-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bkj/JSeI4dkiIOAD1ez+LBhcNH2XUpFxNZk9ywVOABmoOpX5iyre0dPKfDZa1gAY gv3IxhxaVN8jXpVE8sLXlg== 0001140361-07-000916.txt : 20070110 0001140361-07-000916.hdr.sgml : 20070110 20070110095106 ACCESSION NUMBER: 0001140361-07-000916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070110 DATE AS OF CHANGE: 20070110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY DEREK R CENTRAL INDEX KEY: 0001246217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 07522030 BUSINESS ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0202 4 2006-12-29 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001246217 GRAY DEREK R C/O CLEAN DIESEL TECHNOLOGIES, INC. 300 ATLANTIC ST., SUITE 702 STAMFORD CT 06901 1 0 0 0 Common Stock 2006-12-29 4 A 0 37037 1.35 A 604534 D Warrant 2.00 2000-12-30 2010-12-30 Common 1250 1250 D Option 1.965 2001-03-14 2011-03-14 Common 10000 10000 D Warrant 2.00 2001-03-30 2011-03-30 Common 1250 1250 D Option 2.90 2002-03-12 2012-03-12 Common 25000 25000 D Option 1.65 2003-06-11 2013-06-11 Common 35000 35000 D Warrant 1.63 2003-09-25 2013-09-25 Common 3749 3749 D Option 3.07 2003-12-02 2013-12-02 Common 20000 20000 D Option 1.94 2004-12-09 2014-12-09 Common 25000 25000 D Warrant 1.5 1999-06-30 2009-06-30 Common 58333 58333 D Option 0.9 1999-06-14 2009-06-14 Common 10000 10000 D Option 1.02 2005-12-20 2015-12-20 Common 15000 15000 D Warrant 2.00 2006-12-29 4 A 0 18518 0.0025 A 2006-12-29 2007-07-02 Common Stock 18518 18518 D Warrant 2.50 2006-12-29 4 A 0 18519 0.0025 A 2006-12-29 2007-12-29 Common Stock 18519 18519 D Stock Option 1.82 2007-01-04 4 A 0 50000 0 A 2007-01-04 2017-01-04 Common Stock 50000 50000 D Derek R. Gray 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----