-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Is9Y13+74duyKCazL8ICY2tlXx0uVTXoCKQvS6RASdzypoR64g/M/HYlmvVgW9xC VIzfeTuf43RCfM0PXY8kag== 0001140361-10-041563.txt : 20101019 0001140361-10-041563.hdr.sgml : 20101019 20101019140532 ACCESSION NUMBER: 0001140361-10-041563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101015 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park Mungo CENTRAL INDEX KEY: 0001474363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 101129989 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 10 MIDDLE ST., STE 1100 CITY: STAMFORD STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 2034165290 MAIL ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 doc1.xml FORM 4 X0303 4 2010-10-15 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001474363 Park Mungo C/O CLEAN DIESEL TECHNOLOGIES, INC. 10 MIDDLE ST., STE. 1100 BRIDGEPORT CT 06604 1 0 0 0 Common Stock 2010-10-15 4 A 0 32414 8.052 A 32414 I Held by Affiliate of Reporting Person Warrant 10.09 2010-10-15 4 A 0 14863 A 2010-10-15 2013-10-15 Common 14863 14863 I Held by Affiliate of Reporting Person On October 15, 2010 the issuer effected a reverse stock split of 1 for 6. Transactions and holdings are reported on a post-split basis. The Affiliate of the Reporting Person received these warrants as compensation for its investment banking services to the issuer. Mungo Park 2010-10-19 -----END PRIVACY-ENHANCED MESSAGE-----