-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqBt8+b3Tb6gQbtzau6kiPwjsZuDMIhsx8YtsZVuyYg8SvA2sWfdjrqe6tu4BZI3 nwWxqKCn913NRTnEB2Jwtw== 0001209191-10-050949.txt : 20101019 0001209191-10-050949.hdr.sgml : 20101019 20101019162239 ACCESSION NUMBER: 0001209191-10-050949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101015 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engles Charles Robert CENTRAL INDEX KEY: 0001503473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 101130605 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 206 CITY: VENTURA STATE: CA ZIP: 93003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 2034165290 MAIL ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 c07013_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-10-15 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001503473 Engles Charles Robert C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 206 VENTURA CA 93003 1 0 0 0 Common stock 2010-10-15 4 A 0 13229 0 A 13229 D Common stock warrants (right to buy) 7.92 2010-10-15 4 A 0 10825 0 A 2010-10-15 2013-10-15 Common stock 10825 10825 D Amount and/or exercise price reflect the one for six reverse stock split of the issuer's common stock that took effect October 15, 2010. Received in exchange for 1,677,317 shares of Class A common stock of Catalytic Solutions, Inc. ("CSI") in connection with the business combination of Clean Diesel Technologies, Inc. ("CDTI") and CSI in which a subsidiary of CDTI merged with and into CSI (the "Merger"). The warrants will expire on the earlier of (i) the third anniversary of the effective time of the Merger and (ii) the date that is 30 days after CDTI gives notice to the warrant holder that the market value of one share of CDTI common stock has exceeded 130% of the exercise price of the warrant for 10 consecutive days. /s/ Kristi Cushing for Charles Robert Engles 2010-10-19 -----END PRIVACY-ENHANCED MESSAGE-----