0001209191-12-012595.txt : 20120223 0001209191-12-012595.hdr.sgml : 20120223 20120223181037 ACCESSION NUMBER: 0001209191-12-012595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mehta Nikhil Atul CENTRAL INDEX KEY: 0001502610 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 12635195 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 4 1 c27464_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2012-02-22 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001502610 Mehta Nikhil Atul C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 100 VENTURA CA 93003 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 3.06 2012-02-22 4 A 0 81699 0 A 2013-02-22 2022-02-22 Common Stock 81699 81699 D Restricted Stock Units 2012-02-22 4 A 0 27233 0 A Common Stock 27233 27233 D Stock option vests 1/3 on each the first, second and third anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of CDTI common stock. Restricted stock units vests as to 1/3 on each of March 20, 2013, March 20, 2014 and March 20, 2015. Issuance will occur on vest date. Restricted stock units that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited. /s/ Kristi Cushing for Nikhil Atul Mehta 2012-02-23