0001296734-16-000006.txt : 20161220
0001296734-16-000006.hdr.sgml : 20161220
20161220112911
ACCESSION NUMBER: 0001296734-16-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161216
FILED AS OF DATE: 20161220
DATE AS OF CHANGE: 20161220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: 805 639 9465
MAIL ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kern Tracy A
CENTRAL INDEX KEY: 0001296734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 162060709
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-16
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001296734
Kern Tracy A
C/O CLEAN DIESEL TECHNOLOGIES, INC.
1621 FISKE PLACE
OXNARD
CA
93033
0
1
0
0
CFO and Secretary
Common Stock
2016-12-16
4
P
0
10000
2
A
10000
D
Stock Option (Right to Buy)
2.25
2016-12-16
4
A
0
75000
0
A
2026-12-16
Common Stock
75000
75000
D
1/3 of the shares vested immediately, and 2/3 of the shares will vest in four equal annual installments on the anniversaries of the date of grant.
/Tracy A. Kern
2016-12-19