-06-20 4 M 0 5300 0 D Common Stock 5300 37102 D Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award. Each RSU represents a contingent right to receive one share of CDTI common stock. RSUs vest as to 28% on March 8, 2013 and 9% quarterly thereafter, beginning June 20, 2013. RSUs will be paid to the Participant (or in event of the Participant's death, to his or her estate) as soon as practicable following the date of vesting, but in all cases within two and one-half (2 1/2) months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited. /s/Kristi Cushing for Robert Craig Breese 2013-06-24