0001209191-12-017318.txt : 20120309
0001209191-12-017318.hdr.sgml : 20120309
20120309182957
ACCESSION NUMBER: 0001209191-12-017318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120308
FILED AS OF DATE: 20120309
DATE AS OF CHANGE: 20120309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breese Robert Craig
CENTRAL INDEX KEY: 0001543553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 12682057
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 4567 TELEPHONE ROAD, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 206
CITY: VENTURA
STATE: CA
ZIP: 93003
BUSINESS PHONE: 805 639 9458
MAIL ADDRESS:
STREET 1: 4567 TELEPHONE ROAD
STREET 2: SUITE 206
CITY: VENTURA
STATE: CA
ZIP: 93003
4
1
c27871_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2012-03-08
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001543553
Breese Robert Craig
C/O CLEAN DIESEL TECHNOLOGIES, INC.
4567 TELEPHONE ROAD, SUITE 100
VENTURA
CA
93003
1
1
0
0
Chief Executive Officer
Stock Option (right to buy)
2.83
2012-03-08
4
A
0
176676
0
A
2013-03-08
2022-03-08
Common Stock
176676
176676
D
Restricted Stock Units
2012-03-08
4
A
0
58892
0
A
Common Stock
58892
58892
D
Vest 28% on first anniversary of grant date and 9% per quarter thereafter.
Each RSU represents a contingent right to receive one share of CDTI common stock.
Vest 28% on first anniversary of grant date and 9% quarterly thereafter, beginning June 20. Issuance will occur on vest date. RSUs that have not vested at the time of the reporting person's termination of service, other than without cause or resignation for good reason concurrent with or subsequent to a change in control, will be forfeited.
/s/ Kristi Cushing for Robert Craig Breese
2012-03-09