-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlXbFjplHocj7ufhN8VJGtLhykaNiMuFJ4AnLtV8khKgcrvYHln6jbKW5XTEou7W zcnnFuCECBGE3C9yT2SVXw== 0001140361-09-020692.txt : 20090911 0001140361-09-020692.hdr.sgml : 20090911 20090911155027 ACCESSION NUMBER: 0001140361-09-020692 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090904 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090911 DATE AS OF CHANGE: 20090911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 091065402 BUSINESS ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 2034165290 MAIL ADDRESS: STREET 1: 10 MIDDLE STREET STREET 2: SUITE 1100 CITY: BRIDGEPORT STATE: CT ZIP: 06604 8-K 1 form8-k.htm CLEAN DIESEL TECHNOLOGIES INC 8-K 9-4-2009 form8-k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  September 4, 2009


CLEAN DIESEL TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)


Delaware
  
001-33710
  
06-1393453
(State or other jurisdiction of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)


Suite 1100, 10 Middle Street, Bridgeport, CT
  
06604
(Address of principal executive offices)
  
(Zip Code)

Registrant's telephone number including area code:
  
(203) 416-5290


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 1.01  Entry into a Material Definitive Agreement.

On September 4, 2009, the Registrant arranged an increase in its line of credit with UBS from $6.5 million to $7.7 million and received additional cash from UBS of $1,263,620.

Attached hereto as Exhibit 99 is the correspondence the Company received regarding the increased credit facility.
 
 
Item 9.01  Financial Statements and Exhibits.
 
 
(C)
Exhibits

 
Correspondence from UBS dated as of September 3, 2009 filed herewith.

 
2
 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
Clean Diesel Technologies, Inc.
       
 
By:
/s/ Ann B. Ruple
   
Ann B. Ruple
     
   
Its:
Vice President, Chief Financial Officer and Treasurer

Dated:  September 11, 2009
 
 
3
 EX-99 2 ex99.htm EXHIBIT 99 ex99.htm
Exhibit 99

UBS
 
UBS Bank USA
 
C/o UBS Financial Services Inc.
 
1000 Harbor Blvd./7th Floor
 
Weehawken, NJ  07086

September 3, 2009

CLEAN DIESEL TECHNOLOGIES, INC.
ATTN: ANN RUPLE
10 MIDDLE STREET  SUITE 1100
BRIDGEPORT CT  06604-4259

Dear Valued Client:

This letter confirms the adjustments made to your Credit Line account:

Account Number:
5V57679

Previous Credit Approval*:
$6,500,000.00

Adjusted Credit Approval*:
$7,700,000.00

Please contact your Financial Advisor regarding information about your Credit Line or other credit services.

Thank you for choosing UBS Bank USA.

Sincerely,
 
 
/s/  Steven M. Stewart

Steven M. Stewart
Senior Vice President
UBS Bank USA
 
 
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