0001296734-18-000001.txt : 20180727 0001296734-18-000001.hdr.sgml : 20180727 20180727163057 ACCESSION NUMBER: 0001296734-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180725 FILED AS OF DATE: 20180727 DATE AS OF CHANGE: 20180727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Tracy A CENTRAL INDEX KEY: 0001296734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 18975132 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CDTI ADVANCED MATERIALS, INC. CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9465 MAIL ADDRESS: STREET 1: 1700 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 FORMER COMPANY: FORMER CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC DATE OF NAME CHANGE: 19950816 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-25 0 0000949428 CDTI ADVANCED MATERIALS, INC. CDTI 0001296734 Kern Tracy A C/O CDTI ADVANCED MATERIALS, INC. 1700 FISKE PLACE OXNARD CA 93033 0 1 0 0 CFO and Secretary Common Stock 2018-07-25 4 P 0 10000 0.5 A 20000 D /s/Tracy A. Kern 2018-07-27