0001209191-12-017318.txt : 20120309 0001209191-12-017318.hdr.sgml : 20120309 20120309182957 ACCESSION NUMBER: 0001209191-12-017318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120308 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breese Robert Craig CENTRAL INDEX KEY: 0001543553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 12682057 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 4 1 c27871_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2012-03-08 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001543553 Breese Robert Craig C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 100 VENTURA CA 93003 1 1 0 0 Chief Executive Officer Stock Option (right to buy) 2.83 2012-03-08 4 A 0 176676 0 A 2013-03-08 2022-03-08 Common Stock 176676 176676 D Restricted Stock Units 2012-03-08 4 A 0 58892 0 A Common Stock 58892 58892 D Vest 28% on first anniversary of grant date and 9% per quarter thereafter. Each RSU represents a contingent right to receive one share of CDTI common stock. Vest 28% on first anniversary of grant date and 9% quarterly thereafter, beginning June 20. Issuance will occur on vest date. RSUs that have not vested at the time of the reporting person's termination of service, other than without cause or resignation for good reason concurrent with or subsequent to a change in control, will be forfeited. /s/ Kristi Cushing for Robert Craig Breese 2012-03-09