0001513162-13-000472.txt : 20130624
0001513162-13-000472.hdr.sgml : 20130624
20130624171046
ACCESSION NUMBER: 0001513162-13-000472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130620
FILED AS OF DATE: 20130624
DATE AS OF CHANGE: 20130624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breese Robert Craig
CENTRAL INDEX KEY: 0001543553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 13930248
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 4567 TELEPHONE ROAD, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-20
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001543553
Breese Robert Craig
C/O CLEAN DIESEL TECHNOLOGIES, INC.
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
1
1
0
0
Chief Executive Officer
Common Stock
2013-06-20
4
M
0
5300
0
A
43042
D
Restricted Share Units
2013-06-20
4
M
0
5300
0
D
Common Stock
5300
37102
D
Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award.
Each RSU represents a contingent right to receive one share of CDTI common stock.
RSUs vest as to 28% on March 8, 2013 and 9% quarterly thereafter, beginning June 20, 2013. RSUs will be paid to the Participant (or in event of the Participant's death, to his or her estate) as soon as practicable following the date of vesting, but in all cases within two and one-half (2 1/2) months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited.
/s/Kristi Cushing for Robert Craig Breese
2013-06-24