-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ixmz6zCdFwFh92/hzocTve2tHdUkqmdEIhcGz4D7l54T1FJabGtx6tjc38OouYRs RxPQjoIOw35P141tpONfUQ== 0001140361-04-007010.txt : 20041216 0001140361-04-007010.hdr.sgml : 20041216 20041216141548 ACCESSION NUMBER: 0001140361-04-007010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041209 FILED AS OF DATE: 20041216 DATE AS OF CHANGE: 20041216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE HAVILLAND JOHN A CENTRAL INDEX KEY: 0001246218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 041207664 BUSINESS ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0202 4 2004-12-09 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001246218 DE HAVILLAND JOHN A C/O CLEAN DIESEL TECHNOLOGIES, INC. 300 ATLANTIC STREET STAMFORD CT 06901 1 0 0 0 Common Stock 16444 D Stock Option 3.07 2003-12-02 2013-12-02 Common 10000 10000 D Stock Option 1.75 2003-06-11 2013-06-11 Common 20000 20000 D Stock Option 2.9 2002-03-13 2012-03-13 Common 25000 25000 D Stock Option 1.965 2001-03-14 2011-03-14 Common 10000 10000 D Warrant 2.25 2000-05-01 2010-05-01 Common 12150 12150 D Stock Option 2.5 2000-02-10 2010-02-10 Common 10000 10000 D Stock Option .9 1999-06-14 2009-06-14 Common 10000 10000 D Warrant 1.5 1999-09-30 2009-09-30 Common 29167 29167 D Warrant 10.00 1997-03-17 2007-03-17 Common 25000 25000 D Stock Option 4.625 1997-02-06 2007-02-06 Common 5000 5000 D Stock Options 6.82 1995-12-26 2005-12-26 Common 7500 7500 D Option 1.94 2004-12-09 4 A 0 15000 0 A 2004-12-09 2014-12-09 Common 15000 15000 D John A. de Havilland 2004-12-16 -----END PRIVACY-ENHANCED MESSAGE-----