0001179110-15-016664.txt : 20151222
0001179110-15-016664.hdr.sgml : 20151222
20151222184853
ACCESSION NUMBER: 0001179110-15-016664
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151218
FILED AS OF DATE: 20151222
DATE AS OF CHANGE: 20151222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: 805 639 9465
MAIL ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beale Matthew
CENTRAL INDEX KEY: 0001426048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 151303953
MAIL ADDRESS:
STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC.
STREET 2: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
4
1
edgar.xml
FORM 4 -
X0306
4
2015-12-18
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001426048
Beale Matthew
1621 FISKE PLACE
OXNARD
CA
93033
1
1
0
0
Chief Executive Officer
Common Stock
2015-12-18
4
M
0
7537
0
A
74688
D
Restricted Share Units
2015-12-18
4
M
0
7537
0
D
Common Stock
7537
0
D
Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted May 20, 2015 pursuant to the Clean Diesel Technologies, Inc. (CDTI) Stock Incentive Plan.
The total holdings include 7,538 shares underlying restricted stock units and share equivalent units that were previously reported in Table II.
Each RSU represents a contingent right to receive one share of CDTI's common stock.
RSU vests as to 50% on November 20, 2015, settlement of which was delayed until December 18, 2015, and 50% on the earlier of 1) May 20, 2016, or 2) immediately prior to the commencement of the CDTI's 2016 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, CDTI through such date. Issuance to occur as soon as practicable following the date of vesting, or as otherwise determined by the Compensation and Nominating Committee and subject to compliance with CDTI's Insider Trading Policy, but in all cases within two and one-half months following the end of CDTI's tax year that includes the date such RSUs vest.
/s/ Alfred Palomino, Attorney-in-Fact
2015-12-22