0001513162-13-000219.txt : 20130322
0001513162-13-000219.hdr.sgml : 20130322
20130322161517
ACCESSION NUMBER: 0001513162-13-000219
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130319
FILED AS OF DATE: 20130322
DATE AS OF CHANGE: 20130322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breese Robert Craig
CENTRAL INDEX KEY: 0001543553
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 13711522
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 4567 TELEPHONE ROAD, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2013-03-19
2013-03-20
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001543553
Breese Robert Craig
C/O CLEAN DIESEL TECHNOLOGIES, INC.
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
1
1
0
0
Chief Executive Officer
Common Stock
2013-03-19
4
M
0
16490
0
A
43986
D
Common Stock
2013-03-20
4
S
0
6244
2.1914
D
37742
D
Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award.
Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.18 to $2.21, inclusive. The reporting person undertakes to provide CDTI, any security holder of CDTI or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The purpose of this Amended Form 4 is solely to correct the reporting person's beneficial ownership. All other information disclosed in the reporting person's original Form 4 filed with the Securities and Exchange Commission on March 20, 2013 was accurately reported.
/s/Kristi Cushing for Robert Craig Breese
2013-03-22