0001209191-11-034092.txt : 20110610 0001209191-11-034092.hdr.sgml : 20110610 20110610164917 ACCESSION NUMBER: 0001209191-11-034092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110608 FILED AS OF DATE: 20110610 DATE AS OF CHANGE: 20110610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Stephen John CENTRAL INDEX KEY: 0001502611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 11906125 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 4 1 c18603_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-06-08 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001502611 Golden Stephen John C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 206 VENTURA CA 93003 0 1 0 0 Chief Technical Officer Restricted Stock Units 2011-06-08 4 A 0 5340 0 A Common stock 5340 5340 D Restricted Stock Units 2011-06-08 4 A 0 21919 0 A Common stock 21919 21919 D Each restricted stock unit represents a contingent right to receive one share of CDTI common stock. The restricted stock units vest as to 1/3 on the seventh business day from the date of grant and 1/3 each on the first and second anniversary of the date of grant. Issuance will occur on vest date. Restricted stock units that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited. The restricted stock units vest as to 100% on the seventh business day from the date of grant. Issuance will occur on vest date. Restricted stock units that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited. /s/ Kristi Cushing for Stephen John Golden 2011-06-10