0001296734-16-000006.txt : 20161220 0001296734-16-000006.hdr.sgml : 20161220 20161220112911 ACCESSION NUMBER: 0001296734-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9465 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Tracy A CENTRAL INDEX KEY: 0001296734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 162060709 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-16 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001296734 Kern Tracy A C/O CLEAN DIESEL TECHNOLOGIES, INC. 1621 FISKE PLACE OXNARD CA 93033 0 1 0 0 CFO and Secretary Common Stock 2016-12-16 4 P 0 10000 2 A 10000 D Stock Option (Right to Buy) 2.25 2016-12-16 4 A 0 75000 0 A 2026-12-16 Common Stock 75000 75000 D 1/3 of the shares vested immediately, and 2/3 of the shares will vest in four equal annual installments on the anniversaries of the date of grant. /Tracy A. Kern 2016-12-19