-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MavtnIhOPo3uarte3OCSA/po8tf9uJ4zTTbV6/RLvS0JSKikACJeXl3FyogEZmw3 XHfTaxckpwNrrYUgDRDTsg== 0001140361-04-005684.txt : 20041012 0001140361-04-005684.hdr.sgml : 20041011 20041012090658 ACCESSION NUMBER: 0001140361-04-005684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041007 FILED AS OF DATE: 20041012 DATE AS OF CHANGE: 20041012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTINE JAMES M CENTRAL INDEX KEY: 0001246227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 041073389 BUSINESS ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0202 4 2004-10-07 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001246227 VALENTINE JAMES M C/O CLEAN DIESEL TECHNOLOGIES, INC. 300 ATLANTIC STREET STAMFORD CT 06901 1 1 0 0 President Common stock 2004-10-07 4 A 0 1000 3.00 A 2560 D Common Stock 2004-10-07 4 S 0 1000 3.00 D 1560 D Non Qualified Stock Option 0.9 2004-10-07 4 A 0 1000 0 D 1999-06-14 2009-06-14 Common 1000 31885 D Stock Option 3.07 2003-12-02 4 A 0 40000 0 A 2003-12-02 2013-12-02 Common 40000 40000 D Stock Option 1.65 2003-06-11 4 A 0 80000 0 A 2003-06-11 2013-06-11 Common 80000 80000 D Stock Option 2.90 2002-03-13 4 A 0 100000 0 A 2002-03-13 2012-03-13 Common 100000 100000 D Stock Option 1.965 2001-03-14 4 A 0 60000 0 A 2001-03-14 2011-03-14 Common 60000 60000 D Stock Option 2.50 2000-02-10 4 A 0 75000 0 A 2000-02-10 2010-02-20 Common 75000 75000 D Stock Option 0.90 1999-06-14 4 A 0 60000 0 A 1999-06-14 2009-06-14 Common 60000 60000 D Stock Option 2.00 1998-06-05 4 A 0 7500 0 A 1998-06-05 2008-10-28 Common 7500 7500 D Stock Option 4.625 1997-02-06 4 A 0 35000 0 A 1997-02-06 2007-02-06 Common 35000 35000 D Stock Option 6.82 1995-12-26 4 A 0 10000 0 A 1995-12-26 2005-12-26 Common 10000 10000 D James M. Valentine 2004-10-12 -----END PRIVACY-ENHANCED MESSAGE-----